ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)

CUSIP: 780915104

Q1 2016 13F Holders as of 31 Mar 2016

Type / Class
Equity / Common Shares, $0.001 par value
Shares outstanding
52,569,240
Total 13F shares
9,555,496
Share change
+39,249
Total reported value
$66,878,000
Price per share
$7.00
Number of holders
68
Value change
+$208,389
Number of buys
42
Number of sells
21

Quarterly Holders Quick Answers

What is CUSIP 780915104?
CUSIP 780915104 identifies RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in SEC institutional holdings data.

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Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
MORGAN STANLEY
13F
Company
3%
1,552,989
$11,275,000 31 Dec 2015
13F
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
13F
Company
1.3%
672,555
$4,882,749 31 Dec 2015
13F
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD
13F
Company
1.3%
660,891
$4,798,000 31 Dec 2015
13F
WELLS FARGO & COMPANY/MN
13F
Company
1.2%
629,674
$4,572,000 31 Dec 2015
13F
Matisse Capital
13F
Company
1.1%
579,577
$4,208,000 31 Dec 2015
13F
UBS Group AG
13F
Company
0.97%
511,426
$3,713,000 31 Dec 2015
13F
Gramercy Funds Management LLC
13F
Company
0.96%
506,347
$3,676,000 31 Dec 2015
13F
WOLVERINE ASSET MANAGEMENT LLC
13F
Company
0.68%
359,745
$2,611,000 31 Dec 2015
13F
CORNERSTONE ADVISORS INC
13F
Company
0.54%
284,359
$2,064,000 31 Dec 2015
13F
Family Firm, Inc.
13F
Company
0.47%
244,970
$1,778,000 31 Dec 2015
13F
FCA CORP /TX
13F
Company
0.46%
239,884
$1,742,000 31 Dec 2015
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
0.42%
221,805
$1,610,000 31 Dec 2015
13F
NORTH STAR ASSET MANAGEMENT INC
13F
Company
0.41%
216,715
$1,573,000 31 Dec 2015
13F
BARD ASSOCIATES INC
13F
Company
0.36%
190,946
$1,386,000 31 Dec 2015
13F
FIDUCIARY COUNSELLING INC
13F
Company
0.28%
144,860
$1,052,000 31 Dec 2015
13F
BROWN ADVISORY INC
13F
Company
0.27%
140,023
$1,017,000 31 Dec 2015
13F
DOLIVER ADVISORS, LP
13F
Company
0.23%
118,823
$863,000 31 Dec 2015
13F
BANK OF NOVA SCOTIA
13F
Company
0.22%
116,807
$848,000 31 Dec 2015
13F
Shaker Financial Services, LLC
13F
Company
0.22%
114,728
$833,000 31 Dec 2015
13F
Mraz, Amerine & Associates, Inc.
13F
Company
0.2%
107,238
$779,000 31 Dec 2015
13F
AMERICAN INTERNATIONAL GROUP, INC.
13F
Company
0.19%
100,188
$728,000 31 Dec 2015
13F
FIRST TRUST ADVISORS LP
13F
Company
0.19%
97,504
$708,000 31 Dec 2015
13F
ROYAL BANK OF CANADA
13F
Company
0.18%
96,314
$699,000 31 Dec 2015
13F
First Allied Advisory Services, Inc.
13F
Company
0.18%
96,012
$697,000 31 Dec 2015
13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
13F
Company
0.17%
87,136
$633,000 31 Dec 2015
13F
VSR Financial Services, Inc.
13F
Company
0.17%
86,904
$631,000 31 Dec 2015
13F
SG Americas Securities, LLC
13F
Company
0.16%
82,362
$598,000 31 Dec 2015
13F
Squarepoint Ops LLC
13F
Company
0.15%
77,400
$562,000 31 Dec 2015
13F
BANK OF AMERICA CORP /DE/
13F
Company
0.14%
72,456
$526,000 31 Dec 2015
13F
LEVIN CAPITAL STRATEGIES, L.P.
13F
Company
0.14%
72,179
$524,000 31 Dec 2015
13F
LPL Financial LLC
13F
Company
0.12%
62,794
$452,000 31 Dec 2015
13F
Ionic Capital Management LLC
13F
Company
0.12%
61,863
$449,000 31 Dec 2015
13F
Point View Wealth Management, Inc.
13F
Company
0.11%
57,426
$417,000 31 Dec 2015
13F
BOOTHBAY FUND MANAGEMENT, LLC
13F
Company
0.1%
55,092
$400,000 31 Dec 2015
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
0.1%
51,612
$375,000 31 Dec 2015
13F
AQR Arbitrage LLC
13F
Company
0.08%
43,719
$317,000 31 Dec 2015
13F
AMERIPRISE FINANCIAL INC
13F
Company
0.08%
43,250
$314,000 31 Dec 2015
13F
GRACE & WHITE INC /NY
13F
Company
0.08%
40,542
$294,000 31 Dec 2015
13F
TFS CAPITAL LLC
13F
Company
0.08%
40,395
$293,000 31 Dec 2015
13F
D.A. DAVIDSON & CO.
13F
Company
0.07%
37,381
$271,000 31 Dec 2015
13F
Concert Wealth Management Inc.
13F
Company
0.07%
35,661
$259,000 31 Dec 2015
13F
CLOUGH CAPITAL PARTNERS L P
13F
Company
0.07%
34,632
$251,000 31 Dec 2015
13F
Weiss Asset Management LP
13F
Company
0.06%
31,807
$231,000 31 Dec 2015
13F
Sandy Spring Bank
13F
Company
0.05%
27,797
$202,000 31 Dec 2015
13F
CREDIT SUISSE AG/
13F
Company
0.05%
26,806
$195,000 31 Dec 2015
13F
HL FINANCIAL SERVICES LLC
13F
Company
0.05%
25,349
$184,000 31 Dec 2015
13F
Coe Capital Management, LLC
13F
Company
0.04%
19,618
$142,427 31 Dec 2015
13F
Private Advisor Group, LLC
13F
Company
0.04%
18,944
$138,000 31 Dec 2015
13F
SHEPHERD KAPLAN KROCHUK, LLC
13F
Company
0.03%
17,970
$130,000 31 Dec 2015
13F
SUMMIT SECURITIES GROUP LLC
13F
Company
0.03%
13,546
$98,000 31 Dec 2015
13F

Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q1 2016

As of 31 Mar 2016, ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) was held by 68 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 9,555,496 shares. The largest 10 holders included MORGAN STANLEY, FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD, Gramercy Funds Management LLC, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., WELLS FARGO & COMPANY/MN, Deschutes Portfolio Strategy, LLC, UBS Group AG, CORNERSTONE ADVISORS INC, WOLVERINE ASSET MANAGEMENT LLC, and BARD ASSOCIATES INC. This page lists 68 institutional shareholders reporting positions in this security for the Q1 2016 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2016 vs Q4 2015 Across Filers

Q4 2015 holders
70
Q1 2016 holders
68
Holder diff
-2
Investor Q4 2015 Shares Q1 2016 Shares Share Diff Share Chg % Q4 2015 Value $ Q1 2016 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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