PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)
CUSIP: 72201B101
Q2 2018 13F Holders as of 30 Jun 2018
- Type / Class
- Equity / COM
- Total 13F shares
- 5,691,672
- Share change
- +666,488
- Total reported value
- $99,396,777
- Price per share
- $17.49
- Number of holders
- 101
- Value change
- +$11,671,103
- Number of buys
- 54
- Number of sells
- 22
Quarterly Holders Quick Answers
What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.
Need full ownership history?
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These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
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- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 72201B101:
Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
699,564
|
$11,837,000 | — | 31 Mar 2018 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
494,101
|
$8,360,000 | — | 31 Mar 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
453,438
|
$7,672,000 | — | 31 Mar 2018 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
436,337
|
$7,383,000 | — | 31 Mar 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
354,386
|
$5,976,000 | — | 31 Mar 2018 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
284,880
|
$4,820,000 | — | 31 Mar 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
274,966
|
$4,653,000 | — | 31 Mar 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
246,289
|
$4,167,000 | — | 31 Mar 2018 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
224,410
|
$3,797,000 | — | 31 Mar 2018 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
189,483
|
$3,206,000 | — | 31 Mar 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
114,676
|
$1,888,000 | — | 31 Mar 2018 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
95,147
|
$1,609,000 | — | 31 Mar 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
81,558
|
$1,380,000 | — | 31 Mar 2018 | |
| Homrich & Berg |
13F
|
Company |
—
class O/S missing
|
68,829
|
$1,165,000 | — | 31 Mar 2018 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
61,487
|
$1,041,000 | — | 31 Mar 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
51,038
|
$864,000 | — | 31 Mar 2018 | |
| Cornerstone Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
48,870
|
$819,000 | — | 31 Mar 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
48,240
|
$816,000 | — | 31 Mar 2018 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
43,188
|
$731,000 | — | 31 Mar 2018 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
42,271
|
$715,000 | — | 31 Mar 2018 | |
| Covenant Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
40,635
|
$688,000 | — | 31 Mar 2018 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
37,526
|
$635,000 | — | 31 Mar 2018 | |
| OARSMAN CAPITAL, INC. |
13F
|
Company |
—
class O/S missing
|
37,399
|
$633,000 | — | 31 Mar 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
33,402
|
$565,000 | — | 31 Mar 2018 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
31,030
|
$525,000 | — | 31 Mar 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
25,884
|
$438,000 | — | 31 Mar 2018 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
25,645
|
$433,000 | — | 31 Mar 2018 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
25,527
|
$432,000 | — | 31 Mar 2018 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
25,424
|
$430,000 | — | 31 Mar 2018 | |
| GOULD ASSET MANAGEMENT LLC /CA/ |
13F
|
Company |
—
class O/S missing
|
23,228
|
$393,000 | — | 31 Mar 2018 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
23,210
|
$393,000 | — | 31 Mar 2018 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
23,083
|
$391,000 | — | 31 Mar 2018 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
20,362
|
$345,000 | — | 31 Mar 2018 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
20,050
|
$339,000 | — | 31 Mar 2018 | |
| SRH ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
20,000
|
$338,000 | — | 31 Mar 2018 | |
| LINCOLN NATIONAL CORP |
13F
|
Company |
—
class O/S missing
|
18,874
|
$319,000 | — | 31 Mar 2018 | |
| Benchmark Capital Advisors |
13F
|
Company |
—
class O/S missing
|
18,400
|
$311,000 | — | 31 Mar 2018 | |
| LUCAS CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
17,700
|
$304,000 | — | 31 Mar 2018 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
16,950
|
$287,000 | — | 31 Mar 2018 | |
| SYM FINANCIAL Corp |
13F
|
Company |
—
class O/S missing
|
16,068
|
$272,000 | — | 31 Mar 2018 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
—
class O/S missing
|
15,380
|
$260,000 | — | 31 Mar 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
14,993
|
$253,000 | — | 31 Mar 2018 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
14,662
|
$248,000 | — | 31 Mar 2018 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
13,503
|
$228,000 | — | 31 Mar 2018 | |
| Fiera Capital Corp |
13F
|
Company |
—
class O/S missing
|
13,067
|
$221,000 | — | 31 Mar 2018 | |
| Wealth Alliance Advisory Group, LLC |
13F
|
Company |
—
class O/S missing
|
12,347
|
$209,000 | — | 31 Mar 2018 | |
| Northwest Capital Management Inc |
13F
|
Company |
—
class O/S missing
|
11,720
|
$198,000 | — | 31 Mar 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
11,558
|
$196,000 | — | 31 Mar 2018 | |
| Granite Investment Partners, LLC |
13F
|
Company |
—
class O/S missing
|
11,502
|
$195,000 | — | 31 Mar 2018 | |
| Taylor Hoffman Wealth Management |
13F
|
Company |
—
class O/S missing
|
11,488
|
$194,000 | — | 31 Mar 2018 |
Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q2 2018
As of 30 Jun 2018,
PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) was held by
101 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,691,672 shares.
The largest 10 holders included
MORGAN STANLEY, COHEN & STEERS INC, COMMONWEALTH EQUITY SERVICES, LLC, Invesco Ltd., AMERIPRISE FINANCIAL INC, BANK OF AMERICA CORP /DE/, LADENBURG THALMANN FINANCIAL SERVICES INC., UBS Group AG, NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, and LPL Financial LLC.
This page lists
101
institutional shareholders reporting positions in this security
for the Q2 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2018 vs Q1 2018 Across Filers
Q1 2018 holders
85
Q2 2018 holders
101
Holder diff
16
| Investor | Q1 2018 Shares | Q2 2018 Shares | Share Diff | Share Chg % | Q1 2018 Value $ | Q2 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.