ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)
CUSIP: 780915104
Q1 2016 13F Holders as of 31 Mar 2016
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 52,569,240
- Total 13F shares
- 9,555,496
- Share change
- +39,249
- Total reported value
- $66,878,000
- Price per share
- $7.00
- Number of holders
- 68
- Value change
- +$208,389
- Number of buys
- 42
- Number of sells
- 21
Quarterly Holders Quick Answers
What is CUSIP 780915104?
CUSIP 780915104 identifies RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 780915104:
Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
3%
|
1,552,989
|
$11,275,000 | — | 31 Dec 2015 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
1.3%
|
672,555
|
$4,882,749 | — | 31 Dec 2015 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
1.3%
|
660,891
|
$4,798,000 | — | 31 Dec 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.2%
|
629,674
|
$4,572,000 | — | 31 Dec 2015 | |
| Matisse Capital |
13F
|
Company |
1.1%
|
579,577
|
$4,208,000 | — | 31 Dec 2015 | |
| UBS Group AG |
13F
|
Company |
0.97%
|
511,426
|
$3,713,000 | — | 31 Dec 2015 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.96%
|
506,347
|
$3,676,000 | — | 31 Dec 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.68%
|
359,745
|
$2,611,000 | — | 31 Dec 2015 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.54%
|
284,359
|
$2,064,000 | — | 31 Dec 2015 | |
| Family Firm, Inc. |
13F
|
Company |
0.47%
|
244,970
|
$1,778,000 | — | 31 Dec 2015 | |
| FCA CORP /TX |
13F
|
Company |
0.46%
|
239,884
|
$1,742,000 | — | 31 Dec 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.42%
|
221,805
|
$1,610,000 | — | 31 Dec 2015 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.41%
|
216,715
|
$1,573,000 | — | 31 Dec 2015 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.36%
|
190,946
|
$1,386,000 | — | 31 Dec 2015 | |
| FIDUCIARY COUNSELLING INC |
13F
|
Company |
0.28%
|
144,860
|
$1,052,000 | — | 31 Dec 2015 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.27%
|
140,023
|
$1,017,000 | — | 31 Dec 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.23%
|
118,823
|
$863,000 | — | 31 Dec 2015 | |
| BANK OF NOVA SCOTIA |
13F
|
Company |
0.22%
|
116,807
|
$848,000 | — | 31 Dec 2015 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.22%
|
114,728
|
$833,000 | — | 31 Dec 2015 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.2%
|
107,238
|
$779,000 | — | 31 Dec 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.19%
|
100,188
|
$728,000 | — | 31 Dec 2015 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.19%
|
97,504
|
$708,000 | — | 31 Dec 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.18%
|
96,314
|
$699,000 | — | 31 Dec 2015 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.18%
|
96,012
|
$697,000 | — | 31 Dec 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.17%
|
87,136
|
$633,000 | — | 31 Dec 2015 | |
| VSR Financial Services, Inc. |
13F
|
Company |
0.17%
|
86,904
|
$631,000 | — | 31 Dec 2015 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.16%
|
82,362
|
$598,000 | — | 31 Dec 2015 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.15%
|
77,400
|
$562,000 | — | 31 Dec 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.14%
|
72,456
|
$526,000 | — | 31 Dec 2015 | |
| LEVIN CAPITAL STRATEGIES, L.P. |
13F
|
Company |
0.14%
|
72,179
|
$524,000 | — | 31 Dec 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.12%
|
62,794
|
$452,000 | — | 31 Dec 2015 | |
| Ionic Capital Management LLC |
13F
|
Company |
0.12%
|
61,863
|
$449,000 | — | 31 Dec 2015 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.11%
|
57,426
|
$417,000 | — | 31 Dec 2015 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.1%
|
55,092
|
$400,000 | — | 31 Dec 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.1%
|
51,612
|
$375,000 | — | 31 Dec 2015 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.08%
|
43,719
|
$317,000 | — | 31 Dec 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.08%
|
43,250
|
$314,000 | — | 31 Dec 2015 | |
| GRACE & WHITE INC /NY |
13F
|
Company |
0.08%
|
40,542
|
$294,000 | — | 31 Dec 2015 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.08%
|
40,395
|
$293,000 | — | 31 Dec 2015 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.07%
|
37,381
|
$271,000 | — | 31 Dec 2015 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.07%
|
35,661
|
$259,000 | — | 31 Dec 2015 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.07%
|
34,632
|
$251,000 | — | 31 Dec 2015 | |
| Weiss Asset Management LP |
13F
|
Company |
0.06%
|
31,807
|
$231,000 | — | 31 Dec 2015 | |
| Sandy Spring Bank |
13F
|
Company |
0.05%
|
27,797
|
$202,000 | — | 31 Dec 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.05%
|
26,806
|
$195,000 | — | 31 Dec 2015 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
0.05%
|
25,349
|
$184,000 | — | 31 Dec 2015 | |
| Coe Capital Management, LLC |
13F
|
Company |
0.04%
|
19,618
|
$142,427 | — | 31 Dec 2015 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.04%
|
18,944
|
$138,000 | — | 31 Dec 2015 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.03%
|
17,970
|
$130,000 | — | 31 Dec 2015 | |
| SUMMIT SECURITIES GROUP LLC |
13F
|
Company |
0.03%
|
13,546
|
$98,000 | — | 31 Dec 2015 |
Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q1 2016
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2016 vs Q4 2015 Across Filers
| Investor | Q4 2015 Shares | Q1 2016 Shares | Share Diff | Share Chg % | Q4 2015 Value $ | Q1 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.