ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)
CUSIP: 780915104
Q3 2022 13F Holders as of 30 Sep 2022
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 52,569,240
- Total 13F shares
- 13,732,726
- Share change
- -259,318
- Total reported value
- $108,907,210
- Price per share
- $7.93
- Number of holders
- 82
- Value change
- -$2,140,287
- Number of buys
- 47
- Number of sells
- 33
Quarterly Holders Quick Answers
What is CUSIP 780915104?
CUSIP 780915104 identifies RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 780915104:
Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
5.9%
|
3,115,365
|
$26,045,000 | — | 30 Jun 2022 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.9%
|
1,010,526
|
$8,448,000 | — | 30 Jun 2022 | |
| UBS Group AG |
13F
|
Company |
1.7%
|
904,326
|
$7,560,000 | — | 30 Jun 2022 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.7%
|
883,970
|
$7,390,000 | — | 30 Jun 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.6%
|
826,296
|
$6,908,000 | — | 30 Jun 2022 | |
| Allspring Global Investments Holdings, LLC |
13F
|
Company |
1.3%
|
690,916
|
$5,776,000 | — | 30 Jun 2022 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1%
|
545,147
|
$4,557,000 | — | 30 Jun 2022 | |
| Karpus Management, Inc. |
13F
|
Company |
0.93%
|
486,383
|
$4,066,000 | — | 30 Jun 2022 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
0.89%
|
466,703
|
$3,902,000 | — | 30 Jun 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.73%
|
381,713
|
$3,191,000 | — | 30 Jun 2022 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.67%
|
352,738
|
$2,949,000 | — | 30 Jun 2022 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.6%
|
315,973
|
$2,642,000 | — | 30 Jun 2022 | |
| 1832 Asset Management L.P. |
13F
|
Company |
0.58%
|
302,492
|
$2,529,000 | — | 30 Jun 2022 | |
| FCA CORP /TX |
13F
|
Company |
0.53%
|
277,594
|
$2,321,000 | — | 30 Jun 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.47%
|
248,262
|
$2,075,000 | — | 30 Jun 2022 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.47%
|
246,601
|
$2,062,000 | — | 30 Jun 2022 | |
| Family Firm, Inc. |
13F
|
Company |
0.46%
|
242,793
|
$2,030,000 | — | 30 Jun 2022 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.42%
|
222,498
|
$1,860,000 | — | 30 Jun 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.3%
|
157,049
|
$1,313,000 | — | 30 Jun 2022 | |
| HORIZON KINETICS ASSET MANAGEMENT LLC |
13F
|
Company |
0.28%
|
145,026
|
$1,212,000 | — | 30 Jun 2022 | |
| LPL Financial LLC |
13F
|
Company |
0.24%
|
125,999
|
$1,053,000 | — | 30 Jun 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.24%
|
124,722
|
$1,043,000 | — | 30 Jun 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.23%
|
120,462
|
$1,007,000 | — | 30 Jun 2022 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.22%
|
117,836
|
$986,000 | — | 30 Jun 2022 | |
| Frontier Wealth Management LLC |
13F
|
Company |
0.19%
|
100,485
|
$840,000 | — | 30 Jun 2022 | |
| Moors & Cabot, Inc. |
13F
|
Company |
0.17%
|
88,986
|
$744,000 | — | 30 Jun 2022 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.16%
|
81,921
|
$685,000 | — | 30 Jun 2022 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.15%
|
78,505
|
$656,000 | — | 30 Jun 2022 | |
| Cetera Investment Advisers |
13F
|
Company |
0.15%
|
76,599
|
$640,000 | — | 30 Jun 2022 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.13%
|
70,685
|
$591,000 | — | 30 Jun 2022 | |
| TWIN FOCUS CAPITAL PARTNERS, LLC |
13F
|
Company |
0.13%
|
66,161
|
$553,000 | — | 30 Jun 2022 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.12%
|
63,734
|
$533,000 | — | 30 Jun 2022 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.11%
|
56,530
|
$473,000 | — | 30 Jun 2022 | |
| ROBERTS GLORE & CO INC /IL/ |
13F
|
Company |
0.11%
|
56,323
|
$471,000 | — | 30 Jun 2022 | |
| Prospera Financial Services Inc |
13F
|
Company |
0.11%
|
56,001
|
$468,000 | — | 30 Jun 2022 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.1%
|
52,684
|
$440,000 | — | 30 Jun 2022 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.1%
|
51,160
|
$428,000 | — | 30 Jun 2022 | |
| WealthShield Partners, LLC |
13F
|
Company |
0.09%
|
49,395
|
$413,000 | — | 30 Jun 2022 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.09%
|
48,530
|
$406,000 | — | 30 Jun 2022 | |
| Insight Folios Inc |
13F
|
Company |
0.09%
|
48,039
|
$402,000 | — | 30 Jun 2022 | |
| PEAPACK GLADSTONE FINANCIAL CORP |
13F
|
Company |
0.09%
|
46,936
|
$392,000 | — | 30 Jun 2022 | |
| RESOLUTE FINANCIAL, LLC |
13F
|
Company |
0.09%
|
44,964
|
$376,000 | — | 30 Jun 2022 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.08%
|
43,506
|
$364,000 | — | 30 Jun 2022 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
0.07%
|
38,020
|
$318,000 | — | 30 Jun 2022 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.06%
|
31,209
|
$266,000 | — | 30 Jun 2022 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.06%
|
31,644
|
$265,000 | — | 30 Jun 2022 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
0.06%
|
31,396
|
$262,000 | — | 30 Jun 2022 | |
| M&T BANK CORP |
13F
|
Company |
0.06%
|
30,996
|
$259,000 | — | 30 Jun 2022 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.05%
|
28,823
|
$241,000 | — | 30 Jun 2022 | |
| Financial Advocates Investment Management |
13F
|
Company |
0.05%
|
26,720
|
$223,000 | — | 30 Jun 2022 |
Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q3 2022
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2022 vs Q2 2022 Across Filers
| Investor | Q2 2022 Shares | Q3 2022 Shares | Share Diff | Share Chg % | Q2 2022 Value $ | Q3 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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