PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)
CUSIP: 72201B101
Q2 2015 13F Holders as of 30 Jun 2015
- Type / Class
- Equity / COM
- Total 13F shares
- 4,543,978
- Share change
- +453,761
- Total reported value
- $65,770,520
- Price per share
- $14.48
- Number of holders
- 83
- Value change
- +$6,154,378
- Number of buys
- 33
- Number of sells
- 36
Quarterly Holders Quick Answers
What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 72201B101:
Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| COHEN & STEERS CAPITAL MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
468,689
|
$7,391,000 | — | 31 Mar 2015 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
468,689
|
$7,391,000 | — | 31 Mar 2015 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
446,090
|
$7,035,000 | — | 31 Mar 2015 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
417,842
|
$6,589,000 | — | 31 Mar 2015 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
392,102
|
$6,223,000 | — | 31 Mar 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
214,871
|
$3,389,000 | — | 31 Mar 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
172,646
|
$2,723,000 | — | 31 Mar 2015 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
139,397
|
$2,198,291 | — | 31 Mar 2015 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
127,950
|
$2,018,000 | — | 31 Mar 2015 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
118,741
|
$1,873,000 | — | 31 Mar 2015 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
114,123
|
$1,821,000 | — | 31 Mar 2015 | |
| ADVISORY RESEARCH INC |
13F
|
Company |
—
class O/S missing
|
113,962
|
$1,797,000 | — | 31 Mar 2015 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
110,084
|
$1,736,000 | — | 31 Mar 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
85,370
|
$1,346,000 | — | 31 Mar 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
79,594
|
$1,255,000 | — | 31 Mar 2015 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
72,871
|
$1,149,000 | — | 31 Mar 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
68,818
|
$1,085,000 | — | 31 Mar 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
59,929
|
$945,000 | — | 31 Mar 2015 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
54,558
|
$860,000 | — | 31 Mar 2015 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
46,712
|
$737,000 | — | 31 Mar 2015 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
41,700
|
$657,000 | — | 31 Mar 2015 | |
| Investors Capital Advisory Services |
13F
|
Company |
—
class O/S missing
|
36,562
|
$576,000 | — | 31 Mar 2015 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
34,867
|
$549,000 | — | 31 Mar 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
34,415
|
$542,721 | — | 31 Mar 2015 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
34,271
|
$540,000 | — | 31 Mar 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
33,960
|
$536,000 | — | 31 Mar 2015 | |
| Texas Yale Capital Corp. |
13F
|
Company |
—
class O/S missing
|
33,200
|
$524,000 | — | 31 Mar 2015 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
33,085
|
$522,000 | — | 31 Mar 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
29,398
|
$464,000 | — | 31 Mar 2015 | |
| OARSMAN CAPITAL, INC. |
13F
|
Company |
—
class O/S missing
|
29,200
|
$460,000 | — | 31 Mar 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
26,727
|
$422,000 | — | 31 Mar 2015 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
24,514
|
$387,000 | — | 31 Mar 2015 | |
| GOULD ASSET MANAGEMENT LLC /CA/ |
13F
|
Company |
—
class O/S missing
|
23,228
|
$366,000 | — | 31 Mar 2015 | |
| Homrich & Berg |
13F
|
Company |
—
class O/S missing
|
21,385
|
$337,000 | — | 31 Mar 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
19,556
|
$308,000 | — | 31 Mar 2015 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
19,000
|
$300,000 | — | 31 Mar 2015 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
18,658
|
$294,000 | — | 31 Mar 2015 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
18,050
|
$285,000 | — | 31 Mar 2015 | |
| KEYBANK NATIONAL ASSOCIATION/OH |
13F
|
Company |
—
class O/S missing
|
18,000
|
$284,000 | — | 31 Mar 2015 | |
| LUCAS CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
17,700
|
$279,000 | — | 31 Mar 2015 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
17,323
|
$273,000 | — | 31 Mar 2015 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
16,973
|
$268,000 | — | 31 Mar 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
16,329
|
$256,000 | — | 31 Mar 2015 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
15,886
|
$249,000 | — | 31 Mar 2015 | |
| Focused Wealth Management, Inc |
13F
|
Company |
—
class O/S missing
|
14,280
|
$225,000 | — | 31 Mar 2015 | |
| Essex Financial Services, Inc. |
13F
|
Company |
—
class O/S missing
|
13,999
|
$221,000 | — | 31 Mar 2015 | |
| EVERETT HARRIS & CO /CA/ |
13F
|
Company |
—
class O/S missing
|
13,650
|
$215,000 | — | 31 Mar 2015 | |
| MONETARY MANAGEMENT GROUP INC |
13F
|
Company |
—
class O/S missing
|
13,150
|
$207,000 | — | 31 Mar 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
13,070
|
$206,000 | — | 31 Mar 2015 | |
| SALEM INVESTMENT COUNSELORS INC |
13F
|
Company |
—
class O/S missing
|
12,000
|
$189,000 | — | 31 Mar 2015 |
Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q2 2015
As of 30 Jun 2015,
PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) was held by
83 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,543,978 shares.
The largest 10 holders included
COHEN & STEERS INC, Invesco Ltd., MORGAN STANLEY, LPL Financial LLC, BANK OF AMERICA CORP /DE/, MARINER INVESTMENT GROUP LLC, UBS Group AG, FIRST FOUNDATION ADVISORS, National Planning Corp, and Capital Investment Advisors, LLC.
This page lists
83
institutional shareholders reporting positions in this security
for the Q2 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2015 vs Q1 2015 Across Filers
Q1 2015 holders
76
Q2 2015 holders
83
Holder diff
7
| Investor | Q1 2015 Shares | Q2 2015 Shares | Share Diff | Share Chg % | Q1 2015 Value $ | Q2 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.