Security key
78081T104
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT)
CUSIP: 78081T104
Q1 2017 13F Holders as of 31 Mar 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 6,177,562
- Total 13F shares
- 3,554,975
- Share change
- +112,937
- Total reported value
- $31,292,582
- Price per share
- $8.79
- Number of holders
- 47
- Value change
- +$1,077,209
- Number of buys
- 15
- Number of sells
- 21
Report period
Q1 2017
Institutions
47
Top holders
10
RGT full security history
Newer quarter: Q2 2017
Previous quarter: Q4 2016
ROYCE GLOBAL TRUST, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 78081T104
Recent filing periods:
Top shareholders of RGT - ROYCE GLOBAL TRUST, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
11%
|
695,090
|
$5,586,000 | — | 31 Dec 2016 | |
| Matisse Capital |
13F
|
Company |
8.6%
|
529,800
|
$4,258,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
7.5%
|
466,319
|
$3,748,000 | — | 31 Dec 2016 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
4.6%
|
282,003
|
$2,266,000 | — | 31 Dec 2016 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
3.3%
|
206,921
|
$1,672,000 | — | 31 Dec 2016 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
2.5%
|
152,900
|
$1,229,000 | — | 31 Dec 2016 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
2.2%
|
138,281
|
$1,111,000 | — | 31 Dec 2016 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
2.1%
|
132,437
|
$1,064,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.2%
|
73,947
|
$595,000 | — | 31 Dec 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.2%
|
72,376
|
$584,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.2%
|
71,077
|
$571,000 | — | 31 Dec 2016 | |
| Zuckerman Investment Group, LLC |
13F
|
Company |
1.1%
|
65,881
|
$529,000 | — | 31 Dec 2016 | |
| STATE OF WISCONSIN INVESTMENT BOARD |
13F
|
Company |
1%
|
63,200
|
$511,000 | — | 31 Dec 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.81%
|
49,888
|
$401,000 | — | 31 Dec 2016 | |
| GRACE & WHITE INC /NY |
13F
|
Company |
0.76%
|
47,206
|
$379,000 | — | 31 Dec 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.74%
|
45,409
|
$365,000 | — | 31 Dec 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.63%
|
38,760
|
$312,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.58%
|
36,089
|
$290,000 | — | 31 Dec 2016 | |
| Round Table Services, LLC |
13F
|
Company |
0.42%
|
25,800
|
$207,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
0.4%
|
24,451
|
$196,000 | — | 31 Dec 2016 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.37%
|
23,079
|
$185,000 | — | 31 Dec 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.37%
|
22,610
|
$182,000 | — | 31 Dec 2016 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.34%
|
20,934
|
$168,000 | — | 31 Dec 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.33%
|
20,183
|
$162,000 | — | 31 Dec 2016 | |
| CSS LLC/IL |
13F
|
Company |
0.29%
|
17,793
|
$143,000 | — | 31 Dec 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.26%
|
15,980
|
$129,000 | — | 31 Dec 2016 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.25%
|
15,702
|
$136,000 | — | 31 Dec 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.25%
|
15,313
|
$123,000 | — | 31 Dec 2016 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.22%
|
13,322
|
$107,000 | — | 31 Dec 2016 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.21%
|
12,751
|
$103,000 | — | 31 Dec 2016 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.19%
|
11,656
|
$94,000 | — | 31 Dec 2016 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.18%
|
11,201
|
$90,000 | — | 31 Dec 2016 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.18%
|
11,114
|
$89,000 | — | 31 Dec 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.06%
|
3,954
|
$32,000 | — | 31 Dec 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.05%
|
3,066
|
$25,000 | — | 31 Dec 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.03%
|
1,943
|
$15,000 | — | 31 Dec 2016 | |
| People's United Financial, Inc. |
13F
|
Company |
0.02%
|
1,352
|
$11,000 | — | 31 Dec 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.02%
|
1,264
|
$10,000 | — | 31 Dec 2016 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.02%
|
1,135
|
$9,000 | — | 31 Dec 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
820
|
$7,000 | — | 31 Dec 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
587
|
$5,000 | — | 31 Dec 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
585
|
$5,000 | — | 31 Dec 2016 | |
| Creative Planning |
13F
|
Company |
0.01%
|
528
|
$4,000 | — | 31 Dec 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
374
|
$3,000 | — | 31 Dec 2016 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
0%
|
298
|
$2,000 | — | 31 Dec 2016 | |
| M&R CAPITAL MANAGEMENT INC |
13F
|
Company |
0%
|
261
|
$2,000 | — | 31 Dec 2016 | |
| Hudock, Inc. |
13F
|
Company |
0%
|
240
|
$1,000 | — | 31 Dec 2016 | |
| THOMPSON SIEGEL & WALMSLEY LLC |
13F
|
Company |
0%
|
139
|
$1,000 | — | 31 Dec 2016 | |
| THOMPSON DAVIS & CO., INC. |
13F
|
Company |
0%
|
86
|
$1,000 | — | 31 Dec 2016 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0%
|
66
|
$532 | — | 31 Dec 2016 |
Institutional Holders of ROYCE GLOBAL TRUST, INC. - Common Stock (RGT) as of Q1 2017
As of 31 Mar 2017,
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT) was held by
47 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,554,975 shares.
The largest 10 holders included
RAYMOND JAMES & ASSOCIATES, Deschutes Portfolio Strategy, LLC, MORGAN STANLEY, 1607 Capital Partners, LLC, CORNERSTONE ADVISORS INC, PRIVATE MANAGEMENT GROUP INC, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD, OPPENHEIMER & CO INC, and BANK OF AMERICA CORP /DE/.
This page lists
47
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
48
Q1 2017 holders
47
Holder diff
-1
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.