Security key
780910105
ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT)
CUSIP: 780910105
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 119,293,082
- Total 13F shares
- 29,578,757
- Share change
- +771,148
- Total reported value
- $430,655,387
- Price per share
- $14.56
- Number of holders
- 164
- Value change
- +$12,523,893
- Number of buys
- 77
- Number of sells
- 60
Report period
Q4 2023
Institutions
164
Top holders
10
RVT full security history
Newer quarter: Q1 2024
Previous quarter: Q3 2023
ROYCE SMALL-CAP TRUST, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 780910105
Recent filing periods:
Top shareholders of RVT - ROYCE SMALL-CAP TRUST, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
4.1%
|
4,899,900
|
$63,061,717 | — | 30 Sep 2023 | |
| MORGAN STANLEY |
13F
|
Company |
3.7%
|
4,468,900
|
$57,514,743 | — | 30 Sep 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.4%
|
1,636,997
|
$21,068,153 | — | 30 Sep 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.4%
|
1,626,986
|
$20,939,310 | — | 30 Sep 2023 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.3%
|
1,560,545
|
$20,084,216 | — | 30 Sep 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.93%
|
1,106,155
|
$14,236,000 | — | 30 Sep 2023 | |
| UBS Group AG |
13F
|
Company |
0.77%
|
923,696
|
$11,887,967 | — | 30 Sep 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.75%
|
897,831
|
$11,555,077 | — | 30 Sep 2023 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.57%
|
675,222
|
$8,690,107 | — | 30 Sep 2023 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
0.52%
|
622,006
|
$8,005,217 | — | 30 Sep 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.52%
|
620,818
|
$7,989,964 | — | 30 Sep 2023 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.35%
|
419,250
|
$5,396,000 | — | 30 Sep 2023 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.34%
|
404,620
|
$5,207,460 | — | 30 Sep 2023 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.33%
|
397,112
|
$5,110,831 | — | 30 Sep 2023 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.31%
|
367,057
|
$4,724,024 | — | 30 Sep 2023 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.3%
|
356,617
|
$4,589,661 | — | 30 Sep 2023 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.3%
|
354,142
|
$4,557,807 | — | 30 Sep 2023 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.28%
|
331,617
|
$4,267,916 | — | 30 Sep 2023 | |
| Allspring Global Investments Holdings, LLC |
13F
|
Company |
0.25%
|
302,912
|
$3,898,477 | — | 30 Sep 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.21%
|
253,229
|
$3,259,127 | — | 30 Sep 2023 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
0.2%
|
236,857
|
$3,048,000 | — | 30 Sep 2023 | |
| Waterfront Wealth Inc. |
13F
|
Company |
0.2%
|
237,215
|
$2,846,010 | — | 30 Sep 2023 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.18%
|
217,402
|
$2,797,964 | — | 30 Sep 2023 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.18%
|
214,315
|
$2,758,241 | — | 30 Sep 2023 | |
| Cetera Investment Advisers |
13F
|
Company |
0.18%
|
212,519
|
$2,735,119 | — | 30 Sep 2023 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.18%
|
211,821
|
$2,726,000 | — | 30 Sep 2023 | |
| MENLO ADVISORS LLC |
13F
|
Company |
0.17%
|
201,516
|
$2,593,000 | — | 30 Sep 2023 | |
| RPO LLC |
13F
|
Company |
0.16%
|
188,503
|
$2,426,034 | — | 30 Sep 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.16%
|
186,031
|
$2,394,000 | — | 30 Sep 2023 | |
| RB Capital Management, LLC |
13F
|
Company |
0.14%
|
161,755
|
$2,081,781 | — | 30 Sep 2023 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.13%
|
153,992
|
$1,982,000 | — | 30 Sep 2023 | |
| GENERAL AMERICAN INVESTORS CO INC |
13F
|
Company |
0.13%
|
150,877
|
$1,941,788 | — | 30 Sep 2023 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.12%
|
149,075
|
$1,918,595 | — | 30 Sep 2023 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.12%
|
144,434
|
$1,858,862 | — | 30 Sep 2023 | |
| Karpus Management, Inc. |
13F
|
Company |
0.12%
|
142,268
|
$1,830,989 | — | 30 Sep 2023 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.12%
|
141,654
|
$1,822,000 | — | 30 Sep 2023 | |
| Atlantic Union Bankshares Corp |
13F
|
Company |
0.1%
|
124,290
|
$1,599,612 | — | 30 Sep 2023 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.1%
|
124,158
|
$1,597,913 | — | 30 Sep 2023 | |
| Accel Wealth Management |
13F
|
Company |
0.1%
|
121,395
|
$1,562,357 | — | 30 Sep 2023 | |
| Atlas Private Wealth Advisors |
13F
|
Company |
0.09%
|
109,830
|
$1,413,520 | — | 30 Sep 2023 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.09%
|
103,519
|
$1,332,229 | — | 30 Sep 2023 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
0.08%
|
97,180
|
$1,251,000 | — | 30 Sep 2023 | |
| Financial Advocates Investment Management |
13F
|
Company |
0.08%
|
92,471
|
$1,190,103 | — | 30 Sep 2023 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.08%
|
92,130
|
$1,185,713 | — | 30 Sep 2023 | |
| COMERICA BANK |
13F
|
Company |
0.08%
|
90,463
|
$1,164,259 | — | 30 Sep 2023 | |
| Atria Investments, Inc |
13F
|
Company |
0.07%
|
88,073
|
$1,133,500 | — | 30 Sep 2023 | |
| KENNEDY INVESTMENT GROUP |
13F
|
Company |
0.07%
|
83,156
|
$1,070,217 | — | 30 Sep 2023 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.07%
|
81,096
|
$1,044,000 | — | 30 Sep 2023 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.06%
|
74,449
|
$958,000 | — | 30 Sep 2023 | |
| Lokken Investment Group LLC |
13F
|
Company |
0.06%
|
70,667
|
$909,488 | — | 30 Sep 2023 |
Institutional Holders of ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT) as of Q4 2023
As of 31 Dec 2023,
ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT) was held by
164 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
29,578,757 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, Raymond James Financial Services Advisors, Inc., WELLS FARGO & COMPANY/MN, ROYAL BANK OF CANADA, Cornerstone Advisors, LLC, UBS Group AG, LPL Financial LLC, and STIFEL FINANCIAL CORP.
This page lists
164
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
158
Q4 2023 holders
164
Holder diff
6
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.