PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)
CUSIP: 72201B101
Q4 2015 13F Holders as of 31 Dec 2015
- Type / Class
- Equity / COM
- Total 13F shares
- 6,338,792
- Share change
- +1,546,393
- Total reported value
- $84,785,000
- Price per share
- $13.34
- Number of holders
- 85
- Value change
- +$20,788,459
- Number of buys
- 41
- Number of sells
- 36
Quarterly Holders Quick Answers
What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 72201B101:
Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
514,965
|
$6,849,000 | — | 30 Sep 2015 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
465,555
|
$6,192,000 | — | 30 Sep 2015 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
441,002
|
$5,865,000 | — | 30 Sep 2015 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
413,787
|
$5,503,000 | — | 30 Sep 2015 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
337,223
|
$4,569,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
228,940
|
$3,044,000 | — | 30 Sep 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
172,362
|
$2,292,000 | — | 30 Sep 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
156,238
|
$2,078,000 | — | 30 Sep 2015 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
124,981
|
$1,786,000 | — | 30 Sep 2015 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
119,668
|
$1,592,000 | — | 30 Sep 2015 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
118,591
|
$1,577,000 | — | 30 Sep 2015 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
110,789
|
$1,473,000 | — | 30 Sep 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
87,093
|
$1,158,000 | — | 30 Sep 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
86,534
|
$1,151,000 | — | 30 Sep 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
85,976
|
$1,143,000 | — | 30 Sep 2015 | |
| ADVISORY RESEARCH INC |
13F
|
Company |
—
class O/S missing
|
55,897
|
$743,000 | — | 30 Sep 2015 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
55,702
|
$741,000 | — | 30 Sep 2015 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
47,150
|
$627,000 | — | 30 Sep 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
46,984
|
$625,000 | — | 30 Sep 2015 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
42,011
|
$559,000 | — | 30 Sep 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
39,523
|
$526,000 | — | 30 Sep 2015 | |
| OARSMAN CAPITAL, INC. |
13F
|
Company |
—
class O/S missing
|
38,824
|
$516,000 | — | 30 Sep 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
37,290
|
$496,000 | — | 30 Sep 2015 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
34,658
|
$461,000 | — | 30 Sep 2015 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
34,348
|
$457,000 | — | 30 Sep 2015 | |
| Texas Yale Capital Corp. |
13F
|
Company |
—
class O/S missing
|
33,200
|
$442,000 | — | 30 Sep 2015 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
29,978
|
$399,000 | — | 30 Sep 2015 | |
| Investors Capital Advisory Services |
13F
|
Company |
—
class O/S missing
|
29,750
|
$395,000 | — | 30 Sep 2015 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
28,571
|
$379,000 | — | 30 Sep 2015 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
23,755
|
$318,000 | — | 30 Sep 2015 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
23,806
|
$316,000 | — | 30 Sep 2015 | |
| GOULD ASSET MANAGEMENT LLC /CA/ |
13F
|
Company |
—
class O/S missing
|
23,228
|
$309,000 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
21,421
|
$285,000 | — | 30 Sep 2015 | |
| Homrich & Berg |
13F
|
Company |
—
class O/S missing
|
21,385
|
$284,000 | — | 30 Sep 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
20,515
|
$273,000 | — | 30 Sep 2015 | |
| SRH ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
20,000
|
$266,000 | — | 30 Sep 2015 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
—
class O/S missing
|
18,762
|
$250,000 | — | 30 Sep 2015 | |
| KEYBANK NATIONAL ASSOCIATION/OH |
13F
|
Company |
—
class O/S missing
|
18,500
|
$246,000 | — | 30 Sep 2015 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
18,403
|
$245,000 | — | 30 Sep 2015 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
17,917
|
$238,000 | — | 30 Sep 2015 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
17,834
|
$237,000 | — | 30 Sep 2015 | |
| LUCAS CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
17,700
|
$235,000 | — | 30 Sep 2015 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
16,550
|
$220,000 | — | 30 Sep 2015 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
14,486
|
$193,000 | — | 30 Sep 2015 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
14,192
|
$189,000 | — | 30 Sep 2015 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
13,436
|
$179,000 | — | 30 Sep 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
13,070
|
$174,000 | — | 30 Sep 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
12,133
|
$160,000 | — | 30 Sep 2015 | |
| SALEM INVESTMENT COUNSELORS INC |
13F
|
Company |
—
class O/S missing
|
12,000
|
$158,000 | — | 30 Sep 2015 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
—
class O/S missing
|
11,367
|
$151,000 | — | 30 Sep 2015 |
Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q4 2015
As of 31 Dec 2015,
PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) was held by
85 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,338,792 shares.
The largest 10 holders included
MORGAN STANLEY, FIRST FOUNDATION ADVISORS, LPL Financial LLC, COHEN & STEERS INC, Invesco Ltd., UBS Group AG, Vident Investment Advisory, LLC, ROYAL BANK OF CANADA, BANK OF AMERICA CORP /DE/, and National Planning Corp.
This page lists
85
institutional shareholders reporting positions in this security
for the Q4 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
Q3 2015 holders
80
Q4 2015 holders
85
Holder diff
5
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.