ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)
CUSIP: 780915104
Q1 2023 13F Holders as of 31 Mar 2023
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 52,569,240
- Total 13F shares
- 12,594,682
- Share change
- -240,475
- Total reported value
- $110,443,690
- Price per share
- $8.77
- Number of holders
- 86
- Value change
- -$2,089,283
- Number of buys
- 39
- Number of sells
- 33
Quarterly Holders Quick Answers
What is CUSIP 780915104?
CUSIP 780915104 identifies RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 780915104:
Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
3.9%
|
2,066,597
|
$17,938,074 | — | 31 Dec 2022 | |
| Allspring Global Investments Holdings, LLC |
13F
|
Company |
2.2%
|
1,138,994
|
$9,886,467 | — | 31 Dec 2022 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.9%
|
988,271
|
$8,578,192 | — | 31 Dec 2022 | |
| UBS Group AG |
13F
|
Company |
1.8%
|
963,220
|
$8,360,750 | — | 31 Dec 2022 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.7%
|
890,580
|
$7,730,234 | — | 31 Dec 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.5%
|
771,124
|
$6,693,357 | — | 31 Dec 2022 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
0.78%
|
412,266
|
$3,578,470 | — | 31 Dec 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.75%
|
395,079
|
$3,429,286 | — | 31 Dec 2022 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.72%
|
377,887
|
$3,280,055 | — | 31 Dec 2022 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.71%
|
370,986
|
$3,220,154 | — | 31 Dec 2022 | |
| 1832 Asset Management L.P. |
13F
|
Company |
0.58%
|
302,492
|
$2,625,630 | — | 31 Dec 2022 | |
| FCA CORP /TX |
13F
|
Company |
0.54%
|
285,002
|
$2,473,815 | — | 31 Dec 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.53%
|
279,183
|
$2,423,307 | — | 31 Dec 2022 | |
| Family Firm, Inc. |
13F
|
Company |
0.49%
|
256,517
|
$2,226,566 | — | 31 Dec 2022 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.45%
|
239,001
|
$2,074,529 | — | 31 Dec 2022 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.4%
|
211,437
|
$1,835,273 | — | 31 Dec 2022 | |
| Atlas Wealth LLC |
13F
|
Company |
0.39%
|
203,448
|
$1,765,929 | — | 31 Dec 2022 | |
| LPL Financial LLC |
13F
|
Company |
0.34%
|
176,123
|
$1,528,747 | — | 31 Dec 2022 | |
| Cetera Investment Advisers |
13F
|
Company |
0.3%
|
156,762
|
$1,360,698 | — | 31 Dec 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.3%
|
156,533
|
$1,358,000 | — | 31 Dec 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.29%
|
153,882
|
$1,335,000 | — | 31 Dec 2022 | |
| HORIZON KINETICS ASSET MANAGEMENT LLC |
13F
|
Company |
0.27%
|
143,588
|
$1,246,340 | — | 31 Dec 2022 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.24%
|
124,072
|
$1,076,942 | — | 31 Dec 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.23%
|
120,619
|
$1,046,000 | — | 31 Dec 2022 | |
| Moors & Cabot, Inc. |
13F
|
Company |
0.19%
|
97,992
|
$850,571 | — | 31 Dec 2022 | |
| DFPG INVESTMENTS, LLC |
13F
|
Company |
0.15%
|
78,640
|
$728,205 | — | 31 Dec 2022 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.16%
|
84,637
|
$697,155 | — | 31 Dec 2022 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.15%
|
78,719
|
$683,281 | — | 31 Dec 2022 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.13%
|
70,884
|
$615,000 | — | 31 Dec 2022 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.12%
|
64,815
|
$562,594 | — | 31 Dec 2022 | |
| TWIN FOCUS CAPITAL PARTNERS, LLC |
13F
|
Company |
0.12%
|
62,161
|
$539,557 | — | 31 Dec 2022 | |
| ROBERTS GLORE & CO INC /IL/ |
13F
|
Company |
0.11%
|
57,813
|
$501,817 | — | 31 Dec 2022 | |
| WealthShield Partners, LLC |
13F
|
Company |
0.11%
|
55,469
|
$481,471 | — | 31 Dec 2022 | |
| Apollon Wealth Management, LLC |
13F
|
Company |
0.1%
|
54,797
|
$475,638 | — | 31 Dec 2022 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.1%
|
54,663
|
$474,000 | — | 31 Dec 2022 | |
| RESOLUTE FINANCIAL, LLC |
13F
|
Company |
0.1%
|
53,486
|
$464,261 | — | 31 Dec 2022 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.09%
|
48,844
|
$423,965 | — | 31 Dec 2022 | |
| PEAPACK GLADSTONE FINANCIAL CORP |
13F
|
Company |
0.09%
|
46,383
|
$403,000 | — | 31 Dec 2022 | |
| Karpus Management, Inc. |
13F
|
Company |
0.08%
|
43,500
|
$377,580 | — | 31 Dec 2022 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.08%
|
42,693
|
$370,583 | — | 31 Dec 2022 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
0.07%
|
38,020
|
$330,014 | — | 31 Dec 2022 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.07%
|
36,698
|
$318,539 | — | 31 Dec 2022 | |
| Insight Folios Inc |
13F
|
Company |
0.06%
|
33,689
|
$292,422 | — | 31 Dec 2022 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.06%
|
33,326
|
$289,265 | — | 31 Dec 2022 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.06%
|
32,441
|
$282,000 | — | 31 Dec 2022 | |
| M&T BANK CORP |
13F
|
Company |
0.06%
|
30,996
|
$269,045 | — | 31 Dec 2022 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.05%
|
28,427
|
$245,645 | — | 31 Dec 2022 | |
| Financial Advocates Investment Management |
13F
|
Company |
0.05%
|
28,256
|
$245,262 | — | 31 Dec 2022 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.05%
|
28,043
|
$243,413 | — | 31 Dec 2022 | |
| Wealthcare Advisory Partners LLC |
13F
|
Company |
0.05%
|
25,294
|
$219,552 | — | 31 Dec 2022 |
Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q1 2023
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2023 vs Q4 2022 Across Filers
| Investor | Q4 2022 Shares | Q1 2023 Shares | Share Diff | Share Chg % | Q4 2022 Value $ | Q1 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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