PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)
CUSIP: 72201B101
Q1 2018 13F Holders as of 31 Mar 2018
- Type / Class
- Equity / COM
- Total 13F shares
- 5,073,334
- Share change
- -192,424
- Total reported value
- $85,762,895
- Price per share
- $16.92
- Number of holders
- 85
- Value change
- -$3,002,426
- Number of buys
- 36
- Number of sells
- 34
Quarterly Holders Quick Answers
What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 72201B101:
Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
594,260
|
$9,782,000 | — | 31 Dec 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
499,345
|
$8,219,000 | — | 31 Dec 2017 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
450,200
|
$7,410,000 | — | 31 Dec 2017 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
403,662
|
$6,644,000 | — | 31 Dec 2017 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
308,389
|
$5,076,000 | — | 31 Dec 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
277,906
|
$4,579,000 | — | 31 Dec 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
258,937
|
$4,262,000 | — | 31 Dec 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
248,122
|
$4,083,000 | — | 31 Dec 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
227,931
|
$3,751,000 | — | 31 Dec 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
143,172
|
$2,357,000 | — | 31 Dec 2017 | |
| Laurion Capital Management LP |
13F
|
Company |
—
class O/S missing
|
141,186
|
$2,324,000 | — | 31 Dec 2017 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
124,221
|
$2,042,000 | — | 31 Dec 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
114,676
|
$1,888,000 | — | 31 Dec 2017 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
114,359
|
$1,882,000 | — | 31 Dec 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
96,251
|
$1,583,000 | — | 31 Dec 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
86,146
|
$1,419,000 | — | 31 Dec 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
51,647
|
$850,000 | — | 31 Dec 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
51,181
|
$842,000 | — | 31 Dec 2017 | |
| Homrich & Berg |
13F
|
Company |
—
class O/S missing
|
47,108
|
$775,000 | — | 31 Dec 2017 | |
| Cornerstone Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
44,270
|
$748,000 | — | 31 Dec 2017 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
44,840
|
$738,000 | — | 31 Dec 2017 | |
| Squarepoint Ops LLC |
13F
|
Company |
—
class O/S missing
|
44,519
|
$733,000 | — | 31 Dec 2017 | |
| Covenant Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
44,235
|
$728,000 | — | 31 Dec 2017 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
43,188
|
$711,000 | — | 31 Dec 2017 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
42,233
|
$695,000 | — | 31 Dec 2017 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
41,054
|
$676,000 | — | 31 Dec 2017 | |
| OARSMAN CAPITAL, INC. |
13F
|
Company |
—
class O/S missing
|
37,116
|
$611,000 | — | 31 Dec 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
34,457
|
$567,000 | — | 31 Dec 2017 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
31,374
|
$516,000 | — | 31 Dec 2017 | |
| LINCOLN NATIONAL CORP |
13F
|
Company |
—
class O/S missing
|
30,490
|
$502,000 | — | 31 Dec 2017 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
—
class O/S missing
|
27,201
|
$449,000 | — | 31 Dec 2017 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
25,533
|
$429,000 | — | 31 Dec 2017 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
24,835
|
$407,000 | — | 31 Dec 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
24,340
|
$401,000 | — | 31 Dec 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
24,163
|
$398,000 | — | 31 Dec 2017 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
23,510
|
$387,000 | — | 31 Dec 2017 | |
| GOULD ASSET MANAGEMENT LLC /CA/ |
13F
|
Company |
—
class O/S missing
|
23,228
|
$382,000 | — | 31 Dec 2017 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
23,210
|
$382,000 | — | 31 Dec 2017 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
21,547
|
$354,000 | — | 31 Dec 2017 | |
| Fiera Capital Corp |
13F
|
Company |
—
class O/S missing
|
21,066
|
$347,000 | — | 31 Dec 2017 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
20,281
|
$334,000 | — | 31 Dec 2017 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
20,050
|
$330,000 | — | 31 Dec 2017 | |
| SRH ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
20,000
|
$329,000 | — | 31 Dec 2017 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
18,906
|
$311,000 | — | 31 Dec 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
17,700
|
$291,000 | — | 31 Dec 2017 | |
| LUCAS CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
17,700
|
$291,000 | — | 31 Dec 2017 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
17,500
|
$288,000 | — | 31 Dec 2017 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
—
class O/S missing
|
14,755
|
$243,000 | — | 31 Dec 2017 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
14,662
|
$241,000 | — | 31 Dec 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
13,492
|
$222,000 | — | 31 Dec 2017 |
Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q1 2018
As of 31 Mar 2018,
PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) was held by
85 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,073,334 shares.
The largest 10 holders included
MORGAN STANLEY, COHEN & STEERS INC, COMMONWEALTH EQUITY SERVICES, LLC, Invesco Ltd., AMERIPRISE FINANCIAL INC, LPL Financial LLC, BANK OF AMERICA CORP /DE/, LADENBURG THALMANN FINANCIAL SERVICES INC., UBS Group AG, and NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO.
This page lists
85
institutional shareholders reporting positions in this security
for the Q1 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
86
Q1 2018 holders
85
Holder diff
-1
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.