PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)

CUSIP: 72201B101

Q3 2018 13F Holders as of 30 Sep 2018

Type / Class
Equity / COM
Total 13F shares
5,730,555
Share change
+49,137
Total reported value
$102,241,473
Price per share
$17.85
Number of holders
101
Value change
+$1,089,477
Number of buys
47
Number of sells
31

Quarterly Holders Quick Answers

What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Cornerstone Wealth Management, LLC
13F
Company
class O/S missing
947,973
$53,740,000 30 Jun 2018
13F
MORGAN STANLEY
13F
Company
class O/S missing
836,848
$14,637,000 30 Jun 2018
13F
COHEN & STEERS, INC.
13F
Company
class O/S missing
494,101
$8,642,000 30 Jun 2018
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
class O/S missing
458,287
$8,015,000 30 Jun 2018
13F
Invesco Ltd.
13F
Company
class O/S missing
424,402
$7,423,000 30 Jun 2018
13F
AMERIPRISE FINANCIAL INC
13F
Company
class O/S missing
404,936
$7,084,000 30 Jun 2018
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
316,691
$5,539,000 30 Jun 2018
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
class O/S missing
246,289
$4,167,000 30 Jun 2018
13F
UBS Group AG
13F
Company
class O/S missing
204,649
$3,579,000 30 Jun 2018
13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
class O/S missing
173,998
$3,043,000 30 Jun 2018
13F
LPL Financial LLC
13F
Company
class O/S missing
151,981
$2,658,000 30 Jun 2018
13F
Cetera Investment Advisers
13F
Company
class O/S missing
144,233
$2,522,000 30 Jun 2018
13F
Cetera Advisor Networks LLC
13F
Company
class O/S missing
121,817
$2,127,000 30 Jun 2018
13F
IFP Advisors, Inc
13F
Company
class O/S missing
118,343
$2,070,000 30 Jun 2018
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
class O/S missing
95,147
$1,664,000 30 Jun 2018
13F
CENTAURUS FINANCIAL, INC.
13F
Company
class O/S missing
91,326
$1,597,000 30 Jun 2018
13F
Homrich & Berg
13F
Company
class O/S missing
68,963
$1,206,000 30 Jun 2018
13F
Advisor Group, Inc.
13F
Company
class O/S missing
68,019
$1,190,000 30 Jun 2018
13F
US BANCORP \DE\
13F
Company
class O/S missing
64,755
$1,132,000 30 Jun 2018
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
59,018
$1,032,000 30 Jun 2018
13F
Laurion Capital Management LP
13F
Company
class O/S missing
44,000
$770,000 30 Jun 2018
13F
HOLLENCREST CAPITAL MANAGEMENT
13F
Company
class O/S missing
41,968
$734,000 30 Jun 2018
13F
Covenant Asset Management, LLC
13F
Company
class O/S missing
40,635
$711,000 30 Jun 2018
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
40,135
$701,000 30 Jun 2018
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
class O/S missing
38,475
$673,000 30 Jun 2018
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
class O/S missing
37,783
$661,000 30 Jun 2018
13F
Baird Financial Group, Inc.
13F
Company
class O/S missing
37,674
$659,000 30 Jun 2018
13F
MILLENNIUM MANAGEMENT LLC
13F
Company
class O/S missing
30,810
$539,000 30 Jun 2018
13F
MML INVESTORS SERVICES, LLC
13F
Company
class O/S missing
29,082
$509,000 30 Jun 2018
13F
OARSMAN CAPITAL, INC.
13F
Company
class O/S missing
27,125
$474,000 30 Jun 2018
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
26,765
$468,000 30 Jun 2018
13F
LINCOLN NATIONAL CORP
13F
Company
class O/S missing
24,891
$436,000 30 Jun 2018
13F
NINE MASTS CAPITAL Ltd
13F
Company
class O/S missing
24,700
$432,000 30 Jun 2018
13F
Creative Planning
13F
Company
class O/S missing
24,076
$421,000 30 Jun 2018
13F
Private Advisor Group, LLC
13F
Company
class O/S missing
23,906
$421,000 30 Jun 2018
13F
OTA Financial Group L.P.
13F
Company
class O/S missing
24,038
$420,000 30 Jun 2018
13F
GOULD ASSET MANAGEMENT LLC /CA/
13F
Company
class O/S missing
23,228
$406,000 30 Jun 2018
13F
Neuberger Berman Group LLC
13F
Company
class O/S missing
23,210
$406,000 30 Jun 2018
13F
First Allied Advisory Services, Inc.
13F
Company
class O/S missing
21,896
$382,000 30 Jun 2018
13F
STIFEL FINANCIAL CORP
13F
Company
class O/S missing
20,483
$355,000 30 Jun 2018
13F
Capital Investment Advisors, LLC
13F
Company
class O/S missing
20,282
$355,000 30 Jun 2018
13F
NWAM LLC
13F
Company
class O/S missing
20,050
$351,000 30 Jun 2018
13F
SRH ADVISORS, LLC
13F
Company
class O/S missing
20,000
$350,000 30 Jun 2018
13F
HRT FINANCIAL LP
13F
Company
class O/S missing
18,944
$331,000 30 Jun 2018
13F
Benchmark Capital Advisors
13F
Company
class O/S missing
18,600
$325,000 30 Jun 2018
13F
FIRST FOUNDATION ADVISORS
13F
Company
class O/S missing
18,545
$324,000 30 Jun 2018
13F
Squarepoint Ops LLC
13F
Company
class O/S missing
18,400
$322,000 30 Jun 2018
13F
Janney Montgomery Scott LLC
13F
Company
class O/S missing
18,150
$317,000 30 Jun 2018
13F
Sigma Planning Corp
13F
Company
class O/S missing
17,017
$298,000 30 Jun 2018
13F
USCA RIA LLC
13F
Company
class O/S missing
16,628
$291,000 30 Jun 2018
13F

Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q3 2018

As of 30 Sep 2018, PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) was held by 101 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 5,730,555 shares. The largest 10 holders included MORGAN STANLEY, COMMONWEALTH EQUITY SERVICES, LLC, COHEN & STEERS INC, AMERIPRISE FINANCIAL INC, BANK OF AMERICA CORP /DE/, Cetera Advisor Networks LLC, UBS Group AG, LADENBURG THALMANN FINANCIAL SERVICES INC., NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, and LPL Financial LLC. This page lists 101 institutional shareholders reporting positions in this security for the Q3 2018 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2018 vs Q2 2018 Across Filers

Q2 2018 holders
101
Q3 2018 holders
101
Holder diff
0
Investor Q2 2018 Shares Q3 2018 Shares Share Diff Share Chg % Q2 2018 Value $ Q3 2018 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.