Rezolute, Inc. - Common Stock, par value $0.001 per share (RZLT)
CUSIP: 76200L309
Q1 2022 13F Holders as of 31 Mar 2022
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 95,614,034
- Total 13F shares
- 7,085,710
- Share change
- -443,997
- Total reported value
- $23,951,000
- Price per share
- $3.38
- Number of holders
- 19
- Value change
- -$2,289,045
- Number of buys
- 10
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 76200L309?
CUSIP 76200L309 identifies RZLT - Rezolute, Inc. - Common Stock, par value $0.001 per share in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 76200L309:
Top shareholders of RZLT - Rezolute, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Genexine Inc. |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
91,300,933
|
$173,462,643 | — | 26 Apr 2019 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
3.3%
|
3,189,222
|
$15,244,000 | — | 31 Dec 2021 | |
| HANDOK, INC. |
3/4/5
|
Director, 10%+ Owner |
—
class O/S missing
|
5,942,617
|
$10,051,937 | — | 15 Oct 2021 | |
| CAXTON CORP |
13F
|
Company |
1.2%
|
1,193,473
|
$5,705,000 | — | 31 Dec 2021 | |
| Stonepine Capital Management, LLC |
13F
|
Company |
0.85%
|
808,405
|
$3,864,000 | — | 31 Dec 2021 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.35%
|
333,239
|
$1,593,000 | — | 31 Dec 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.32%
|
308,287
|
$1,473,000 | — | 31 Dec 2021 | |
| Velan Capital Investment Management LP |
13F
|
Company |
0.31%
|
300,000
|
$1,434,000 | — | 31 Dec 2021 | |
| AIGH Capital Management LLC |
13F
|
Company |
0.28%
|
265,181
|
$1,267,000 | — | 31 Dec 2021 | |
| Altium Capital Management LLC |
13F
|
Company |
0.24%
|
230,000
|
$1,099,000 | — | 31 Dec 2021 | |
| J. Goldman & Co LP |
13F
|
Company |
0.21%
|
202,500
|
$968,000 | — | 31 Dec 2021 | |
| BVF INC/IL |
13F
|
Company |
0.2%
|
190,815
|
$912,000 | — | 31 Dec 2021 | |
| Maven Securities LTD |
13F
|
Company |
0.12%
|
115,758
|
$553,000 | — | 31 Dec 2021 | |
| ExodusPoint Capital Management, LP |
13F
|
Company |
0.11%
|
104,053
|
$497,000 | — | 31 Dec 2021 | |
| Sender Co & Partners, Inc. |
13F
|
Company |
0.09%
|
81,849
|
$391,000 | — | 31 Dec 2021 | |
| Worth Venture Partners, LLC |
13F
|
Company |
0.06%
|
60,718
|
$290,000 | — | 31 Dec 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.05%
|
52,293
|
$250,000 | — | 31 Dec 2021 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
36,922
|
$176,000 | — | 31 Dec 2021 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.02%
|
20,571
|
$98,000 | — | 31 Dec 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.02%
|
19,583
|
$94,000 | — | 31 Dec 2021 | |
| Shay Capital LLC |
13F
|
Company |
0.01%
|
11,780
|
$56,000 | — | 31 Dec 2021 | |
| UBS Group AG |
13F
|
Company |
0%
|
4,308
|
$21,000 | — | 31 Dec 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
750
|
$4,000 | — | 31 Dec 2021 |
Institutional Holders of Rezolute, Inc. - Common Stock, par value $0.001 per share (RZLT) as of Q1 2022
As of 31 Mar 2022,
Rezolute, Inc. - Common Stock, par value $0.001 per share (RZLT) was held by
19 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,085,710 shares.
The largest 10 holders included
FEDERATED HERMES, INC., CAXTON CORP, Stonepine Capital Management, LLC, AIGH Capital Management LLC, VANGUARD GROUP INC, CITADEL ADVISORS LLC, Velan Capital Investment Management LP, BVF INC/IL, Worth Venture Partners, LLC, and GEODE CAPITAL MANAGEMENT, LLC.
This page lists
19
institutional shareholders reporting positions in this security
for the Q1 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2022 vs Q4 2021 Across Filers
Q4 2021 holders
21
Q1 2022 holders
19
Holder diff
-2
| Investor | Q4 2021 Shares | Q1 2022 Shares | Share Diff | Share Chg % | Q4 2021 Value $ | Q1 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.