PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)
CUSIP: 72201B101
Q1 2014 13F Holders as of 31 Mar 2014
- Type / Class
- Equity / COM
- Total 13F shares
- 4,648,561
- Share change
- -1,261,015
- Total reported value
- $83,956,200
- Price per share
- $18.06
- Number of holders
- 85
- Value change
- -$22,702,771
- Number of buys
- 31
- Number of sells
- 37
Quarterly Holders Quick Answers
What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 72201B101:
Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
1,413,585
|
$24,398,000 | — | 31 Dec 2013 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
471,919
|
$8,145,000 | — | 31 Dec 2013 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
421,118
|
$7,268,000 | — | 31 Dec 2013 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
415,363
|
$7,169,000 | — | 31 Dec 2013 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
392,544
|
$6,775,000 | — | 31 Dec 2013 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
278,197
|
$4,802,000 | — | 31 Dec 2013 | |
| UBS AG |
13F
|
Company |
—
class O/S missing
|
209,786
|
$3,621,000 | — | 31 Dec 2013 | |
| Bouchey Financial Group Ltd |
13F
|
Company |
—
class O/S missing
|
173,420
|
$3,191,000 | — | 31 Dec 2013 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
178,121
|
$3,073,000 | — | 31 Dec 2013 | |
| Glovista Investments LLC |
13F
|
Company |
—
class O/S missing
|
155,307
|
$2,681,000 | — | 31 Dec 2013 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
130,315
|
$2,249,000 | — | 31 Dec 2013 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
124,591
|
$2,150,000 | — | 31 Dec 2013 | |
| ADVISORY RESEARCH INC |
13F
|
Company |
—
class O/S missing
|
111,995
|
$1,933,000 | — | 31 Dec 2013 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
79,176
|
$1,367,000 | — | 31 Dec 2013 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
74,264
|
$1,282,000 | — | 31 Dec 2013 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
67,623
|
$1,167,000 | — | 31 Dec 2013 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
65,048
|
$1,123,000 | — | 31 Dec 2013 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
—
class O/S missing
|
55,987
|
$966,000 | — | 31 Dec 2013 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
55,692
|
$961,000 | — | 31 Dec 2013 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
53,753
|
$928,000 | — | 31 Dec 2013 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
46,317
|
$800,000 | — | 31 Dec 2013 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
46,300
|
$799,000 | — | 31 Dec 2013 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
40,037
|
$691,041 | — | 31 Dec 2013 | |
| ATHERTON LANE ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
39,375
|
$680,000 | — | 31 Dec 2013 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
39,023
|
$674,000 | — | 31 Dec 2013 | |
| Investors Capital Advisory Services |
13F
|
Company |
—
class O/S missing
|
37,416
|
$645,000 | — | 31 Dec 2013 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
36,098
|
$624,000 | — | 31 Dec 2013 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
35,934
|
$621,000 | — | 31 Dec 2013 | |
| OARSMAN CAPITAL, INC. |
13F
|
Company |
—
class O/S missing
|
30,250
|
$522,000 | — | 31 Dec 2013 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
28,661
|
$495,000 | — | 31 Dec 2013 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
28,375
|
$490,000 | — | 31 Dec 2013 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
28,183
|
$485,000 | — | 31 Dec 2013 | |
| Trutina Financial LLC |
13F
|
Company |
—
class O/S missing
|
26,250
|
$453,000 | — | 31 Dec 2013 | |
| Texas Yale Capital Corp. |
13F
|
Company |
—
class O/S missing
|
24,875
|
$429,000 | — | 31 Dec 2013 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
23,701
|
$409,000 | — | 31 Dec 2013 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
22,811
|
$394,000 | — | 31 Dec 2013 | |
| Homrich & Berg |
13F
|
Company |
—
class O/S missing
|
22,385
|
$386,000 | — | 31 Dec 2013 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
19,694
|
$340,000 | — | 31 Dec 2013 | |
| LUCAS CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
18,700
|
$323,000 | — | 31 Dec 2013 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
18,560
|
$320,000 | — | 31 Dec 2013 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
18,450
|
$318,447 | — | 31 Dec 2013 | |
| KEYBANK NATIONAL ASSOCIATION/OH |
13F
|
Company |
—
class O/S missing
|
18,425
|
$318,000 | — | 31 Dec 2013 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
17,300
|
$299,000 | — | 31 Dec 2013 | |
| DAVENPORT & Co LLC |
13F
|
Company |
—
class O/S missing
|
16,950
|
$292,557 | — | 31 Dec 2013 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
16,471
|
$285,000 | — | 31 Dec 2013 | |
| Index Management Solutions, LLC |
13F
|
Company |
—
class O/S missing
|
16,281
|
$281,000 | — | 31 Dec 2013 | |
| MONETARY MANAGEMENT GROUP INC |
13F
|
Company |
—
class O/S missing
|
16,150
|
$279,000 | — | 31 Dec 2013 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
15,886
|
$273,000 | — | 31 Dec 2013 | |
| SEGALL BRYANT & HAMILL, LLC |
13F
|
Company |
—
class O/S missing
|
15,595
|
$269,000 | — | 31 Dec 2013 | |
| Sequoia Financial Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
14,971
|
$258,000 | — | 31 Dec 2013 |
Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q1 2014
As of 31 Mar 2014,
PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) was held by
85 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,648,561 shares.
The largest 10 holders included
LPL Financial LLC, COHEN & STEERS INC, UBS AG, MORGAN STANLEY, Invesco Ltd., RIVERNORTH CAPITAL MANAGEMENT, LLC, Bouchey Financial Group Ltd, Glovista Investments LLC, National Planning Corp, and BANK OF AMERICA CORP /DE/.
This page lists
85
institutional shareholders reporting positions in this security
for the Q1 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2014 vs Q4 2013 Across Filers
Q4 2013 holders
85
Q1 2014 holders
85
Holder diff
0
| Investor | Q4 2013 Shares | Q1 2014 Shares | Share Diff | Share Chg % | Q4 2013 Value $ | Q1 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.