- Type / Class
- Equity / Common Stock
- Shares outstanding
- 93,299,785
- Total 13F shares
- 7,529,707
- Share change
- +4,774,643
- Total reported value
- $35,989,000
- Price per share
- $4.78
- Number of holders
- 21
- Value change
- +$22,778,341
- Number of buys
- 15
- Number of sells
- 5
Quarterly Holders Quick Answers
What is CUSIP 76200L309?
CUSIP 76200L309 identifies RZLT - Rezolute, Inc. - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 76200L309:
Top shareholders of RZLT - Rezolute, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Genexine Inc. |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
91,300,933
|
$173,462,643 | — | 26 Apr 2019 | |
| HANDOK, INC. |
3/4/5
|
Director, 10%+ Owner |
—
class O/S missing
|
5,942,617
|
$10,051,937 | — | 15 Oct 2021 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
1.3%
|
1,212,122
|
$8,994,000 | — | 30 Sep 2021 | |
| CAXTON CORP |
13F
|
Company |
0.45%
|
424,243
|
$3,173,000 | — | 30 Sep 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.33%
|
309,986
|
$2,300,000 | — | 30 Sep 2021 | |
| BVF INC/IL |
13F
|
Company |
0.2%
|
190,815
|
$1,416,000 | — | 30 Sep 2021 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.14%
|
132,367
|
$990,000 | — | 30 Sep 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.04%
|
35,899
|
$269,000 | — | 30 Sep 2021 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.04%
|
35,712
|
$265,000 | — | 30 Sep 2021 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.01%
|
12,281
|
$92,000 | — | 30 Sep 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.01%
|
12,170
|
$91,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
0%
|
3,671
|
$27,000 | — | 30 Sep 2021 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
2,678
|
$20,000 | — | 30 Sep 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
750
|
$6,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0%
|
521
|
$4,000 | — | 30 Sep 2021 |
Institutional Holders of Rezolute, Inc. - Common Stock (RZLT) as of Q4 2021
As of 31 Dec 2021,
Rezolute, Inc. - Common Stock (RZLT) was held by
21 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,529,707 shares.
The largest 10 holders included
FEDERATED HERMES, INC., CAXTON CORP, Stonepine Capital Management, LLC, VANGUARD GROUP INC, CITADEL ADVISORS LLC, Velan Capital Investment Management LP, AIGH Capital Management LLC, Altium Capital Management LP, J. Goldman & Co LP, and BVF INC/IL.
This page lists
21
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
13
Q4 2021 holders
21
Holder diff
8
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.