What does CUSIP 72201B101 represent in this 13F holders report?

CUSIP 72201B101 is the security identifier for PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM used to aggregate holder disclosures.

How many institutions held PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in Q3 2014?

77 institutional investors reported PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM for Q3 2014. Use the holders table for investor-level position and value details.

PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)

CUSIP: 72201B101

Q3 2014 13F Holders as of 30 Sep 2014

Type / Class: Equity / COM
Total 13F shares: 4,841,015
Share change: +325,429
Total reported value: $82,679,110
Price per share: $17.06
Number of holders: 77
Value change: +$5,229,410
Number of buys: 36
Number of sells: 35

Quarterly Holders Quick Answers

What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2014
Previous quarter: Q2 2014

Recent filing periods for CUSIP 72201B101:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
UBS AG	13F	Company	— class O/S missing	779,986	$14,703,000	—	30 Jun 2014	13F
LPL Financial LLC	13F	Company	— class O/S missing	478,106	$9,012,000	—	30 Jun 2014	13F
COHEN & STEERS, INC.	13F	Company	— class O/S missing	458,963	$8,651,000	—	30 Jun 2014	13F
Invesco Ltd.	13F	Company	— class O/S missing	391,426	$7,378,000	—	30 Jun 2014	13F
MORGAN STANLEY	13F	Company	— class O/S missing	358,776	$6,762,000	—	30 Jun 2014	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	163,077	$3,074,000	—	30 Jun 2014	13F
NATIONAL PLANNING CORP	13F	Company	— class O/S missing	148,898	$2,807,000	—	30 Jun 2014	13F
Index Management Solutions, LLC	13F	Company	— class O/S missing	128,467	$2,422,000	—	30 Jun 2014	13F
Capital Investment Advisors, LLC	13F	Company	— class O/S missing	123,560	$2,329,000	—	30 Jun 2014	13F
ADVISORY RESEARCH INC	13F	Company	— class O/S missing	112,095	$2,113,000	—	30 Jun 2014	13F
Commonwealth Equity Services, Inc	13F	Company	— class O/S missing	94,891	$1,789,000	—	30 Jun 2014	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	94,445	$1,781,000	—	30 Jun 2014	13F
Private Advisor Group, LLC	13F	Company	— class O/S missing	68,301	$1,287,000	—	30 Jun 2014	13F
MSI Financial Services Inc	13F	Company	— class O/S missing	57,098	$1,076,000	—	30 Jun 2014	13F
D.A. DAVIDSON & CO.	13F	Company	— class O/S missing	54,914	$1,035,000	—	30 Jun 2014	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	52,056	$981,000	—	30 Jun 2014	13F
Cetera Advisor Networks LLC	13F	Company	— class O/S missing	51,034	$965,000	—	30 Jun 2014	13F
First Allied Advisory Services, Inc.	13F	Company	— class O/S missing	46,101	$872,000	—	30 Jun 2014	13F
SG Americas Securities, LLC	13F	Company	— class O/S missing	45,853	$864,000	—	30 Jun 2014	13F
HOLLENCREST CAPITAL MANAGEMENT	13F	Company	— class O/S missing	44,100	$831,000	—	30 Jun 2014	13F
Apex Capital Management	13F	Company	— class O/S missing	41,434	$781,000	—	30 Jun 2014	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	— class O/S missing	38,367	$723,220	—	30 Jun 2014	13F
Horizon Kinetics LLC	13F	Company	— class O/S missing	34,524	$651,000	—	30 Jun 2014	13F
Investors Capital Advisory Services	13F	Company	— class O/S missing	33,069	$623,000	—	30 Jun 2014	13F
OARSMAN CAPITAL, INC.	13F	Company	— class O/S missing	31,150	$587,000	—	30 Jun 2014	13F
AMERIPRISE FINANCIAL INC	13F	Company	— class O/S missing	29,064	$548,000	—	30 Jun 2014	13F
CITIGROUP INC	13F	Company	— class O/S missing	26,372	$497,000	—	30 Jun 2014	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	— class O/S missing	25,555	$482,000	—	30 Jun 2014	13F
Texas Yale Capital Corp.	13F	Company	— class O/S missing	24,875	$469,000	—	30 Jun 2014	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	24,002	$453,000	—	30 Jun 2014	13F
AVALON CAPITAL MANAGEMENT	13F	Company	— class O/S missing	22,584	$426,000	—	30 Jun 2014	13F
Homrich & Berg	13F	Company	— class O/S missing	21,385	$403,000	—	30 Jun 2014	13F
OPPENHEIMER & CO INC	13F	Company	— class O/S missing	20,034	$378,000	—	30 Jun 2014	13F
MONROE BANK & TRUST/MI	13F	Company	— class O/S missing	20,000	$377,000	—	30 Jun 2014	13F
Trutina Financial LLC	13F	Company	— class O/S missing	19,400	$366,000	—	30 Jun 2014	13F
LUCAS CAPITAL MANAGEMENT	13F	Company	— class O/S missing	18,700	$352,000	—	30 Jun 2014	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	18,450	$347,783	—	30 Jun 2014	13F
KEYBANK NATIONAL ASSOCIATION/OH	13F	Company	— class O/S missing	18,425	$347,000	—	30 Jun 2014	13F
REGIONS FINANCIAL CORP	13F	Company	— class O/S missing	18,000	$339,000	—	30 Jun 2014	13F
MONETARY MANAGEMENT GROUP INC	13F	Company	— class O/S missing	17,650	$333,000	—	30 Jun 2014	13F
REILLY FINANCIAL ADVISORS, LLC	13F	Company	— class O/S missing	17,483	$332,000	—	30 Jun 2014	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	17,366	$327,000	—	30 Jun 2014	13F
NWAM LLC	13F	Company	— class O/S missing	15,942	$301,000	—	30 Jun 2014	13F
SUNTRUST BANKS INC	13F	Company	— class O/S missing	15,886	$298,000	—	30 Jun 2014	13F
Focused Wealth Management, Inc	13F	Company	— class O/S missing	14,786	$279,000	—	30 Jun 2014	13F
FIRST FOUNDATION ADVISORS	13F	Company	— class O/S missing	13,210	$249,000	—	30 Jun 2014	13F
EVERETT HARRIS & CO /CA/	13F	Company	— class O/S missing	13,050	$246,000	—	30 Jun 2014	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	12,359	$232,000	—	30 Jun 2014	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	12,170	$229,000	—	30 Jun 2014	13F
SALEM INVESTMENT COUNSELORS INC	13F	Company	— class O/S missing	12,000	$226,000	—	30 Jun 2014	13F

Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q3 2014

As of 30 Sep 2014, PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) was held by 77 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,841,015 shares. The largest 10 holders included UBS AG, LPL Financial LLC, COHEN & STEERS INC, MORGAN STANLEY, Invesco Ltd., BANK OF AMERICA CORP /DE/, Index Management Solutions, LLC, National Planning Corp, Capital Investment Advisors, LLC, and ADVISORY RESEARCH INC. This page lists 77 institutional shareholders reporting positions in this security for the Q3 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2014 vs Q2 2014 Across Filers

Q2 2014 holders

Q3 2014 holders

Holder diff

Investor	Q2 2014 Shares	Q3 2014 Shares	Share Diff	Share Chg %	Q2 2014 Value $	Q3 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.