ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)
CUSIP: 780915104
Q4 2015 13F Holders as of 31 Dec 2015
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 52,569,240
- Total 13F shares
- 9,529,903
- Share change
- +659,115
- Total reported value
- $69,185,176
- Price per share
- $7.26
- Number of holders
- 70
- Value change
- +$4,651,269
- Number of buys
- 41
- Number of sells
- 30
Quarterly Holders Quick Answers
What is CUSIP 780915104?
CUSIP 780915104 identifies RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 780915104:
Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
3.6%
|
1,894,371
|
$14,662,000 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.4%
|
725,282
|
$5,613,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
1.3%
|
675,987
|
$5,232,000 | — | 30 Sep 2015 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
0.97%
|
510,350
|
$3,950,000 | — | 30 Sep 2015 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
0.89%
|
468,852
|
$3,629,000 | — | 30 Sep 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.7%
|
369,306
|
$2,858,000 | — | 30 Sep 2015 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.53%
|
279,404
|
$2,163,000 | — | 30 Sep 2015 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.52%
|
273,396
|
$2,116,000 | — | 30 Sep 2015 | |
| Family Firm, Inc. |
13F
|
Company |
0.45%
|
234,542
|
$1,815,000 | — | 30 Sep 2015 | |
| FCA CORP /TX |
13F
|
Company |
0.39%
|
202,669
|
$1,569,000 | — | 30 Sep 2015 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.38%
|
198,260
|
$1,535,000 | — | 30 Sep 2015 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.33%
|
174,396
|
$1,350,000 | — | 30 Sep 2015 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.29%
|
151,359
|
$1,172,000 | — | 30 Sep 2015 | |
| BANK OF NOVA SCOTIA |
13F
|
Company |
0.29%
|
150,645
|
$1,167,000 | — | 30 Sep 2015 | |
| Karpus Management, Inc. |
13F
|
Company |
0.26%
|
136,945
|
$1,060,000 | — | 30 Sep 2015 | |
| FIDUCIARY COUNSELLING INC |
13F
|
Company |
0.25%
|
133,444
|
$1,033,000 | — | 30 Sep 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.22%
|
116,198
|
$899,000 | — | 30 Sep 2015 | |
| VSR Financial Services, Inc. |
13F
|
Company |
0.22%
|
115,204
|
$892,000 | — | 30 Sep 2015 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.21%
|
112,838
|
$873,000 | — | 30 Sep 2015 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.2%
|
104,589
|
$804,000 | — | 30 Sep 2015 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.19%
|
98,620
|
$763,000 | — | 30 Sep 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.17%
|
89,643
|
$694,000 | — | 30 Sep 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.15%
|
79,753
|
$617,000 | — | 30 Sep 2015 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.14%
|
72,444
|
$561,000 | — | 30 Sep 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.13%
|
70,302
|
$544,000 | — | 30 Sep 2015 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.12%
|
64,000
|
$495,000 | — | 30 Sep 2015 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.11%
|
58,516
|
$453,000 | — | 30 Sep 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.09%
|
45,905
|
$356,000 | — | 30 Sep 2015 | |
| Sandy Spring Bank |
13F
|
Company |
0.09%
|
44,797
|
$347,000 | — | 30 Sep 2015 | |
| GRACE & WHITE INC /NY |
13F
|
Company |
0.08%
|
42,923
|
$332,000 | — | 30 Sep 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.08%
|
40,221
|
$311,000 | — | 30 Sep 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.07%
|
38,281
|
$296,000 | — | 30 Sep 2015 | |
| Ionic Capital Management LLC |
13F
|
Company |
0.07%
|
37,726
|
$292,000 | — | 30 Sep 2015 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.07%
|
35,127
|
$271,000 | — | 30 Sep 2015 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.06%
|
32,114
|
$247,000 | — | 30 Sep 2015 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.06%
|
31,345
|
$243,000 | — | 30 Sep 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.06%
|
30,697
|
$241,000 | — | 30 Sep 2015 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.06%
|
29,716
|
$230,000 | — | 30 Sep 2015 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.05%
|
26,405
|
$204,000 | — | 30 Sep 2015 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
0.05%
|
25,349
|
$196,000 | — | 30 Sep 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.04%
|
22,159
|
$172,000 | — | 30 Sep 2015 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.03%
|
17,540
|
$136,000 | — | 30 Sep 2015 | |
| USCA RIA LLC |
13F
|
Company |
0.03%
|
17,254
|
$134,000 | — | 30 Sep 2015 | |
| RELIANCE TRUST CO OF DELAWARE |
13F
|
Company |
0.03%
|
16,768
|
$130,000 | — | 30 Sep 2015 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.03%
|
16,746
|
$130,000 | — | 30 Sep 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.03%
|
16,575
|
$128,000 | — | 30 Sep 2015 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.02%
|
12,208
|
$94,000 | — | 30 Sep 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
11,617
|
$89,000 | — | 30 Sep 2015 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.02%
|
11,000
|
$85,000 | — | 30 Sep 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.02%
|
10,860
|
$84,000 | — | 30 Sep 2015 |
Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q4 2015
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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