Security key
78081T104
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT)
CUSIP: 78081T104
Q3 2016 13F Holders as of 30 Sep 2016
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 3,513,526
- Total 13F value
- $28,556,538
- Share change
- -82,451
- SEC-reported price per share
- $8.13
- Number of holders
- 54
- Value change
- -$609,534
- Number of buys
- 21
- Number of sells
- 20
- Shares outstanding
- 6,177,562
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2016
Institutions
54
Top holders
10
RGT full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2016
Previous quarter: Q2 2016
ROYCE GLOBAL TRUST, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 78081T104
Recent filing periods:
Ownership snapshot
Top reported holders of RGT - ROYCE GLOBAL TRUST, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RAYMOND JAMES & ASSOCIATES
Disclosed value leader
RAYMOND JAMES & ASSOCIATES
Comparable rows
15/15
Latest evidence
30 Jun 2016
13F
Lead comparable stake: 10%
Showing 1-6 of 15 holder rows.
Quick read
RAYMOND JAMES & ASSOCIATES leads the comparable SEC ownership view at 10%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RAYMOND JAMES & ASSOCIATES's linked filing trail.
Comparable ownership
Top 5
RAYMOND JAMES & ASSOCIATES
10%
MORGAN STANLEY
10%
Matisse Capital
8.4%
1607 Capital Partners, LLC
4.6%
FINANCIAL & INVESTMENT MANAGEMENT...
3%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
10%
|
$4,882,000
642,411 shares
|
— | 30 Jun 2016 |
| MORGAN STANLEY |
13F
Company
|
10%
|
$4,766,000
627,167 shares
|
— | 30 Jun 2016 |
| Matisse Capital |
13F
Company
|
8.4%
|
$3,941,000
518,500 shares
|
— | 30 Jun 2016 |
| 1607 Capital Partners, LLC |
13F
Company
|
4.6%
|
$2,175,000
286,203 shares
|
— | 30 Jun 2016 |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
Company
|
3%
|
$1,390,000
182,855 shares
|
— | 30 Jun 2016 |
| CORNERSTONE ADVISORS INC |
13F
Company
|
2.6%
|
$1,224,000
160,881 shares
|
— | 30 Jun 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
54
Shares
3,513,526
Rows available
54
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
50
Q3 2016 holders
54
Holder diff
4
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 value | Q3 2016 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend