ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)
CUSIP: 780915104
Q2 2016 13F Holders as of 30 Jun 2016
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 52,569,240
- Total 13F shares
- 11,098,411
- Share change
- +1,422,370
- Total reported value
- $81,502,000
- Price per share
- $7.34
- Number of holders
- 66
- Value change
- +$10,757,114
- Number of buys
- 32
- Number of sells
- 37
Quarterly Holders Quick Answers
What is CUSIP 780915104?
CUSIP 780915104 identifies RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 780915104:
Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
1.8%
|
967,240
|
$6,771,000 | — | 31 Mar 2016 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
1.4%
|
752,431
|
$5,267,000 | — | 31 Mar 2016 | |
| Gramercy Funds Management LLC |
13F
|
Company |
1.4%
|
718,060
|
$5,026,000 | — | 31 Mar 2016 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
1.4%
|
716,377
|
$5,015,000 | — | 31 Mar 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.2%
|
647,318
|
$4,532,000 | — | 31 Mar 2016 | |
| Matisse Capital |
13F
|
Company |
1.2%
|
635,994
|
$4,452,000 | — | 31 Mar 2016 | |
| UBS Group AG |
13F
|
Company |
1%
|
539,568
|
$3,777,000 | — | 31 Mar 2016 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.71%
|
372,269
|
$2,606,000 | — | 31 Mar 2016 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.64%
|
336,268
|
$2,353,000 | — | 31 Mar 2016 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.56%
|
295,746
|
$2,070,000 | — | 31 Mar 2016 | |
| FCA CORP /TX |
13F
|
Company |
0.53%
|
278,429
|
$1,949,000 | — | 31 Mar 2016 | |
| BANK OF NOVA SCOTIA |
13F
|
Company |
0.52%
|
274,169
|
$1,920,000 | — | 31 Mar 2016 | |
| Family Firm, Inc. |
13F
|
Company |
0.46%
|
242,994
|
$1,701,000 | — | 31 Mar 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.32%
|
167,293
|
$1,171,000 | — | 31 Mar 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.29%
|
154,787
|
$1,084,000 | — | 31 Mar 2016 | |
| FIDUCIARY COUNSELLING INC |
13F
|
Company |
0.28%
|
148,388
|
$1,039,000 | — | 31 Mar 2016 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.27%
|
143,230
|
$1,002,000 | — | 31 Mar 2016 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.27%
|
140,023
|
$980,000 | — | 31 Mar 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.26%
|
138,165
|
$967,000 | — | 31 Mar 2016 | |
| Horizon Kinetics LLC |
13F
|
Company |
0.23%
|
118,676
|
$831,000 | — | 31 Mar 2016 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.2%
|
107,238
|
$751,000 | — | 31 Mar 2016 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.2%
|
107,233
|
$751,000 | — | 31 Mar 2016 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.2%
|
103,092
|
$722,000 | — | 31 Mar 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.19%
|
99,377
|
$696,000 | — | 31 Mar 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.19%
|
97,905
|
$685,000 | — | 31 Mar 2016 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.18%
|
94,432
|
$658,000 | — | 31 Mar 2016 | |
| VSR Financial Services, Inc. |
13F
|
Company |
0.17%
|
86,904
|
$608,000 | — | 31 Mar 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.14%
|
73,207
|
$512,000 | — | 31 Mar 2016 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.13%
|
68,570
|
$480,000 | — | 31 Mar 2016 | |
| Ionic Capital Management LLC |
13F
|
Company |
0.11%
|
60,215
|
$422,000 | — | 31 Mar 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.12%
|
61,334
|
$421,000 | — | 31 Mar 2016 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.11%
|
57,483
|
$402,000 | — | 31 Mar 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.11%
|
56,113
|
$393,000 | — | 31 Mar 2016 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.09%
|
46,744
|
$327,000 | — | 31 Mar 2016 | |
| LEVIN CAPITAL STRATEGIES, L.P. |
13F
|
Company |
0.08%
|
44,640
|
$312,000 | — | 31 Mar 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.08%
|
43,823
|
$307,000 | — | 31 Mar 2016 | |
| GRACE & WHITE INC /NY |
13F
|
Company |
0.08%
|
40,542
|
$284,000 | — | 31 Mar 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.07%
|
38,009
|
$266,000 | — | 31 Mar 2016 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.07%
|
36,728
|
$257,000 | — | 31 Mar 2016 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.07%
|
34,632
|
$242,000 | — | 31 Mar 2016 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.06%
|
31,191
|
$218,000 | — | 31 Mar 2016 | |
| SENTINEL TRUST CO LBA |
13F
|
Company |
0.06%
|
30,700
|
$215,000 | — | 31 Mar 2016 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
0.05%
|
25,349
|
$177,000 | — | 31 Mar 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.04%
|
22,268
|
$156,000 | — | 31 Mar 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.04%
|
21,650
|
$152,000 | — | 31 Mar 2016 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.04%
|
21,218
|
$149,000 | — | 31 Mar 2016 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.03%
|
17,970
|
$126,000 | — | 31 Mar 2016 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.03%
|
16,040
|
$112,000 | — | 31 Mar 2016 | |
| Prospera Financial Services Inc |
13F
|
Company |
0.02%
|
12,804
|
$93,000 | — | 31 Mar 2016 | |
| USCA RIA LLC |
13F
|
Company |
0.02%
|
12,965
|
$91,000 | — | 31 Mar 2016 |
Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q2 2016
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2016 vs Q1 2016 Across Filers
| Investor | Q1 2016 Shares | Q2 2016 Shares | Share Diff | Share Chg % | Q1 2016 Value $ | Q2 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.