Security key
78081T104
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT)
CUSIP: 78081T104
Q2 2015 13F Holders as of 30 Jun 2015
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 6,177,562
- Total 13F shares
- 2,968,609
- Share change
- +218,037
- Total reported value
- $24,672,702
- Price per share
- $8.31
- Number of holders
- 43
- Value change
- +$1,821,389
- Number of buys
- 9
- Number of sells
- 25
Report period
Q2 2015
Institutions
43
Top holders
10
RGT full security history
Newer quarter: Q3 2015
Previous quarter: Q1 2015
ROYCE GLOBAL TRUST, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 78081T104
Recent filing periods:
Top shareholders of RGT - ROYCE GLOBAL TRUST, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
11%
|
680,993
|
$5,482,000 | — | 31 Mar 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
6.2%
|
383,155
|
$3,084,000 | — | 31 Mar 2015 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
5.3%
|
327,312
|
$2,634,000 | — | 31 Mar 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.7%
|
166,516
|
$1,340,000 | — | 31 Mar 2015 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
2.3%
|
140,113
|
$1,128,000 | — | 31 Mar 2015 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.9%
|
118,384
|
$953,000 | — | 31 Mar 2015 | |
| Relative Value Partners, LLC |
13F
|
Company |
1.7%
|
102,636
|
$826,000 | — | 31 Mar 2015 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
1.5%
|
94,489
|
$761,000 | — | 31 Mar 2015 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
1.5%
|
91,370
|
$735,000 | — | 31 Mar 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
1.4%
|
83,431
|
$671,000 | — | 31 Mar 2015 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.2%
|
72,702
|
$585,000 | — | 31 Mar 2015 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.94%
|
57,901
|
$466,000 | — | 31 Mar 2015 | |
| UBS Group AG |
13F
|
Company |
0.82%
|
50,879
|
$410,000 | — | 31 Mar 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.65%
|
40,032
|
$322,000 | — | 31 Mar 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.64%
|
39,766
|
$319,000 | — | 31 Mar 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.64%
|
39,374
|
$317,000 | — | 31 Mar 2015 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.63%
|
38,643
|
$311,000 | — | 31 Mar 2015 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.57%
|
34,906
|
$280,000 | — | 31 Mar 2015 | |
| Sterneck Capital Management, LLC |
13F
|
Company |
0.45%
|
27,516
|
$222,000 | — | 31 Mar 2015 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.29%
|
18,033
|
$145,000 | — | 31 Mar 2015 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.29%
|
17,902
|
$144,000 | — | 31 Mar 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.28%
|
17,044
|
$137,000 | — | 31 Mar 2015 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.25%
|
15,725
|
$130,000 | — | 31 Mar 2015 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.25%
|
15,702
|
$136,000 | — | 31 Mar 2015 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.21%
|
13,127
|
$106,000 | — | 31 Mar 2015 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.19%
|
11,861
|
$95,000 | — | 31 Mar 2015 | |
| SENTINEL TRUST CO LBA |
13F
|
Company |
0.19%
|
11,600
|
$93,000 | — | 31 Mar 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0.06%
|
3,746
|
$30,000 | — | 31 Mar 2015 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.06%
|
3,400
|
$27,000 | — | 31 Mar 2015 | |
| People's United Financial, Inc. |
13F
|
Company |
0.05%
|
3,294
|
$27,000 | — | 31 Mar 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.05%
|
3,250
|
$26,000 | — | 31 Mar 2015 | |
| Creative Planning |
13F
|
Company |
0.03%
|
1,696
|
$14,000 | — | 31 Mar 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
1,523
|
$13,000 | — | 31 Mar 2015 | |
| FineMark National Bank & Trust |
13F
|
Company |
0.02%
|
1,428
|
$11,000 | — | 31 Mar 2015 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.02%
|
1,213
|
$9,764 | — | 31 Mar 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.02%
|
1,014
|
$8,163 | — | 31 Mar 2015 | |
| Formidable Asset Management, LLC |
13F
|
Company |
0.02%
|
931
|
$8,000 | — | 31 Mar 2015 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.01%
|
864
|
$7,000 | — | 31 Mar 2015 | |
| First City Capital Management, Inc. |
13F
|
Company |
0.01%
|
368
|
$2,962 | — | 31 Mar 2015 | |
| WFG Advisors, LP |
13F
|
Company |
0.01%
|
361
|
$3,000 | — | 31 Mar 2015 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
0%
|
275
|
$2,000 | — | 31 Mar 2015 | |
| Hudock, Inc. |
13F
|
Company |
0%
|
233
|
$2,000 | — | 31 Mar 2015 | |
| WESTPORT RESOURCES MANAGEMENT INC |
13F
|
Company |
0%
|
212
|
$2,000 | — | 31 Mar 2015 | |
| JNBA Financial Advisors |
13F
|
Company |
0%
|
196
|
$2,000 | — | 31 Mar 2015 | |
| THOMPSON SIEGEL & WALMSLEY LLC |
13F
|
Company |
0%
|
139
|
$1,000 | — | 31 Mar 2015 | |
| Bartlett & Co. LLC |
13F
|
Company |
0%
|
114
|
$1,000 | — | 31 Mar 2015 | |
| THOMPSON DAVIS & CO., INC. |
13F
|
Company |
0%
|
84
|
$1,000 | — | 31 Mar 2015 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0%
|
66
|
$532 | — | 31 Mar 2015 | |
| Cypress Capital Management LLC (WY) |
13F
|
Company |
0%
|
1
|
$8 | — | 31 Mar 2015 |
Institutional Holders of ROYCE GLOBAL TRUST, INC. - Common Stock (RGT) as of Q2 2015
As of 30 Jun 2015,
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT) was held by
43 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,968,609 shares.
The largest 10 holders included
MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, FIRST MANHATTAN CO, WELLS FARGO & COMPANY/MN, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD, WOLVERINE ASSET MANAGEMENT LLC, Relative Value Partners Group, LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, and LAZARD ASSET MANAGEMENT LLC.
This page lists
43
institutional shareholders reporting positions in this security
for the Q2 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2015 vs Q1 2015 Across Filers
Q1 2015 holders
47
Q2 2015 holders
43
Holder diff
-4
| Investor | Q1 2015 Shares | Q2 2015 Shares | Share Diff | Share Chg % | Q1 2015 Value $ | Q2 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.