ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)
CUSIP: 780915104
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 52,569,240
- Total 13F shares
- 8,289,047
- Share change
- +355,114
- Total reported value
- $64,149,766
- Price per share
- $7.74
- Number of holders
- 67
- Value change
- +$2,375,814
- Number of buys
- 38
- Number of sells
- 25
Quarterly Holders Quick Answers
What is CUSIP 780915104?
CUSIP 780915104 identifies RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 780915104:
Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
3.8%
|
1,979,682
|
$18,252,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.6%
|
863,213
|
$7,959,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
1.3%
|
692,401
|
$6,384,000 | — | 30 Jun 2015 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.89%
|
466,269
|
$4,299,000 | — | 30 Jun 2015 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
0.7%
|
369,340
|
$3,405,000 | — | 30 Jun 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.69%
|
361,615
|
$3,334,000 | — | 30 Jun 2015 | |
| Family Firm, Inc. |
13F
|
Company |
0.42%
|
222,813
|
$2,054,000 | — | 30 Jun 2015 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.42%
|
220,539
|
$2,033,000 | — | 30 Jun 2015 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.41%
|
214,715
|
$1,979,000 | — | 30 Jun 2015 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.38%
|
201,573
|
$1,859,000 | — | 30 Jun 2015 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
0.32%
|
166,660
|
$1,537,000 | — | 30 Jun 2015 | |
| FCA CORP /TX |
13F
|
Company |
0.31%
|
160,813
|
$1,483,000 | — | 30 Jun 2015 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.27%
|
142,452
|
$1,313,000 | — | 30 Jun 2015 | |
| FIDUCIARY COUNSELLING INC |
13F
|
Company |
0.25%
|
130,193
|
$1,200,000 | — | 30 Jun 2015 | |
| VSR Financial Services, Inc. |
13F
|
Company |
0.22%
|
115,204
|
$1,062,000 | — | 30 Jun 2015 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.21%
|
111,838
|
$1,031,000 | — | 30 Jun 2015 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.18%
|
93,924
|
$866,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.16%
|
85,798
|
$791,000 | — | 30 Jun 2015 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.16%
|
84,467
|
$778,000 | — | 30 Jun 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.15%
|
77,181
|
$711,609 | — | 30 Jun 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.15%
|
76,781
|
$708,000 | — | 30 Jun 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.13%
|
67,983
|
$627,000 | — | 30 Jun 2015 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
0.13%
|
66,934
|
$617,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.12%
|
64,508
|
$595,000 | — | 30 Jun 2015 | |
| Curi Capital, LLC |
13F
|
Company |
0.12%
|
60,696
|
$560,000 | — | 30 Jun 2015 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.11%
|
59,133
|
$545,000 | — | 30 Jun 2015 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.1%
|
53,164
|
$490,000 | — | 30 Jun 2015 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.1%
|
52,054
|
$480,000 | — | 30 Jun 2015 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.09%
|
47,100
|
$434,000 | — | 30 Jun 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.09%
|
46,265
|
$427,000 | — | 30 Jun 2015 | |
| Sandy Spring Bank |
13F
|
Company |
0.09%
|
44,797
|
$413,000 | — | 30 Jun 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.08%
|
43,338
|
$397,000 | — | 30 Jun 2015 | |
| GRACE & WHITE INC /NY |
13F
|
Company |
0.08%
|
41,880
|
$386,000 | — | 30 Jun 2015 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.06%
|
31,864
|
$293,000 | — | 30 Jun 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.06%
|
30,692
|
$283,000 | — | 30 Jun 2015 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.06%
|
30,403
|
$280,000 | — | 30 Jun 2015 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.06%
|
30,199
|
$278,000 | — | 30 Jun 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.05%
|
27,848
|
$257,000 | — | 30 Jun 2015 | |
| Ionic Capital Management LLC |
13F
|
Company |
0.05%
|
27,669
|
$255,000 | — | 30 Jun 2015 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
0.05%
|
25,349
|
$234,000 | — | 30 Jun 2015 | |
| USCA RIA LLC |
13F
|
Company |
0.03%
|
17,759
|
$164,000 | — | 30 Jun 2015 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.03%
|
17,540
|
$162,000 | — | 30 Jun 2015 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.03%
|
17,312
|
$159,617 | — | 30 Jun 2015 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.03%
|
15,666
|
$144,000 | — | 30 Jun 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
11,335
|
$104,000 | — | 30 Jun 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.02%
|
11,260
|
$104,000 | — | 30 Jun 2015 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.02%
|
11,000
|
$101,000 | — | 30 Jun 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.01%
|
7,373
|
$68,000 | — | 30 Jun 2015 | |
| Glassman Wealth Services |
13F
|
Company |
0.01%
|
6,170
|
$63,000 | — | 30 Jun 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
5,296
|
$49,000 | — | 30 Jun 2015 |
Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q3 2015
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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