Security key
78081T104
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT)
CUSIP: 78081T104
Q4 2015 13F Holders as of 31 Dec 2015
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 6,177,562
- Total 13F shares
- 3,325,073
- Share change
- +166,161
- Total reported value
- $24,778,201
- Price per share
- $7.45
- Number of holders
- 59
- Value change
- +$1,292,574
- Number of buys
- 30
- Number of sells
- 23
Report period
Q4 2015
Institutions
59
Top holders
10
RGT full security history
Newer quarter: Q1 2016
Previous quarter: Q3 2015
ROYCE GLOBAL TRUST, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 78081T104
Recent filing periods:
Top shareholders of RGT - ROYCE GLOBAL TRUST, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
13%
|
809,689
|
$5,676,000 | — | 30 Sep 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
11%
|
662,750
|
$4,646,000 | — | 30 Sep 2015 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
3.8%
|
235,856
|
$1,653,000 | — | 30 Sep 2015 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
2.7%
|
166,419
|
$1,167,000 | — | 30 Sep 2015 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
2.4%
|
149,411
|
$1,047,000 | — | 30 Sep 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
2.2%
|
138,390
|
$970,000 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.1%
|
128,031
|
$897,000 | — | 30 Sep 2015 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
1.7%
|
108,086
|
$757,000 | — | 30 Sep 2015 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
1.4%
|
87,577
|
$614,000 | — | 30 Sep 2015 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.3%
|
79,724
|
$559,000 | — | 30 Sep 2015 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.89%
|
54,906
|
$385,000 | — | 30 Sep 2015 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
0.74%
|
45,510
|
$319,000 | — | 30 Sep 2015 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.7%
|
43,302
|
$304,000 | — | 30 Sep 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.63%
|
39,066
|
$274,000 | — | 30 Sep 2015 | |
| GRACE & WHITE INC /NY |
13F
|
Company |
0.48%
|
29,731
|
$208,000 | — | 30 Sep 2015 | |
| Sterneck Capital Management, LLC |
13F
|
Company |
0.36%
|
22,522
|
$158,000 | — | 30 Sep 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.34%
|
20,983
|
$147,000 | — | 30 Sep 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.32%
|
19,695
|
$138,000 | — | 30 Sep 2015 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.32%
|
19,467
|
$136,000 | — | 30 Sep 2015 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.3%
|
18,473
|
$125,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
0.3%
|
18,231
|
$128,000 | — | 30 Sep 2015 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.25%
|
15,702
|
$136,000 | — | 30 Sep 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.25%
|
15,573
|
$109,000 | — | 30 Sep 2015 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.25%
|
15,174
|
$106,000 | — | 30 Sep 2015 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.24%
|
14,573
|
$102,000 | — | 30 Sep 2015 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.2%
|
12,590
|
$88,000 | — | 30 Sep 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.2%
|
12,540
|
$88,000 | — | 30 Sep 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.19%
|
11,968
|
$84,000 | — | 30 Sep 2015 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.19%
|
11,861
|
$83,000 | — | 30 Sep 2015 | |
| SENTINEL TRUST CO LBA |
13F
|
Company |
0.19%
|
11,600
|
$81,000 | — | 30 Sep 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.17%
|
10,303
|
$75,000 | — | 30 Sep 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0.06%
|
3,625
|
$25,000 | — | 30 Sep 2015 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.06%
|
3,542
|
$25,000 | — | 30 Sep 2015 | |
| People's United Financial, Inc. |
13F
|
Company |
0.05%
|
3,113
|
$22,000 | — | 30 Sep 2015 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.05%
|
3,100
|
$22,000 | — | 30 Sep 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.05%
|
3,092
|
$22,000 | — | 30 Sep 2015 | |
| Formidable Asset Management, LLC |
13F
|
Company |
0.04%
|
2,720
|
$19,000 | — | 30 Sep 2015 | |
| Creative Planning |
13F
|
Company |
0.03%
|
1,696
|
$12,000 | — | 30 Sep 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
1,125
|
$8,000 | — | 30 Sep 2015 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.02%
|
1,105
|
$8,000 | — | 30 Sep 2015 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.01%
|
864
|
$6,000 | — | 30 Sep 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
655
|
$5,000 | — | 30 Sep 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
612
|
$4,000 | — | 30 Sep 2015 | |
| WOODMONT INVESTMENT COUNSEL LLC |
13F
|
Company |
0.01%
|
492
|
$3,000 | — | 30 Sep 2015 | |
| WFG Advisors, LP |
13F
|
Company |
0.01%
|
318
|
$2,000 | — | 30 Sep 2015 | |
| First City Capital Management, Inc. |
13F
|
Company |
0%
|
278
|
$1,949 | — | 30 Sep 2015 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
0%
|
275
|
$2,000 | — | 30 Sep 2015 | |
| Hudock, Inc. |
13F
|
Company |
0%
|
233
|
$1,000 | — | 30 Sep 2015 | |
| JNBA Financial Advisors |
13F
|
Company |
0%
|
196
|
$1,000 | — | 30 Sep 2015 | |
| THOMPSON SIEGEL & WALMSLEY LLC |
13F
|
Company |
0%
|
139
|
$1,000 | — | 30 Sep 2015 |
Institutional Holders of ROYCE GLOBAL TRUST, INC. - Common Stock (RGT) as of Q4 2015
As of 31 Dec 2015,
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT) was held by
59 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,325,073 shares.
The largest 10 holders included
MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, 1607 Capital Partners, LLC, FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., Deschutes Portfolio Strategy, LLC, GEODE CAPITAL MANAGEMENT, LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, WOLVERINE ASSET MANAGEMENT LLC, and WELLS FARGO & COMPANY/MN.
This page lists
59
institutional shareholders reporting positions in this security
for the Q4 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
Q3 2015 holders
49
Q4 2015 holders
59
Holder diff
10
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.