- Type / Class
- Equity / Common Stock
- Shares outstanding
- 93,299,785
- Total 13F shares
- 2,373,215
- Share change
- +161,723
- Total reported value
- $17,647,000
- Price per share
- $7.48
- Number of holders
- 13
- Value change
- +$1,206,770
- Number of buys
- 8
- Number of sells
- 2
Quarterly Holders Quick Answers
What is CUSIP 76200L309?
CUSIP 76200L309 identifies RZLT - Rezolute, Inc. - Common Stock in SEC institutional holdings data.
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Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 76200L309:
Top shareholders of RZLT - Rezolute, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Genexine Inc. |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
91,300,933
|
$173,462,643 | — | 26 Apr 2019 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
1.3%
|
1,212,122
|
$17,297,000 | — | 30 Jun 2021 | |
| CAXTON CORP |
13F
|
Company |
0.45%
|
424,243
|
$6,054,000 | — | 30 Jun 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.33%
|
307,988
|
$4,395,000 | — | 30 Jun 2021 | |
| BVF INC/IL |
13F
|
Company |
0.2%
|
190,815
|
$2,723,000 | — | 30 Jun 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.03%
|
32,124
|
$459,000 | — | 30 Jun 2021 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.03%
|
29,390
|
$419,000 | — | 30 Jun 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.01%
|
12,430
|
$177,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
0%
|
918
|
$13,000 | — | 30 Jun 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
750
|
$11,000 | — | 30 Jun 2021 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
647
|
$9,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0%
|
65
|
$1,000 | — | 30 Jun 2021 |
Institutional Holders of Rezolute, Inc. - Common Stock (RZLT) as of Q3 2021
As of 30 Sep 2021,
Rezolute, Inc. - Common Stock (RZLT) was held by
13 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,373,215 shares.
The largest 10 holders included
FEDERATED HERMES, INC., CAXTON CORP, CITADEL ADVISORS LLC, BVF INC/IL, VANGUARD GROUP INC, NORTHERN TRUST CORP, MILLENNIUM MANAGEMENT LLC, OPPENHEIMER & CO INC, BlackRock Inc., and UBS Group AG.
This page lists
13
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
11
Q3 2021 holders
13
Holder diff
2
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.