PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)
CUSIP: 72201B101
Q1 2015 13F Holders as of 31 Mar 2015
- Type / Class
- Equity / COM
- Total 13F shares
- 4,559,056
- Share change
- -449,753
- Total reported value
- $71,952,118
- Price per share
- $15.77
- Number of holders
- 76
- Value change
- -$7,174,840
- Number of buys
- 32
- Number of sells
- 33
Quarterly Holders Quick Answers
What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 72201B101:
Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
480,980
|
$7,648,000 | — | 31 Dec 2014 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
470,614
|
$7,483,000 | — | 31 Dec 2014 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
446,542
|
$7,100,000 | — | 31 Dec 2014 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
419,514
|
$6,670,000 | — | 31 Dec 2014 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
275,472
|
$4,380,000 | — | 31 Dec 2014 | |
| Index Management Solutions, LLC |
13F
|
Company |
—
class O/S missing
|
185,985
|
$2,957,000 | — | 31 Dec 2014 | |
| JANUS HENDERSON INVESTORS US LLC |
13F
|
Company |
—
class O/S missing
|
173,299
|
$2,755,000 | — | 31 Dec 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
169,949
|
$2,702,000 | — | 31 Dec 2014 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
116,653
|
$1,948,103 | — | 31 Dec 2014 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
119,747
|
$1,904,000 | — | 31 Dec 2014 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
107,084
|
$1,702,000 | — | 31 Dec 2014 | |
| ADVISORY RESEARCH INC |
13F
|
Company |
—
class O/S missing
|
106,102
|
$1,687,000 | — | 31 Dec 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
82,112
|
$1,306,000 | — | 31 Dec 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
72,198
|
$1,148,000 | — | 31 Dec 2014 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
71,621
|
$1,139,000 | — | 31 Dec 2014 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
71,190
|
$1,132,000 | — | 31 Dec 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
68,264
|
$1,086,000 | — | 31 Dec 2014 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
58,567
|
$932,000 | — | 31 Dec 2014 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
57,037
|
$906,000 | — | 31 Dec 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
56,456
|
$898,000 | — | 31 Dec 2014 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
44,488
|
$707,000 | — | 31 Dec 2014 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
41,700
|
$663,000 | — | 31 Dec 2014 | |
| Apex Capital Management |
13F
|
Company |
—
class O/S missing
|
36,232
|
$576,000 | — | 31 Dec 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
35,863
|
$570,221 | — | 31 Dec 2014 | |
| Texas Yale Capital Corp. |
13F
|
Company |
—
class O/S missing
|
33,200
|
$528,000 | — | 31 Dec 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
32,919
|
$523,000 | — | 31 Dec 2014 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
31,914
|
$507,000 | — | 31 Dec 2014 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
31,487
|
$501,000 | — | 31 Dec 2014 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
30,523
|
$485,000 | — | 31 Dec 2014 | |
| Investors Capital Advisory Services |
13F
|
Company |
—
class O/S missing
|
29,574
|
$470,000 | — | 31 Dec 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
28,133
|
$447,000 | — | 31 Dec 2014 | |
| OARSMAN CAPITAL, INC. |
13F
|
Company |
—
class O/S missing
|
27,650
|
$440,000 | — | 31 Dec 2014 | |
| GOULD ASSET MANAGEMENT LLC /CA/ |
13F
|
Company |
—
class O/S missing
|
23,228
|
$369,000 | — | 31 Dec 2014 | |
| Homrich & Berg |
13F
|
Company |
—
class O/S missing
|
21,385
|
$340,000 | — | 31 Dec 2014 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
20,628
|
$325,000 | — | 31 Dec 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
20,036
|
$319,000 | — | 31 Dec 2014 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
—
class O/S missing
|
19,633
|
$312,000 | — | 31 Dec 2014 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
18,900
|
$301,000 | — | 31 Dec 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
18,394
|
$292,000 | — | 31 Dec 2014 | |
| REGIONS FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
18,200
|
$289,000 | — | 31 Dec 2014 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
18,050
|
$286,995 | — | 31 Dec 2014 | |
| KEYBANK NATIONAL ASSOCIATION/OH |
13F
|
Company |
—
class O/S missing
|
18,000
|
$286,000 | — | 31 Dec 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
17,800
|
$283,000 | — | 31 Dec 2014 | |
| LUCAS CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
17,700
|
$281,000 | — | 31 Dec 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
17,294
|
$275,000 | — | 31 Dec 2014 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
16,152
|
$257,000 | — | 31 Dec 2014 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
15,886
|
$252,000 | — | 31 Dec 2014 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
15,400
|
$244,000 | — | 31 Dec 2014 | |
| Focused Wealth Management, Inc |
13F
|
Company |
—
class O/S missing
|
15,202
|
$242,000 | — | 31 Dec 2014 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
15,200
|
$242,000 | — | 31 Dec 2014 |
Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q1 2015
As of 31 Mar 2015,
PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) was held by
76 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,559,056 shares.
The largest 10 holders included
COHEN & STEERS CAPITAL MANAGEMENT INC, COHEN & STEERS INC, Invesco Ltd., MORGAN STANLEY, LPL Financial LLC, UBS Group AG, BANK OF AMERICA CORP /DE/, BNP PARIBAS ARBITRAGE, SA, SG Americas Securities, LLC, and Capital Investment Advisors, LLC.
This page lists
76
institutional shareholders reporting positions in this security
for the Q1 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2015 vs Q4 2014 Across Filers
Q4 2014 holders
86
Q1 2015 holders
76
Holder diff
-10
| Investor | Q4 2014 Shares | Q1 2015 Shares | Share Diff | Share Chg % | Q4 2014 Value $ | Q1 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.