Security key
78081T104
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT)
CUSIP: 78081T104
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 6,177,562
- Total 13F shares
- 3,445,752
- Share change
- -68,072
- Total reported value
- $27,715,532
- Price per share
- $8.04
- Number of holders
- 48
- Value change
- -$559,648
- Number of buys
- 27
- Number of sells
- 22
Report period
Q4 2016
Institutions
48
Top holders
10
RGT full security history
Newer quarter: Q1 2017
Previous quarter: Q3 2016
ROYCE GLOBAL TRUST, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 78081T104
Recent filing periods:
Top shareholders of RGT - ROYCE GLOBAL TRUST, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
11%
|
664,718
|
$5,401,000 | — | 30 Sep 2016 | |
| Matisse Capital |
13F
|
Company |
8.3%
|
515,500
|
$4,188,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
7.7%
|
473,104
|
$3,844,000 | — | 30 Sep 2016 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
4.7%
|
287,403
|
$2,335,000 | — | 30 Sep 2016 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
3%
|
186,654
|
$1,517,000 | — | 30 Sep 2016 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
2.8%
|
170,789
|
$1,387,000 | — | 30 Sep 2016 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
2.4%
|
149,399
|
$1,214,000 | — | 30 Sep 2016 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
2.3%
|
140,418
|
$1,141,000 | — | 30 Sep 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.9%
|
117,716
|
$956,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.2%
|
72,731
|
$591,000 | — | 30 Sep 2016 | |
| Zuckerman Investment Group, LLC |
13F
|
Company |
1%
|
64,741
|
$526,000 | — | 30 Sep 2016 | |
| STATE OF WISCONSIN INVESTMENT BOARD |
13F
|
Company |
1%
|
63,200
|
$514,000 | — | 30 Sep 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1%
|
62,446
|
$507,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.83%
|
51,366
|
$418,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.77%
|
47,318
|
$385,000 | — | 30 Sep 2016 | |
| GRACE & WHITE INC /NY |
13F
|
Company |
0.75%
|
46,392
|
$377,000 | — | 30 Sep 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.72%
|
44,447
|
$362,000 | — | 30 Sep 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.66%
|
40,847
|
$332,000 | — | 30 Sep 2016 | |
| SENTINEL TRUST CO LBA |
13F
|
Company |
0.46%
|
28,519
|
$232,000 | — | 30 Sep 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.43%
|
26,391
|
$214,000 | — | 30 Sep 2016 | |
| Round Table Services, LLC |
13F
|
Company |
0.42%
|
25,800
|
$210,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
0.39%
|
24,330
|
$198,000 | — | 30 Sep 2016 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.34%
|
20,883
|
$170,000 | — | 30 Sep 2016 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.33%
|
20,191
|
$164,000 | — | 30 Sep 2016 | |
| CSS LLC/IL |
13F
|
Company |
0.28%
|
17,485
|
$143,000 | — | 30 Sep 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.28%
|
17,425
|
$141,000 | — | 30 Sep 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.26%
|
16,020
|
$129,000 | — | 30 Sep 2016 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.25%
|
15,702
|
$136,000 | — | 30 Sep 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.25%
|
15,208
|
$124,000 | — | 30 Sep 2016 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.24%
|
14,818
|
$120,000 | — | 30 Sep 2016 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.23%
|
14,422
|
$117,000 | — | 30 Sep 2016 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.21%
|
12,745
|
$104,000 | — | 30 Sep 2016 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.21%
|
12,681
|
$103,000 | — | 30 Sep 2016 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.18%
|
11,171
|
$91,000 | — | 30 Sep 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.06%
|
3,918
|
$32,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.05%
|
3,023
|
$25,000 | — | 30 Sep 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.03%
|
1,943
|
$15,000 | — | 30 Sep 2016 | |
| Creative Planning |
13F
|
Company |
0.02%
|
1,437
|
$12,000 | — | 30 Sep 2016 | |
| People's United Financial, Inc. |
13F
|
Company |
0.02%
|
1,340
|
$11,000 | — | 30 Sep 2016 | |
| Proficio Capital Partners LLC |
13F
|
Company |
0.02%
|
1,260
|
$10,000 | — | 30 Sep 2016 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.02%
|
1,116
|
$8,000 | — | 30 Sep 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.02%
|
1,033
|
$8,000 | — | 30 Sep 2016 | |
| JNBA Financial Advisors |
13F
|
Company |
0.01%
|
875
|
$7,000 | — | 30 Sep 2016 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.01%
|
875
|
$7,000 | — | 30 Sep 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
820
|
$7,000 | — | 30 Sep 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
627
|
$5,000 | — | 30 Sep 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
580
|
$5,000 | — | 30 Sep 2016 | |
| WOODMONT INVESTMENT COUNSEL LLC |
13F
|
Company |
0.01%
|
492
|
$4,000 | — | 30 Sep 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
370
|
$3,000 | — | 30 Sep 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
340
|
$3,000 | — | 30 Sep 2016 |
Institutional Holders of ROYCE GLOBAL TRUST, INC. - Common Stock (RGT) as of Q4 2016
As of 31 Dec 2016,
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT) was held by
48 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,445,752 shares.
The largest 10 holders included
RAYMOND JAMES & ASSOCIATES, Deschutes Portfolio Strategy, LLC, MORGAN STANLEY, 1607 Capital Partners, LLC, CORNERSTONE ADVISORS INC, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD, WOLVERINE ASSET MANAGEMENT LLC, BANK OF AMERICA CORP /DE/, and GEODE CAPITAL MANAGEMENT, LLC.
This page lists
48
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
54
Q4 2016 holders
48
Holder diff
-6
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.