Security key
78081T104
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT)
CUSIP: 78081T104
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 6,177,562
- Total 13F shares
- 3,040,944
- Share change
- +56,373
- Total reported value
- $21,313,413
- Price per share
- $7.01
- Number of holders
- 49
- Value change
- +$312,705
- Number of buys
- 20
- Number of sells
- 18
Report period
Q3 2015
Institutions
49
Top holders
10
RGT full security history
Newer quarter: Q4 2015
Previous quarter: Q2 2015
ROYCE GLOBAL TRUST, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 78081T104
Recent filing periods:
Top shareholders of RGT - ROYCE GLOBAL TRUST, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
13%
|
806,437
|
$6,701,000 | — | 30 Jun 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
10%
|
632,473
|
$5,256,000 | — | 30 Jun 2015 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
3%
|
183,812
|
$1,527,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.7%
|
166,800
|
$1,386,000 | — | 30 Jun 2015 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
2.5%
|
155,165
|
$1,289,000 | — | 30 Jun 2015 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
2.1%
|
129,702
|
$1,078,000 | — | 30 Jun 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
1.7%
|
106,726
|
$886,000 | — | 30 Jun 2015 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
1.5%
|
94,906
|
$789,000 | — | 30 Jun 2015 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.4%
|
85,923
|
$714,000 | — | 30 Jun 2015 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
1.4%
|
85,120
|
$707,000 | — | 30 Jun 2015 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1%
|
62,565
|
$520,000 | — | 30 Jun 2015 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.91%
|
56,006
|
$465,000 | — | 30 Jun 2015 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.78%
|
48,470
|
$403,000 | — | 30 Jun 2015 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.68%
|
41,891
|
$348,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.64%
|
39,307
|
$327,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
0.6%
|
37,092
|
$308,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.47%
|
28,919
|
$240,000 | — | 30 Jun 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.43%
|
26,848
|
$223,000 | — | 30 Jun 2015 | |
| Sterneck Capital Management, LLC |
13F
|
Company |
0.43%
|
26,667
|
$222,000 | — | 30 Jun 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.28%
|
17,044
|
$142,000 | — | 30 Jun 2015 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.25%
|
15,702
|
$136,000 | — | 30 Jun 2015 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.25%
|
15,181
|
$126,000 | — | 30 Jun 2015 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.24%
|
14,982
|
$126,000 | — | 30 Jun 2015 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.24%
|
14,946
|
$124,000 | — | 30 Jun 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.2%
|
12,536
|
$104,000 | — | 30 Jun 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.2%
|
12,328
|
$101,000 | — | 30 Jun 2015 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.19%
|
11,923
|
$99,000 | — | 30 Jun 2015 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.19%
|
11,861
|
$99,000 | — | 30 Jun 2015 | |
| SENTINEL TRUST CO LBA |
13F
|
Company |
0.19%
|
11,600
|
$96,000 | — | 30 Jun 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0.06%
|
3,625
|
$30,000 | — | 30 Jun 2015 | |
| People's United Financial, Inc. |
13F
|
Company |
0.05%
|
3,113
|
$26,000 | — | 30 Jun 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.05%
|
3,092
|
$26,000 | — | 30 Jun 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
1,125
|
$10,000 | — | 30 Jun 2015 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.02%
|
1,105
|
$9,000 | — | 30 Jun 2015 | |
| Formidable Asset Management, LLC |
13F
|
Company |
0.02%
|
931
|
$8,000 | — | 30 Jun 2015 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.01%
|
864
|
$7,000 | — | 30 Jun 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
612
|
$5,086 | — | 30 Jun 2015 | |
| First City Capital Management, Inc. |
13F
|
Company |
0.01%
|
368
|
$3,058 | — | 30 Jun 2015 | |
| WFG Advisors, LP |
13F
|
Company |
0.01%
|
361
|
$3,000 | — | 30 Jun 2015 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
0%
|
275
|
$2,000 | — | 30 Jun 2015 | |
| Hudock, Inc. |
13F
|
Company |
0%
|
233
|
$1,000 | — | 30 Jun 2015 | |
| JNBA Financial Advisors |
13F
|
Company |
0%
|
196
|
$2,000 | — | 30 Jun 2015 | |
| THOMPSON SIEGEL & WALMSLEY LLC |
13F
|
Company |
0%
|
139
|
$1,000 | — | 30 Jun 2015 | |
| THOMPSON DAVIS & CO., INC. |
13F
|
Company |
0%
|
84
|
$1,000 | — | 30 Jun 2015 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0%
|
66
|
$550 | — | 30 Jun 2015 | |
| Carroll Financial Associates, Inc. |
13F
|
Company |
0%
|
62
|
$1,000 | — | 30 Jun 2015 | |
| Cypress Capital Management LLC (WY) |
13F
|
Company |
0%
|
1
|
$8 | — | 30 Jun 2015 |
Institutional Holders of ROYCE GLOBAL TRUST, INC. - Common Stock (RGT) as of Q3 2015
As of 30 Sep 2015,
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT) was held by
49 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,040,944 shares.
The largest 10 holders included
MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, 1607 Capital Partners, LLC, FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., WOLVERINE ASSET MANAGEMENT LLC, WELLS FARGO & COMPANY/MN, FIRST MANHATTAN CO, Relative Value Partners Group, LLC, and RIVERNORTH CAPITAL MANAGEMENT, LLC.
This page lists
49
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
43
Q3 2015 holders
49
Holder diff
6
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.