Security key
76881Y109
RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (RIV)
CUSIP: 76881Y109
Q3 2026 13F Holders as of 30 Sep 2026
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 311,409
- Total 13F value
- $3,219,975
- Share change
- +77,831
- SEC-reported price per share
- $10.34
- Number of holders
- 7
- Value change
- +$804,663
- Number of buys
- 4
- Number of sells
- 3
- Shares outstanding
- 27,445,162
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2026
Institutions
7
Top holders
7
RIV full security history
Ownership snapshot
Full 13F holder table
Previous quarter: Q2 2026
RIVERNORTH OPPORTUNITIES FUND, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 76881Y109
Recent filing periods:
Ownership snapshot
Top reported holders of RIV - RIVERNORTH OPPORTUNITIES FUND, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Equitable Holdings, Inc.
Disclosed value leader
RiverNorth Strategic Hold...
Comparable rows
5/15
Latest evidence
30 Sep 2026
13D/G
3/4/5
13F
Lead comparable stake: 47%
10 rows are not safely comparable across share classes.
13D/G row: Equitable Holdings, Inc.
Showing 1-6 of 15 holder rows.
Quick read
Equitable Holdings, Inc. leads the comparable SEC ownership view at 47%.
5 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Equitable Holdings, Inc.'s linked filing trail.
Comparable ownership
Top 5
Equitable Holdings, Inc.
47%
THRIVENT FINANCIAL FOR LUTHERANS
25%
ALLIANCEBERNSTEIN L.P.
22%
SIT INVESTMENT ASSOCIATES INC
10%
MORGAN STANLEY
8.2%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Equitable Holdings, Inc. |
13D/G
|
47%
Reported 13D/G
· 30 Sep 2026
|
—
1,404,000 shares
|
$0 | 30 Sep 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS |
3/4/5
13D/G
10%+ Owner
|
25%
Reported 13D/G
· 18 Sep 2026
|
—
740,000 shares
|
— | 18 Sep 2026 |
| ALLIANCEBERNSTEIN L.P. |
13D/G
|
22%
Reported 13D/G
· 30 Sep 2026
|
—
656,000 shares
|
$0 | 30 Sep 2026 |
| SIT INVESTMENT ASSOCIATES INC |
13D/G
13F
Company
|
10%
Reported 13D/G
· 31 Oct 2025
|
$34,580,904
2,881,742 shares
|
$0 | 31 Oct 2025 |
| MORGAN STANLEY |
13F
13D/G
Company
|
8.2%
Reported 13D/G
· 31 Mar 2025
|
$21,792,181
1,868,969 shares
|
— | 30 Jun 2026 |
| RiverNorth Strategic Holdings, LLC |
3/4/5
Holding Co
|
—
mixed-class rows
|
$38,291,717
2,451,919 shares
mixed-class rows
|
— | 24 Sep 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2026
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
7
Shares
311,409
Rows available
7
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2026 vs Q2 2026 Across Filers
Q2 2026 holders
60
Q3 2026 holders
7
Holder diff
-53
| Investor | Q2 2026 Shares | Q3 2026 Shares | Share Diff | Share Chg % | Q2 2026 value | Q3 2026 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend