What does CUSIP 780910105 represent in this 13F holders report?

CUSIP 780910105 is the security identifier for RVT - ROYCE SMALL-CAP TRUST, INC. - Common Stock used to aggregate holder disclosures.

How many institutions held RVT - ROYCE SMALL-CAP TRUST, INC. - Common Stock in Q3 2016?

119 institutional investors reported RVT - ROYCE SMALL-CAP TRUST, INC. - Common Stock for Q3 2016. Use the holders table for investor-level position and value details.

ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT)

CUSIP: 780910105

Q3 2016 13F Holders as of 30 Sep 2016

Type / Class: Equity / Common Stock
Shares outstanding: 119,293,082
Total 13F shares: 23,648,162
Share change: -893,092
Total reported value: $299,387,171
Price per share: $12.66
Number of holders: 119
Value change: -$10,857,360
Number of buys: 60
Number of sells: 53

Quarterly Holders Quick Answers

What is CUSIP 780910105?
CUSIP 780910105 identifies RVT - ROYCE SMALL-CAP TRUST, INC. - Common Stock in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2016
Previous quarter: Q2 2016

Recent filing periods for CUSIP 780910105:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of RVT - ROYCE SMALL-CAP TRUST, INC. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	3.2%	3,872,598	$45,581,000	—	30 Jun 2016	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	2.1%	2,506,105	$29,497,000	—	30 Jun 2016	13F
Gramercy Funds Management LLC	13F	Company	1.6%	1,922,987	$22,634,000	—	30 Jun 2016	13F
UBS Group AG	13F	Company	1.5%	1,763,198	$20,753,000	—	30 Jun 2016	13F
Relative Value Partners Group, LLC	13F	Company	0.97%	1,158,876	$13,640,000	—	30 Jun 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.92%	1,098,595	$12,930,000	—	30 Jun 2016	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.73%	872,016	$10,264,000	—	30 Jun 2016	13F
CORNERSTONE ADVISORS INC	13F	Company	0.46%	551,777	$6,494,000	—	30 Jun 2016	13F
1832 Asset Management L.P.	13F	Company	0.44%	525,000	$6,220,000	—	30 Jun 2016	13F
Advisors Asset Management, Inc.	13F	Company	0.43%	510,000	$6,003,000	—	30 Jun 2016	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.42%	501,370	$5,901,000	—	30 Jun 2016	13F
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.	13F	Company	0.37%	443,665	$5,222,000	—	30 Jun 2016	13F
Matisse Capital	13F	Company	0.35%	412,962	$4,861,000	—	30 Jun 2016	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	0.31%	364,311	$4,287,000	—	30 Jun 2016	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.28%	330,105	$3,885,000	—	30 Jun 2016	13F
Vident Investment Advisory, LLC	13F	Company	0.27%	326,484	$3,843,000	—	30 Jun 2016	13F
BANK OF NOVA SCOTIA	13F	Company	0.26%	310,514	$3,655,000	—	30 Jun 2016	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	0.23%	277,229	$3,263,000	—	30 Jun 2016	13F
Shaker Financial Services, LLC	13F	Company	0.23%	274,460	$3,230,000	—	30 Jun 2016	13F
Janney Montgomery Scott LLC	13F	Company	0.23%	272,970	$3,212,000	—	30 Jun 2016	13F
ROYAL BANK OF CANADA	13F	Company	0.22%	265,610	$3,126,000	—	30 Jun 2016	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.21%	254,029	$2,990,000	—	30 Jun 2016	13F
FCA CORP /TX	13F	Company	0.21%	251,016	$2,954,000	—	30 Jun 2016	13F
