PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)
CUSIP: 72201B101
Q4 2014 13F Holders as of 31 Dec 2014
- Type / Class
- Equity / COM
- Total 13F shares
- 4,539,959
- Share change
- +306,839
- Total reported value
- $72,288,939
- Price per share
- $15.90
- Number of holders
- 86
- Value change
- +$4,710,033
- Number of buys
- 36
- Number of sells
- 29
Quarterly Holders Quick Answers
What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 72201B101:
Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS AG |
13F
|
Company |
—
class O/S missing
|
928,246
|
$15,836,000 | — | 30 Sep 2014 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
465,723
|
$8,015,000 | — | 30 Sep 2014 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
463,363
|
$7,905,000 | — | 30 Sep 2014 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
432,829
|
$7,384,000 | — | 30 Sep 2014 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
431,815
|
$7,366,000 | — | 30 Sep 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
237,424
|
$4,051,000 | — | 30 Sep 2014 | |
| Index Management Solutions, LLC |
13F
|
Company |
—
class O/S missing
|
152,715
|
$2,605,000 | — | 30 Sep 2014 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
140,556
|
$2,411,000 | — | 30 Sep 2014 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
123,316
|
$2,104,000 | — | 30 Sep 2014 | |
| ADVISORY RESEARCH INC |
13F
|
Company |
—
class O/S missing
|
111,562
|
$1,903,000 | — | 30 Sep 2014 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
84,712
|
$1,445,000 | — | 30 Sep 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
84,642
|
$1,444,000 | — | 30 Sep 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
81,776
|
$1,395,000 | — | 30 Sep 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
64,369
|
$1,098,000 | — | 30 Sep 2014 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
63,061
|
$1,076,000 | — | 30 Sep 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
55,880
|
$953,000 | — | 30 Sep 2014 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
55,186
|
$944,000 | — | 30 Sep 2014 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
54,638
|
$932,000 | — | 30 Sep 2014 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
44,100
|
$752,000 | — | 30 Sep 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
38,746
|
$661,001 | — | 30 Sep 2014 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
34,314
|
$585,000 | — | 30 Sep 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
33,532
|
$572,000 | — | 30 Sep 2014 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
31,917
|
$545,000 | — | 30 Sep 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
31,535
|
$538,000 | — | 30 Sep 2014 | |
| Investors Capital Advisory Services |
13F
|
Company |
—
class O/S missing
|
30,179
|
$514,000 | — | 30 Sep 2014 | |
| OARSMAN CAPITAL, INC. |
13F
|
Company |
—
class O/S missing
|
28,450
|
$485,000 | — | 30 Sep 2014 | |
| Texas Yale Capital Corp. |
13F
|
Company |
—
class O/S missing
|
24,875
|
$424,000 | — | 30 Sep 2014 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
22,134
|
$377,000 | — | 30 Sep 2014 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
21,365
|
$371,000 | — | 30 Sep 2014 | |
| Homrich & Berg |
13F
|
Company |
—
class O/S missing
|
21,385
|
$365,000 | — | 30 Sep 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
20,036
|
$343,000 | — | 30 Sep 2014 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
19,563
|
$334,000 | — | 30 Sep 2014 | |
| CITY NATIONAL BANK |
13F
|
Company |
—
class O/S missing
|
19,000
|
$324,000 | — | 30 Sep 2014 | |
| KEYBANK NATIONAL ASSOCIATION/OH |
13F
|
Company |
—
class O/S missing
|
19,000
|
$324,000 | — | 30 Sep 2014 | |
| LUCAS CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
18,700
|
$319,000 | — | 30 Sep 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
18,348
|
$313,000 | — | 30 Sep 2014 | |
| REGIONS FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
18,200
|
$310,000 | — | 30 Sep 2014 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
17,650
|
$301,109 | — | 30 Sep 2014 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
17,615
|
$301,000 | — | 30 Sep 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
17,594
|
$300,000 | — | 30 Sep 2014 | |
| Trutina Financial LLC |
13F
|
Company |
—
class O/S missing
|
16,750
|
$286,000 | — | 30 Sep 2014 | |
| MONETARY MANAGEMENT GROUP INC |
13F
|
Company |
—
class O/S missing
|
16,650
|
$284,000 | — | 30 Sep 2014 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
16,344
|
$279,000 | — | 30 Sep 2014 | |
| GOULD ASSET MANAGEMENT LLC /CA/ |
13F
|
Company |
—
class O/S missing
|
15,888
|
$271,000 | — | 30 Sep 2014 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
15,886
|
$270,000 | — | 30 Sep 2014 | |
| Focused Wealth Management, Inc |
13F
|
Company |
—
class O/S missing
|
14,987
|
$256,000 | — | 30 Sep 2014 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
13,403
|
$229,000 | — | 30 Sep 2014 | |
| EVERETT HARRIS & CO /CA/ |
13F
|
Company |
—
class O/S missing
|
13,050
|
$223,000 | — | 30 Sep 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
12,359
|
$210,000 | — | 30 Sep 2014 | |
| SALEM INVESTMENT COUNSELORS INC |
13F
|
Company |
—
class O/S missing
|
12,000
|
$205,000 | — | 30 Sep 2014 |
Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q4 2014
As of 31 Dec 2014,
PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) was held by
86 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,539,959 shares.
The largest 10 holders included
LPL Financial LLC, COHEN & STEERS INC, Invesco Ltd., MORGAN STANLEY, UBS Group AG, Index Management Solutions, LLC, JANUS CAPITAL MANAGEMENT LLC, BANK OF AMERICA CORP /DE/, Capital Investment Advisors, LLC, and National Planning Corp.
This page lists
86
institutional shareholders reporting positions in this security
for the Q4 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2014 vs Q3 2014 Across Filers
Q3 2014 holders
77
Q4 2014 holders
86
Holder diff
9
| Investor | Q3 2014 Shares | Q4 2014 Shares | Share Diff | Share Chg % | Q3 2014 Value $ | Q4 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.