ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT)

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class
Equity / Common Stock
Shares outstanding
119M
Number of holders
127
Total 13F shares, excl. options
23.6M
Shares change
-150K
Total reported value, excl. options
$316M
Value change
-$1.78M
Number of buys
72
Number of sells
-51
Price
$13.39

Significant Holders of ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT) as of Q4 2016

139 filings reported holding RVT - ROYCE SMALL-CAP TRUST, INC. - Common Stock as of Q4 2016.
ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT) has 127 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 23.6M shares of 119M outstanding shares and own 19.79% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (3.63M shares), UBS Group AG (2.06M shares), RIVERNORTH CAPITAL MANAGEMENT, LLC (1.9M shares), RAYMOND JAMES & ASSOCIATES (1.17M shares), WELLS FARGO & COMPANY/MN (1.15M shares), Relative Value Partners Group, LLC (1.13M shares), Advisors Asset Management, Inc. (961K shares), CORNERSTONE ADVISORS INC (639K shares), Raymond James Financial Services Advisors, Inc. (538K shares), and BANK OF AMERICA CORP /DE/ (535K shares).
This table shows the top 127 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.