GENERAL AMERICAN INVESTORS CO INC	13F	Company	0.19%	222,985	$2,625,000	—	30 Jun 2016	13F
1607 Capital Partners, LLC	13F	Company	0.19%	222,834	$2,623,000	—	30 Jun 2016	13F
Kelman-Lazarov, Inc.	13F	Company	0.17%	207,838	$2,471,194	—	30 Jun 2016	13F
First Allied Advisory Services, Inc.	13F	Company	0.17%	207,233	$2,438,000	—	30 Jun 2016	13F
ROTHSCHILD INVESTMENT LLC /IL	13F	Company	0.16%	193,441	$2,277,000	—	30 Jun 2016	13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	13F	Company	0.16%	186,880	$2,199,000	—	30 Jun 2016	13F
DOLIVER ADVISORS, LP	13F	Company	0.15%	174,886	$2,079,000	—	30 Jun 2016	13F
NORTH STAR ASSET MANAGEMENT INC	13F	Company	0.14%	161,678	$1,903,000	—	30 Jun 2016	13F
STIFEL FINANCIAL CORP	13F	Company	0.13%	153,446	$1,807,000	—	30 Jun 2016	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	0.13%	151,428	$1,782,000	—	30 Jun 2016	13F
Global Endowment Management, LP	13F	Company	0.13%	150,953	$1,777,000	—	30 Jun 2016	13F
LPL Financial LLC	13F	Company	0.12%	147,821	$1,740,000	—	30 Jun 2016	13F
Sterneck Capital Management, LLC	13F	Company	0.12%	140,375	$1,652,000	—	30 Jun 2016	13F
VSR Financial Services, Inc.	13F	Company	0.11%	135,681	$1,597,000	—	30 Jun 2016	13F
Orion Porfolio Solutions, LLC	13F	Company	0.11%	135,387	$1,593,000	—	30 Jun 2016	13F
Baird Financial Group, Inc.	13F	Company	0.11%	125,954	$1,552,000	—	30 Jun 2016	13F
FIRST TRUST ADVISORS LP	13F	Company	0.11%	130,174	$1,532,000	—	30 Jun 2016	13F
BROWN ADVISORY INC	13F	Company	0.11%	127,486	$1,500,000	—	30 Jun 2016	13F
OPPENHEIMER & CO INC	13F	Company	0.11%	126,324	$1,487,000	—	30 Jun 2016	13F
Proficio Capital Partners LLC	13F	Company	0.09%	107,351	$1,361,000	—	30 Jun 2016	13F
Horizon Kinetics LLC	13F	Company	0.09%	112,398	$1,323,000	—	30 Jun 2016	13F
Ancora Advisors LLC	13F	Company	0.09%	110,000	$1,295,000	—	30 Jun 2016	13F
GABELLI FUNDS LLC	13F	Company	0.09%	109,500	$1,289,000	—	30 Jun 2016	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.08%	96,833	$1,140,000	—	30 Jun 2016	13F
Karpus Management, Inc.	13F	Company	0.08%	95,031	$1,119,000	—	30 Jun 2016	13F
Bulldog Investors, LLP	13F	Company	0.07%	88,300	$1,039,000	—	30 Jun 2016	13F
Mraz, Amerine & Associates, Inc.	13F	Company	0.07%	83,015	$977,000	—	30 Jun 2016	13F

Institutional Holders of ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT) as of Q3 2016

As of 30 Sep 2016, ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT) was held by 119 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 23,648,162 shares. The largest 10 holders included MORGAN STANLEY, RIVERNORTH CAPITAL MANAGEMENT, LLC, UBS Group AG, Gramercy Funds Management LLC, Relative Value Partners Group, LLC, WELLS FARGO & COMPANY/MN, RAYMOND JAMES & ASSOCIATES, Advisors Asset Management, Inc., CORNERSTONE ADVISORS INC, and 1832 Asset Management L.P.. This page lists 119 institutional shareholders reporting positions in this security for the Q3 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2016 vs Q2 2016 Across Filers

Q2 2016 holders

123

Q3 2016 holders

119

Holder diff

-4

Investor	Q2 2016 Shares	Q3 2016 Shares	Share Diff	Share Chg %	Q2 2016 Value $	Q3 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.