PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)
CUSIP: 72201B101
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / COM
- Total 13F shares
- 4,506,936
- Share change
- -37,192
- Total reported value
- $60,144,000
- Price per share
- $13.30
- Number of holders
- 80
- Value change
- -$709,944
- Number of buys
- 29
- Number of sells
- 39
Quarterly Holders Quick Answers
What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
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- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 72201B101:
Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
495,486
|
$7,175,000 | — | 30 Jun 2015 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
473,072
|
$6,850,000 | — | 30 Jun 2015 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
447,334
|
$6,477,000 | — | 30 Jun 2015 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
361,684
|
$5,226,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
219,965
|
$3,185,000 | — | 30 Jun 2015 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
215,500
|
$3,120,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
214,155
|
$3,101,000 | — | 30 Jun 2015 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
213,712
|
$3,095,000 | — | 30 Jun 2015 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
126,384
|
$1,772,000 | — | 30 Jun 2015 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
117,876
|
$1,707,000 | — | 30 Jun 2015 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
109,556
|
$1,592,000 | — | 30 Jun 2015 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
104,372
|
$1,511,000 | — | 30 Jun 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
98,295
|
$1,423,000 | — | 30 Jun 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
91,993
|
$1,332,000 | — | 30 Jun 2015 | |
| ADVISORY RESEARCH INC |
13F
|
Company |
—
class O/S missing
|
91,895
|
$1,331,000 | — | 30 Jun 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
88,102
|
$1,275,000 | — | 30 Jun 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
78,570
|
$1,138,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
62,387
|
$903,000 | — | 30 Jun 2015 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
50,014
|
$724,000 | — | 30 Jun 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
49,090
|
$711,000 | — | 30 Jun 2015 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
43,200
|
$626,000 | — | 30 Jun 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
39,080
|
$565,876 | — | 30 Jun 2015 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
34,867
|
$549,000 | — | 30 Jun 2015 | |
| OARSMAN CAPITAL, INC. |
13F
|
Company |
—
class O/S missing
|
37,174
|
$538,000 | — | 30 Jun 2015 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
37,019
|
$537,000 | — | 30 Jun 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
33,276
|
$482,000 | — | 30 Jun 2015 | |
| Texas Yale Capital Corp. |
13F
|
Company |
—
class O/S missing
|
33,200
|
$481,000 | — | 30 Jun 2015 | |
| Investors Capital Advisory Services |
13F
|
Company |
—
class O/S missing
|
30,861
|
$446,000 | — | 30 Jun 2015 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
30,096
|
$436,000 | — | 30 Jun 2015 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
24,314
|
$352,000 | — | 30 Jun 2015 | |
| GOULD ASSET MANAGEMENT LLC /CA/ |
13F
|
Company |
—
class O/S missing
|
23,228
|
$336,000 | — | 30 Jun 2015 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
21,500
|
$311,000 | — | 30 Jun 2015 | |
| Homrich & Berg |
13F
|
Company |
—
class O/S missing
|
21,385
|
$310,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
20,779
|
$301,000 | — | 30 Jun 2015 | |
| SRH ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
20,000
|
$290,000 | — | 30 Jun 2015 | |
| KEYBANK NATIONAL ASSOCIATION/OH |
13F
|
Company |
—
class O/S missing
|
19,000
|
$275,000 | — | 30 Jun 2015 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
19,000
|
$275,000 | — | 30 Jun 2015 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
18,134
|
$262,000 | — | 30 Jun 2015 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
17,848
|
$258,000 | — | 30 Jun 2015 | |
| LUCAS CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
17,700
|
$256,000 | — | 30 Jun 2015 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
17,283
|
$250,000 | — | 30 Jun 2015 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
16,582
|
$240,000 | — | 30 Jun 2015 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
16,550
|
$239,644 | — | 30 Jun 2015 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
15,601
|
$226,000 | — | 30 Jun 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
15,321
|
$222,000 | — | 30 Jun 2015 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
—
class O/S missing
|
15,000
|
$217,000 | — | 30 Jun 2015 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
13,192
|
$191,000 | — | 30 Jun 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
13,170
|
$191,000 | — | 30 Jun 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
12,659
|
$183,000 | — | 30 Jun 2015 | |
| SALEM INVESTMENT COUNSELORS INC |
13F
|
Company |
—
class O/S missing
|
12,000
|
$174,000 | — | 30 Jun 2015 |
Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q3 2015
As of 30 Sep 2015,
PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) was held by
80 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,506,936 shares.
The largest 10 holders included
COHEN & STEERS INC, Invesco Ltd., MORGAN STANLEY, FIRST FOUNDATION ADVISORS, LPL Financial LLC, UBS Group AG, BANK OF AMERICA CORP /DE/, ROYAL BANK OF CANADA, National Planning Corp, and SG Americas Securities, LLC.
This page lists
80
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
83
Q3 2015 holders
80
Holder diff
-3
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.