Nuveen Preferred & Income Opportunities Fund - COM (JPC)
CUSIP: 67073B106
Q4 2018 13F Holders as of 31 Dec 2018
- Type / Class
- Equity / COM
- Total 13F shares
- 13,967,701
- Share change
- -116,300
- Total reported value
- $116,517,494
- Price per share
- $8.34
- Number of holders
- 121
- Value change
- -$1,298,453
- Number of buys
- 47
- Number of sells
- 57
Quarterly Holders Quick Answers
What is CUSIP 67073B106?
CUSIP 67073B106 identifies JPC - Nuveen Preferred & Income Opportunities Fund - COM in SEC institutional holdings data.
Need full ownership history?
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Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67073B106:
Top shareholders of JPC - Nuveen Preferred & Income Opportunities Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,289,941
|
$11,958,000 | — | 30 Sep 2018 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
1,172,734
|
$10,871,000 | — | 30 Sep 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
954,850
|
$8,851,000 | — | 30 Sep 2018 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
888,402
|
$8,236,000 | — | 30 Sep 2018 | |
| Orion Porfolio Solutions, LLC |
13F
|
Company |
—
class O/S missing
|
673,856
|
$6,247,000 | — | 30 Sep 2018 | |
| AEGON ASSET MANAGEMENT UK PLC |
13F
|
Company |
—
class O/S missing
|
650,053
|
$6,019,000 | — | 30 Sep 2018 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
623,160
|
$5,777,000 | — | 30 Sep 2018 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
591,041
|
$5,479,000 | — | 30 Sep 2018 | |
| JANUS HENDERSON GROUP PLC |
13F
|
Company |
—
class O/S missing
|
541,469
|
$5,019,000 | — | 30 Sep 2018 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
495,059
|
$4,589,000 | — | 30 Sep 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
457,933
|
$4,245,000 | — | 30 Sep 2018 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
455,645
|
$4,224,000 | — | 30 Sep 2018 | |
| PROTECTIVE LIFE CORP |
13F
|
Company |
—
class O/S missing
|
440,000
|
$4,079,000 | — | 30 Sep 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
364,479
|
$3,379,000 | — | 30 Sep 2018 | |
| NINE MASTS CAPITAL Ltd |
13F
|
Company |
—
class O/S missing
|
362,400
|
$3,359,000 | — | 30 Sep 2018 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
293,502
|
$2,721,000 | — | 30 Sep 2018 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
245,475
|
$2,276,000 | — | 30 Sep 2018 | |
| DIXON HUBARD FEINOUR & BROWN INC/VA |
13F
|
Company |
—
class O/S missing
|
225,650
|
$2,092,000 | — | 30 Sep 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
222,365
|
$2,061,000 | — | 30 Sep 2018 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
215,673
|
$2,003,000 | — | 30 Sep 2018 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
213,282
|
$1,977,000 | — | 30 Sep 2018 | |
| E&G Advisors, LP |
13F
|
Company |
—
class O/S missing
|
192,500
|
$1,784,000 | — | 30 Sep 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
191,478
|
$1,775,000 | — | 30 Sep 2018 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
179,870
|
$1,667,000 | — | 30 Sep 2018 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
128,084
|
$1,187,000 | — | 30 Sep 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
117,486
|
$1,089,000 | — | 30 Sep 2018 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
105,362
|
$977,000 | — | 30 Sep 2018 | |
| Cornerstone Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
9,513
|
$900,000 | — | 30 Sep 2018 | |
| IBEX WEALTH ADVISORS |
13F
|
Company |
—
class O/S missing
|
96,538
|
$889,000 | — | 30 Sep 2018 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
94,714
|
$878,000 | — | 30 Sep 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
94,543
|
$876,000 | — | 30 Sep 2018 | |
| INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV |
13F
|
Company |
—
class O/S missing
|
92,920
|
$861,000 | — | 30 Sep 2018 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
—
class O/S missing
|
92,100
|
$853,000 | — | 30 Sep 2018 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
86,129
|
$798,000 | — | 30 Sep 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
85,487
|
$792,000 | — | 30 Sep 2018 | |
| Global Endowment Management, LP |
13F
|
Company |
—
class O/S missing
|
80,000
|
$742,000 | — | 30 Sep 2018 | |
| Orinda Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
75,589
|
$701,000 | — | 30 Sep 2018 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
75,338
|
$698,000 | — | 30 Sep 2018 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
71,554
|
$663,000 | — | 30 Sep 2018 | |
| Oxbow Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
70,887
|
$657,000 | — | 30 Sep 2018 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
—
class O/S missing
|
53,550
|
$496,000 | — | 30 Sep 2018 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
51,602
|
$478,000 | — | 30 Sep 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
51,155
|
$474,000 | — | 30 Sep 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
47,908
|
$444,000 | — | 30 Sep 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
39,983
|
$371,000 | — | 30 Sep 2018 | |
| NOESIS CAPITAL MANGEMENT CORP |
13F
|
Company |
—
class O/S missing
|
37,700
|
$349,000 | — | 30 Sep 2018 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
—
class O/S missing
|
35,086
|
$325,000 | — | 30 Sep 2018 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
35,075
|
$325,000 | — | 30 Sep 2018 | |
| Jefferies Group LLC |
13F
|
Company |
—
class O/S missing
|
35,030
|
$325,000 | — | 30 Sep 2018 | |
| Ausdal Financial Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
34,508
|
$320,000 | — | 30 Sep 2018 |
Institutional Holders of Nuveen Preferred & Income Opportunities Fund - COM (JPC) as of Q4 2018
As of 31 Dec 2018,
Nuveen Preferred & Income Opportunities Fund - COM (JPC) was held by
121 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
13,967,701 shares.
The largest 10 holders included
Invesco Ltd., MORGAN STANLEY, COHEN & STEERS INC, WELLS FARGO & COMPANY/MN, JANUS HENDERSON GROUP PLC, CLS Investments, LLC, KAMES CAPITAL plc, FIRST FOUNDATION ADVISORS, Parametric Portfolio Associates LLC, and BANK OF AMERICA CORP /DE/.
This page lists
121
institutional shareholders reporting positions in this security
for the Q4 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2018 vs Q3 2018 Across Filers
Q3 2018 holders
115
Q4 2018 holders
121
Holder diff
6
| Investor | Q3 2018 Shares | Q4 2018 Shares | Share Diff | Share Chg % | Q3 2018 Value $ | Q4 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.