Security key
67073B106
Nuveen Preferred & Income Opportunities Fund - COM (JPC)
CUSIP: 67073B106
Q1 2019 13F Holders as of 31 Mar 2019
- Type / Class
- Equity / COM
- Total 13F shares
- 13,926,488
- Share change
- -613,162
- Total reported value
- $132,600,845
- Price per share
- $9.53
- Number of holders
- 121
- Value change
- -$3,708,386
- Number of buys
- 53
- Number of sells
- 46
Report period
Q1 2019
Institutions
121
Top holders
10
JPC full security history
Newer quarter: Q2 2019
Previous quarter: Q4 2018
Nuveen Preferred & Income Opportunities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 67073B106
Recent filing periods:
Top shareholders of JPC - Nuveen Preferred & Income Opportunities Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,405,810
|
$11,725,000 | — | 31 Dec 2018 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,272,914
|
$10,616,000 | — | 31 Dec 2018 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
1,217,612
|
$10,155,000 | — | 31 Dec 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
930,100
|
$7,758,000 | — | 31 Dec 2018 | |
| JANUS HENDERSON GROUP PLC |
13F
|
Company |
—
class O/S missing
|
774,539
|
$6,460,000 | — | 31 Dec 2018 | |
| Orion Porfolio Solutions, LLC |
13F
|
Company |
—
class O/S missing
|
708,779
|
$5,911,000 | — | 31 Dec 2018 | |
| AEGON ASSET MANAGEMENT UK PLC |
13F
|
Company |
—
class O/S missing
|
691,966
|
$5,771,000 | — | 31 Dec 2018 | |
| PROTECTIVE LIFE CORP |
13F
|
Company |
—
class O/S missing
|
440,000
|
$4,946,000 | — | 31 Dec 2018 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
486,926
|
$4,061,000 | — | 31 Dec 2018 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
440,061
|
$3,670,000 | — | 31 Dec 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
408,304
|
$3,405,000 | — | 31 Dec 2018 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
339,099
|
$2,828,000 | — | 31 Dec 2018 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
316,667
|
$2,641,000 | — | 31 Dec 2018 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
314,624
|
$2,624,000 | — | 31 Dec 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
297,224
|
$2,479,000 | — | 31 Dec 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
226,343
|
$1,887,000 | — | 31 Dec 2018 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
220,899
|
$1,841,000 | — | 31 Dec 2018 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
209,906
|
$1,751,000 | — | 31 Dec 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
206,830
|
$1,725,000 | — | 31 Dec 2018 | |
| DIXON HUBARD FEINOUR & BROWN INC/VA |
13F
|
Company |
—
class O/S missing
|
202,650
|
$1,690,000 | — | 31 Dec 2018 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
193,657
|
$1,615,000 | — | 31 Dec 2018 | |
| E&G Advisors, LP |
13F
|
Company |
—
class O/S missing
|
192,500
|
$1,605,000 | — | 31 Dec 2018 | |
| TCG Advisors, LP |
13F
|
Company |
—
class O/S missing
|
158,963
|
$1,326,000 | — | 31 Dec 2018 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
127,956
|
$1,067,000 | — | 31 Dec 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
122,274
|
$1,026,000 | — | 31 Dec 2018 | |
| OTA Financial Group L.P. |
13F
|
Company |
—
class O/S missing
|
117,556
|
$980,000 | — | 31 Dec 2018 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
—
class O/S missing
|
109,775
|
$916,000 | — | 31 Dec 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
104,594
|
$872,000 | — | 31 Dec 2018 | |
| IBEX WEALTH ADVISORS |
13F
|
Company |
—
class O/S missing
|
96,451
|
$804,000 | — | 31 Dec 2018 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
—
class O/S missing
|
92,100
|
$769,000 | — | 31 Dec 2018 | |
| INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV |
13F
|
Company |
—
class O/S missing
|
91,920
|
$767,000 | — | 31 Dec 2018 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
90,514
|
$755,000 | — | 31 Dec 2018 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
88,549
|
$738,000 | — | 31 Dec 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
85,099
|
$710,000 | — | 31 Dec 2018 | |
| Global Endowment Management, LP |
13F
|
Company |
—
class O/S missing
|
80,000
|
$667,000 | — | 31 Dec 2018 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
74,135
|
$618,000 | — | 31 Dec 2018 | |
| Oxbow Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
70,946
|
$592,000 | — | 31 Dec 2018 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
—
class O/S missing
|
53,550
|
$447,000 | — | 31 Dec 2018 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
53,213
|
$443,000 | — | 31 Dec 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
51,424
|
$429,000 | — | 31 Dec 2018 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
50,829
|
$424,000 | — | 31 Dec 2018 | |
| PRELUDE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
50,000
|
$417,000 | — | 31 Dec 2018 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
47,962
|
$400,000 | — | 31 Dec 2018 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
47,173
|
$393,000 | — | 31 Dec 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
42,803
|
$357,000 | — | 31 Dec 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
41,948
|
$350,000 | — | 31 Dec 2018 | |
| Orinda Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
41,600
|
$347,000 | — | 31 Dec 2018 | |
| Edge Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
40,403
|
$337,000 | — | 31 Dec 2018 | |
| Weiss Asset Management LP |
13F
|
Company |
—
class O/S missing
|
39,457
|
$329,000 | — | 31 Dec 2018 | |
| NOESIS CAPITAL MANGEMENT CORP |
13F
|
Company |
—
class O/S missing
|
37,700
|
$314,000 | — | 31 Dec 2018 |
Institutional Holders of Nuveen Preferred & Income Opportunities Fund - COM (JPC) as of Q1 2019
As of 31 Mar 2019,
Nuveen Preferred & Income Opportunities Fund - COM (JPC) was held by
121 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
13,926,488 shares.
The largest 10 holders included
MORGAN STANLEY, COHEN & STEERS INC, Invesco Ltd., WELLS FARGO & COMPANY/MN, CLS Investments, LLC, Parametric Portfolio Associates LLC, FIRST FOUNDATION ADVISORS, PROTECTIVE LIFE CORP, Oxbow Advisors, LLC, and RMB Capital Management, LLC.
This page lists
121
institutional shareholders reporting positions in this security
for the Q1 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2019 vs Q4 2018 Across Filers
Q4 2018 holders
121
Q1 2019 holders
121
Holder diff
0
| Investor | Q4 2018 Shares | Q1 2019 Shares | Share Diff | Share Chg % | Q4 2018 Value $ | Q1 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.