Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
-
Equity / Common Stock
-
Shares outstanding
-
119M
-
Number of holders
-
119
-
Total 13F shares, excl. options
-
23.6M
-
Shares change
-
-893K
-
Total reported value, excl. options
-
$299M
-
Value change
-
-$10.9M
-
Number of buys
-
60
-
Number of sells
-
-53
-
Price
-
$12.66
Significant Holders of ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT) as of Q3 2016
131 filings reported holding RVT - ROYCE SMALL-CAP TRUST, INC. - Common Stock as of Q3 2016.
ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT) has 119 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 23.6M shares
of 119M outstanding shares and own 19.82% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (3.31M shares), RIVERNORTH CAPITAL MANAGEMENT, LLC (2.55M shares), UBS Group AG (1.9M shares), Gramercy Funds Management LLC (1.58M shares), Relative Value Partners Group, LLC (1.18M shares), WELLS FARGO & COMPANY/MN (1.14M shares), RAYMOND JAMES & ASSOCIATES (995K shares), Advisors Asset Management, Inc. (780K shares), CORNERSTONE ADVISORS INC (563K shares), and 1832 Asset Management L.P. (525K shares).
This table shows the top 119 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.