PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)
CUSIP: 72201B101
Q3 2018 13F Holders as of 30 Sep 2018
- Type / Class
- Equity / COM
- Total 13F shares
- 5,730,555
- Share change
- +49,137
- Total reported value
- $102,241,473
- Price per share
- $17.85
- Number of holders
- 101
- Value change
- +$1,089,477
- Number of buys
- 47
- Number of sells
- 31
Quarterly Holders Quick Answers
What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.
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- Latest 13F filings for newly reported positions across managers.
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Recent filing periods for CUSIP 72201B101:
Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Cornerstone Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
947,973
|
$53,740,000 | — | 30 Jun 2018 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
836,848
|
$14,637,000 | — | 30 Jun 2018 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
494,101
|
$8,642,000 | — | 30 Jun 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
458,287
|
$8,015,000 | — | 30 Jun 2018 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
424,402
|
$7,423,000 | — | 30 Jun 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
404,936
|
$7,084,000 | — | 30 Jun 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
316,691
|
$5,539,000 | — | 30 Jun 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
246,289
|
$4,167,000 | — | 30 Jun 2018 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
204,649
|
$3,579,000 | — | 30 Jun 2018 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
173,998
|
$3,043,000 | — | 30 Jun 2018 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
151,981
|
$2,658,000 | — | 30 Jun 2018 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
144,233
|
$2,522,000 | — | 30 Jun 2018 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
121,817
|
$2,127,000 | — | 30 Jun 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
118,343
|
$2,070,000 | — | 30 Jun 2018 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
95,147
|
$1,664,000 | — | 30 Jun 2018 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
91,326
|
$1,597,000 | — | 30 Jun 2018 | |
| Homrich & Berg |
13F
|
Company |
—
class O/S missing
|
68,963
|
$1,206,000 | — | 30 Jun 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
68,019
|
$1,190,000 | — | 30 Jun 2018 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
64,755
|
$1,132,000 | — | 30 Jun 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
59,018
|
$1,032,000 | — | 30 Jun 2018 | |
| Laurion Capital Management LP |
13F
|
Company |
—
class O/S missing
|
44,000
|
$770,000 | — | 30 Jun 2018 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
41,968
|
$734,000 | — | 30 Jun 2018 | |
| Covenant Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
40,635
|
$711,000 | — | 30 Jun 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
40,135
|
$701,000 | — | 30 Jun 2018 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
38,475
|
$673,000 | — | 30 Jun 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
37,783
|
$661,000 | — | 30 Jun 2018 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
37,674
|
$659,000 | — | 30 Jun 2018 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
30,810
|
$539,000 | — | 30 Jun 2018 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
29,082
|
$509,000 | — | 30 Jun 2018 | |
| OARSMAN CAPITAL, INC. |
13F
|
Company |
—
class O/S missing
|
27,125
|
$474,000 | — | 30 Jun 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
26,765
|
$468,000 | — | 30 Jun 2018 | |
| LINCOLN NATIONAL CORP |
13F
|
Company |
—
class O/S missing
|
24,891
|
$436,000 | — | 30 Jun 2018 | |
| NINE MASTS CAPITAL Ltd |
13F
|
Company |
—
class O/S missing
|
24,700
|
$432,000 | — | 30 Jun 2018 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
24,076
|
$421,000 | — | 30 Jun 2018 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
23,906
|
$421,000 | — | 30 Jun 2018 | |
| OTA Financial Group L.P. |
13F
|
Company |
—
class O/S missing
|
24,038
|
$420,000 | — | 30 Jun 2018 | |
| GOULD ASSET MANAGEMENT LLC /CA/ |
13F
|
Company |
—
class O/S missing
|
23,228
|
$406,000 | — | 30 Jun 2018 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
23,210
|
$406,000 | — | 30 Jun 2018 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
21,896
|
$382,000 | — | 30 Jun 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
20,483
|
$355,000 | — | 30 Jun 2018 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
20,282
|
$355,000 | — | 30 Jun 2018 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
20,050
|
$351,000 | — | 30 Jun 2018 | |
| SRH ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
20,000
|
$350,000 | — | 30 Jun 2018 | |
| HRT FINANCIAL LP |
13F
|
Company |
—
class O/S missing
|
18,944
|
$331,000 | — | 30 Jun 2018 | |
| Benchmark Capital Advisors |
13F
|
Company |
—
class O/S missing
|
18,600
|
$325,000 | — | 30 Jun 2018 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
18,545
|
$324,000 | — | 30 Jun 2018 | |
| Squarepoint Ops LLC |
13F
|
Company |
—
class O/S missing
|
18,400
|
$322,000 | — | 30 Jun 2018 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
18,150
|
$317,000 | — | 30 Jun 2018 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
17,017
|
$298,000 | — | 30 Jun 2018 | |
| USCA RIA LLC |
13F
|
Company |
—
class O/S missing
|
16,628
|
$291,000 | — | 30 Jun 2018 |
Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q3 2018
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2018 vs Q2 2018 Across Filers
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 Value $ | Q3 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.