Security key
78081T104
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT)
CUSIP: 78081T104
Q2 2016 13F Holders as of 30 Jun 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 6,177,562
- Total 13F shares
- 3,594,218
- Share change
- +161,117
- Total reported value
- $27,325,096
- Price per share
- $7.60
- Number of holders
- 50
- Value change
- +$1,238,469
- Number of buys
- 23
- Number of sells
- 25
Report period
Q2 2016
Institutions
50
Top holders
10
RGT full security history
Newer quarter: Q3 2016
Previous quarter: Q1 2016
ROYCE GLOBAL TRUST, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 78081T104
Recent filing periods:
Top shareholders of RGT - ROYCE GLOBAL TRUST, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
12%
|
720,288
|
$5,308,000 | — | 31 Mar 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
10%
|
627,309
|
$4,623,000 | — | 31 Mar 2016 | |
| Matisse Capital |
13F
|
Company |
6.4%
|
392,800
|
$2,895,000 | — | 31 Mar 2016 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
4.3%
|
268,527
|
$1,979,000 | — | 31 Mar 2016 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
3.3%
|
206,909
|
$1,525,000 | — | 31 Mar 2016 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
2.6%
|
163,016
|
$1,201,000 | — | 31 Mar 2016 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
2.3%
|
144,479
|
$1,065,000 | — | 31 Mar 2016 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
1.9%
|
119,567
|
$881,000 | — | 31 Mar 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.8%
|
112,816
|
$831,000 | — | 31 Mar 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.1%
|
70,899
|
$523,000 | — | 31 Mar 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.74%
|
45,484
|
$335,000 | — | 31 Mar 2016 | |
| SENTINEL TRUST CO LBA |
13F
|
Company |
0.69%
|
42,365
|
$312,000 | — | 31 Mar 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.63%
|
39,012
|
$288,000 | — | 31 Mar 2016 | |
| GRACE & WHITE INC /NY |
13F
|
Company |
0.6%
|
37,237
|
$274,000 | — | 31 Mar 2016 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.6%
|
36,776
|
$271,000 | — | 31 Mar 2016 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.52%
|
32,000
|
$238,000 | — | 31 Mar 2016 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
0.44%
|
27,382
|
$201,000 | — | 31 Mar 2016 | |
| Round Table Services, LLC |
13F
|
Company |
0.4%
|
24,600
|
$181,000 | — | 31 Mar 2016 | |
| UBS Group AG |
13F
|
Company |
0.35%
|
21,598
|
$159,000 | — | 31 Mar 2016 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.33%
|
20,319
|
$150,000 | — | 31 Mar 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.29%
|
17,961
|
$132,000 | — | 31 Mar 2016 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.29%
|
17,952
|
$127,000 | — | 31 Mar 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.28%
|
16,999
|
$125,000 | — | 31 Mar 2016 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.26%
|
16,265
|
$120,000 | — | 31 Mar 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.26%
|
15,934
|
$114,000 | — | 31 Mar 2016 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.25%
|
15,702
|
$136,000 | — | 31 Mar 2016 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.25%
|
15,592
|
$115,000 | — | 31 Mar 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.25%
|
15,509
|
$114,000 | — | 31 Mar 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.24%
|
14,559
|
$107,000 | — | 31 Mar 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.21%
|
12,891
|
$95,000 | — | 31 Mar 2016 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.21%
|
12,745
|
$94,000 | — | 31 Mar 2016 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.2%
|
12,634
|
$94,000 | — | 31 Mar 2016 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.2%
|
12,400
|
$91,000 | — | 31 Mar 2016 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.19%
|
11,578
|
$85,000 | — | 31 Mar 2016 | |
| Sterneck Capital Management, LLC |
13F
|
Company |
0.18%
|
11,174
|
$82,000 | — | 31 Mar 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.06%
|
3,696
|
$27,000 | — | 31 Mar 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.05%
|
3,056
|
$23,000 | — | 31 Mar 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.05%
|
2,895
|
$21,000 | — | 31 Mar 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.03%
|
1,943
|
$14,000 | — | 31 Mar 2016 | |
| Creative Planning |
13F
|
Company |
0.03%
|
1,720
|
$13,000 | — | 31 Mar 2016 | |
| People's United Financial, Inc. |
13F
|
Company |
0.03%
|
1,648
|
$12,000 | — | 31 Mar 2016 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.02%
|
1,117
|
$8,000 | — | 31 Mar 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.02%
|
1,033
|
$8,000 | — | 31 Mar 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
977
|
$7,000 | — | 31 Mar 2016 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.01%
|
875
|
$6,000 | — | 31 Mar 2016 | |
| Formidable Asset Management, LLC |
13F
|
Company |
0.01%
|
665
|
$5,000 | — | 31 Mar 2016 | |
| WOODMONT INVESTMENT COUNSEL LLC |
13F
|
Company |
0.01%
|
492
|
$4,000 | — | 31 Mar 2016 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
375
|
$3,000 | — | 31 Mar 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
356
|
$3,000 | — | 31 Mar 2016 | |
| First City Capital Management, Inc. |
13F
|
Company |
0%
|
278
|
$2,049 | — | 31 Mar 2016 |
Institutional Holders of ROYCE GLOBAL TRUST, INC. - Common Stock (RGT) as of Q2 2016
As of 30 Jun 2016,
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT) was held by
50 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,594,218 shares.
The largest 10 holders included
RAYMOND JAMES & ASSOCIATES, MORGAN STANLEY, Deschutes Portfolio Strategy, LLC, 1607 Capital Partners, LLC, FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD, CORNERSTONE ADVISORS INC, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., WOLVERINE ASSET MANAGEMENT LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, and SENTINEL TRUST CO LBA.
This page lists
50
institutional shareholders reporting positions in this security
for the Q2 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2016 vs Q1 2016 Across Filers
Q1 2016 holders
55
Q2 2016 holders
50
Holder diff
-5
| Investor | Q1 2016 Shares | Q2 2016 Shares | Share Diff | Share Chg % | Q1 2016 Value $ | Q2 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.