PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)
CUSIP: 72201B101
Q2 2014 13F Holders as of 30 Jun 2014
- Type / Class
- Equity / COM
- Total 13F shares
- 4,504,345
- Share change
- -133,475
- Total reported value
- $84,911,469
- Price per share
- $18.85
- Number of holders
- 77
- Value change
- -$2,000,589
- Number of buys
- 35
- Number of sells
- 32
Quarterly Holders Quick Answers
What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 72201B101:
Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
482,636
|
$8,716,000 | — | 31 Mar 2014 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
455,524
|
$8,227,000 | — | 31 Mar 2014 | |
| UBS AG |
13F
|
Company |
—
class O/S missing
|
383,499
|
$6,926,000 | — | 31 Mar 2014 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
371,525
|
$6,710,000 | — | 31 Mar 2014 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
369,083
|
$6,666,000 | — | 31 Mar 2014 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
215,937
|
$3,900,000 | — | 31 Mar 2014 | |
| Bouchey Financial Group Ltd |
13F
|
Company |
—
class O/S missing
|
176,519
|
$3,188,000 | — | 31 Mar 2014 | |
| Glovista Investments LLC |
13F
|
Company |
—
class O/S missing
|
157,839
|
$2,851,000 | — | 31 Mar 2014 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
152,507
|
$2,766,000 | — | 31 Mar 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
131,573
|
$2,377,000 | — | 31 Mar 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
129,446
|
$2,338,000 | — | 31 Mar 2014 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
127,223
|
$2,297,645 | — | 31 Mar 2014 | |
| ADVISORY RESEARCH INC |
13F
|
Company |
—
class O/S missing
|
112,095
|
$2,024,000 | — | 31 Mar 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
75,842
|
$1,369,000 | — | 31 Mar 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
70,859
|
$1,280,000 | — | 31 Mar 2014 | |
| Index Management Solutions, LLC |
13F
|
Company |
—
class O/S missing
|
66,345
|
$1,198,000 | — | 31 Mar 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
55,359
|
$1,000,000 | — | 31 Mar 2014 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
54,890
|
$991,000 | — | 31 Mar 2014 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
45,550
|
$822,000 | — | 31 Mar 2014 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
45,598
|
$818,000 | — | 31 Mar 2014 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
44,922
|
$808,000 | — | 31 Mar 2014 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
43,496
|
$786,000 | — | 31 Mar 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
41,415
|
$748,000 | — | 31 Mar 2014 | |
| Apex Capital Management |
13F
|
Company |
—
class O/S missing
|
37,779
|
$682,000 | — | 31 Mar 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
37,467
|
$676,658 | — | 31 Mar 2014 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
34,974
|
$632,000 | — | 31 Mar 2014 | |
| Investors Capital Advisory Services |
13F
|
Company |
—
class O/S missing
|
33,037
|
$596,000 | — | 31 Mar 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
30,269
|
$547,000 | — | 31 Mar 2014 | |
| OARSMAN CAPITAL, INC. |
13F
|
Company |
—
class O/S missing
|
30,250
|
$546,000 | — | 31 Mar 2014 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
25,662
|
$463,000 | — | 31 Mar 2014 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
25,637
|
$463,000 | — | 31 Mar 2014 | |
| AVALON CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
25,606
|
$462,000 | — | 31 Mar 2014 | |
| Texas Yale Capital Corp. |
13F
|
Company |
—
class O/S missing
|
24,875
|
$449,000 | — | 31 Mar 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
24,420
|
$441,000 | — | 31 Mar 2014 | |
| Homrich & Berg |
13F
|
Company |
—
class O/S missing
|
22,385
|
$404,000 | — | 31 Mar 2014 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
21,751
|
$393,000 | — | 31 Mar 2014 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
21,034
|
$380,000 | — | 31 Mar 2014 | |
| Trutina Financial LLC |
13F
|
Company |
—
class O/S missing
|
20,350
|
$368,000 | — | 31 Mar 2014 | |
| MONROE BANK & TRUST/MI |
13F
|
Company |
—
class O/S missing
|
20,000
|
$361,000 | — | 31 Mar 2014 | |
| LUCAS CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
18,700
|
$338,000 | — | 31 Mar 2014 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
18,450
|
$333,207 | — | 31 Mar 2014 | |
| KEYBANK NATIONAL ASSOCIATION/OH |
13F
|
Company |
—
class O/S missing
|
18,425
|
$333,000 | — | 31 Mar 2014 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
18,310
|
$331,000 | — | 31 Mar 2014 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
16,640
|
$301,000 | — | 31 Mar 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
16,338
|
$295,000 | — | 31 Mar 2014 | |
| MONETARY MANAGEMENT GROUP INC |
13F
|
Company |
—
class O/S missing
|
16,150
|
$292,000 | — | 31 Mar 2014 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
16,118
|
$291,000 | — | 31 Mar 2014 | |
| ATHERTON LANE ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
15,000
|
$271,000 | — | 31 Mar 2014 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
14,415
|
$260,000 | — | 31 Mar 2014 | |
| Focused Wealth Management, Inc |
13F
|
Company |
—
class O/S missing
|
14,287
|
$258,000 | — | 31 Mar 2014 |
Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q2 2014
As of 30 Jun 2014,
PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) was held by
77 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,504,345 shares.
The largest 10 holders included
UBS AG, LPL Financial LLC, COHEN & STEERS INC, Invesco Ltd., MORGAN STANLEY, BANK OF AMERICA CORP /DE/, National Planning Corp, Index Management Solutions, LLC, Capital Investment Advisors, LLC, and ADVISORY RESEARCH INC.
This page lists
77
institutional shareholders reporting positions in this security
for the Q2 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2014 vs Q1 2014 Across Filers
Q1 2014 holders
85
Q2 2014 holders
77
Holder diff
-8
| Investor | Q1 2014 Shares | Q2 2014 Shares | Share Diff | Share Chg % | Q1 2014 Value $ | Q2 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.