ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)

CUSIP: 780915104

Q2 2016 13F Holders as of 30 Jun 2016

Type / Class
Equity / Common Shares, $0.001 par value
Shares outstanding
52,569,240
Total 13F shares
11,098,411
Share change
+1,422,370
Total reported value
$81,502,000
Price per share
$7.34
Number of holders
66
Value change
+$10,757,114
Number of buys
32
Number of sells
37

Quarterly Holders Quick Answers

What is CUSIP 780915104?
CUSIP 780915104 identifies RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in SEC institutional holdings data.

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Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
MORGAN STANLEY
13F
Company
1.8%
967,240
$6,771,000 31 Mar 2016
13F
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD
13F
Company
1.4%
752,431
$5,267,000 31 Mar 2016
13F
Gramercy Funds Management LLC
13F
Company
1.4%
718,060
$5,026,000 31 Mar 2016
13F
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
13F
Company
1.4%
716,377
$5,015,000 31 Mar 2016
13F
WELLS FARGO & COMPANY/MN
13F
Company
1.2%
647,318
$4,532,000 31 Mar 2016
13F
Matisse Capital
13F
Company
1.2%
635,994
$4,452,000 31 Mar 2016
13F
UBS Group AG
13F
Company
1%
539,568
$3,777,000 31 Mar 2016
13F
CORNERSTONE ADVISORS INC
13F
Company
0.71%
372,269
$2,606,000 31 Mar 2016
13F
WOLVERINE ASSET MANAGEMENT LLC
13F
Company
0.64%
336,268
$2,353,000 31 Mar 2016
13F
BARD ASSOCIATES INC
13F
Company
0.56%
295,746
$2,070,000 31 Mar 2016
13F
FCA CORP /TX
13F
Company
0.53%
278,429
$1,949,000 31 Mar 2016
13F
BANK OF NOVA SCOTIA
13F
Company
0.52%
274,169
$1,920,000 31 Mar 2016
13F
Family Firm, Inc.
13F
Company
0.46%
242,994
$1,701,000 31 Mar 2016
13F
Shaker Financial Services, LLC
13F
Company
0.32%
167,293
$1,171,000 31 Mar 2016
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
0.29%
154,787
$1,084,000 31 Mar 2016
13F
FIDUCIARY COUNSELLING INC
13F
Company
0.28%
148,388
$1,039,000 31 Mar 2016
13F
NORTH STAR ASSET MANAGEMENT INC
13F
Company
0.27%
143,230
$1,002,000 31 Mar 2016
13F
BROWN ADVISORY INC
13F
Company
0.27%
140,023
$980,000 31 Mar 2016
13F
DOLIVER ADVISORS, LP
13F
Company
0.26%
138,165
$967,000 31 Mar 2016
13F
Horizon Kinetics LLC
13F
Company
0.23%
118,676
$831,000 31 Mar 2016
13F
Mraz, Amerine & Associates, Inc.
13F
Company
0.2%
107,238
$751,000 31 Mar 2016
13F
AMERICAN INTERNATIONAL GROUP, INC.
13F
Company
0.2%
107,233
$751,000 31 Mar 2016
13F
FIRST TRUST ADVISORS LP
13F
Company
0.2%
103,092
$722,000 31 Mar 2016
13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
13F
Company
0.19%
99,377
$696,000 31 Mar 2016
13F
ROYAL BANK OF CANADA
13F
Company
0.19%
97,905
$685,000 31 Mar 2016
13F
First Allied Advisory Services, Inc.
13F
Company
0.18%
94,432
$658,000 31 Mar 2016
13F
VSR Financial Services, Inc.
13F
Company
0.17%
86,904
$608,000 31 Mar 2016
13F
BANK OF AMERICA CORP /DE/
13F
Company
0.14%
73,207
$512,000 31 Mar 2016
13F
Point View Wealth Management, Inc.
13F
Company
0.13%
68,570
$480,000 31 Mar 2016
13F
Ionic Capital Management LLC
13F
Company
0.11%
60,215
$422,000 31 Mar 2016
13F
LPL Financial LLC
13F
Company
0.12%
61,334
$421,000 31 Mar 2016
13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
0.11%
57,483
$402,000 31 Mar 2016
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
0.11%
56,113
$393,000 31 Mar 2016
13F
AQR Arbitrage LLC
13F
Company
0.09%
46,744
$327,000 31 Mar 2016
13F
LEVIN CAPITAL STRATEGIES, L.P.
13F
Company
0.08%
44,640
$312,000 31 Mar 2016
13F
AMERIPRISE FINANCIAL INC
13F
Company
0.08%
43,823
$307,000 31 Mar 2016
13F
GRACE & WHITE INC /NY
13F
Company
0.08%
40,542
$284,000 31 Mar 2016
13F
D.A. DAVIDSON & CO.
13F
Company
0.07%
38,009
$266,000 31 Mar 2016
13F
Concert Wealth Management Inc.
13F
Company
0.07%
36,728
$257,000 31 Mar 2016
13F
CLOUGH CAPITAL PARTNERS L P
13F
Company
0.07%
34,632
$242,000 31 Mar 2016
13F
TFS CAPITAL LLC
13F
Company
0.06%
31,191
$218,000 31 Mar 2016
13F
SENTINEL TRUST CO LBA
13F
Company
0.06%
30,700
$215,000 31 Mar 2016
13F
HL FINANCIAL SERVICES LLC
13F
Company
0.05%
25,349
$177,000 31 Mar 2016
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
0.04%
22,268
$156,000 31 Mar 2016
13F
Geneos Wealth Management Inc.
13F
Company
0.04%
21,650
$152,000 31 Mar 2016
13F
Private Advisor Group, LLC
13F
Company
0.04%
21,218
$149,000 31 Mar 2016
13F
SHEPHERD KAPLAN KROCHUK, LLC
13F
Company
0.03%
17,970
$126,000 31 Mar 2016
13F
BOOTHBAY FUND MANAGEMENT, LLC
13F
Company
0.03%
16,040
$112,000 31 Mar 2016
13F
Prospera Financial Services Inc
13F
Company
0.02%
12,804
$93,000 31 Mar 2016
13F
USCA RIA LLC
13F
Company
0.02%
12,965
$91,000 31 Mar 2016
13F

Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q2 2016

As of 30 Jun 2016, ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) was held by 66 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 11,098,411 shares. The largest 10 holders included Horizon Kinetics LLC, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Oxbow Advisors, LLC, FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD, Gramercy Funds Management LLC, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., UBS Group AG, CORNERSTONE ADVISORS INC, and FCA CORP /TX. This page lists 66 institutional shareholders reporting positions in this security for the Q2 2016 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q2 2016 vs Q1 2016 Across Filers

Q1 2016 holders
68
Q2 2016 holders
66
Holder diff
-2
Investor Q1 2016 Shares Q2 2016 Shares Share Diff Share Chg % Q1 2016 Value $ Q2 2016 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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