Nuveen Preferred & Income Opportunities Fund - COM (JPC)
CUSIP: 67073B106
Q3 2018 13F Holders as of 30 Sep 2018
- Type / Class
- Equity / COM
- Total 13F shares
- 14,563,281
- Share change
- +658,799
- Total reported value
- $134,995,706
- Price per share
- $9.27
- Number of holders
- 115
- Value change
- +$6,108,274
- Number of buys
- 50
- Number of sells
- 52
Quarterly Holders Quick Answers
What is CUSIP 67073B106?
CUSIP 67073B106 identifies JPC - Nuveen Preferred & Income Opportunities Fund - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67073B106:
Top shareholders of JPC - Nuveen Preferred & Income Opportunities Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,413,931
|
$13,192,000 | — | 30 Jun 2018 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,054,703
|
$9,840,000 | — | 30 Jun 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,038,065
|
$9,685,000 | — | 30 Jun 2018 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
724,898
|
$6,763,000 | — | 30 Jun 2018 | |
| Orion Porfolio Solutions, LLC |
13F
|
Company |
—
class O/S missing
|
619,851
|
$5,783,000 | — | 30 Jun 2018 | |
| AEGON ASSET MANAGEMENT UK PLC |
13F
|
Company |
—
class O/S missing
|
611,341
|
$5,704,000 | — | 30 Jun 2018 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
598,747
|
$5,586,000 | — | 30 Jun 2018 | |
| JANUS HENDERSON GROUP PLC |
13F
|
Company |
—
class O/S missing
|
541,469
|
$5,052,000 | — | 30 Jun 2018 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
462,029
|
$4,311,000 | — | 30 Jun 2018 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
460,767
|
$4,299,000 | — | 30 Jun 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
457,900
|
$4,273,000 | — | 30 Jun 2018 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
394,473
|
$3,680,000 | — | 30 Jun 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
382,450
|
$3,568,000 | — | 30 Jun 2018 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
356,845
|
$3,329,000 | — | 30 Jun 2018 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
317,367
|
$2,989,000 | — | 30 Jun 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
263,638
|
$2,460,000 | — | 30 Jun 2018 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
257,904
|
$2,406,000 | — | 30 Jun 2018 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
222,292
|
$2,074,000 | — | 30 Jun 2018 | |
| DIXON HUBARD FEINOUR & BROWN INC/VA |
13F
|
Company |
—
class O/S missing
|
221,650
|
$2,068,000 | — | 30 Jun 2018 | |
| E&G Advisors, LP |
13F
|
Company |
—
class O/S missing
|
192,500
|
$1,796,000 | — | 30 Jun 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
155,641
|
$1,557,000 | — | 30 Jun 2018 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
162,426
|
$1,518,000 | — | 30 Jun 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
149,439
|
$1,394,000 | — | 30 Jun 2018 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
129,984
|
$1,213,000 | — | 30 Jun 2018 | |
| IBEX WEALTH ADVISORS |
13F
|
Company |
—
class O/S missing
|
99,212
|
$991,000 | — | 30 Jun 2018 | |
| NINE MASTS CAPITAL Ltd |
13F
|
Company |
—
class O/S missing
|
103,100
|
$962,000 | — | 30 Jun 2018 | |
| Cornerstone Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
8,478
|
$900,000 | — | 30 Jun 2018 | |
| INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV |
13F
|
Company |
—
class O/S missing
|
92,920
|
$867,000 | — | 30 Jun 2018 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
92,352
|
$862,000 | — | 30 Jun 2018 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
—
class O/S missing
|
92,100
|
$860,000 | — | 30 Jun 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
91,300
|
$853,000 | — | 30 Jun 2018 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
86,497
|
$807,000 | — | 30 Jun 2018 | |
| Global Endowment Management, LP |
13F
|
Company |
—
class O/S missing
|
80,000
|
$746,000 | — | 30 Jun 2018 | |
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
77,681
|
$725,000 | — | 30 Jun 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
73,678
|
$687,000 | — | 30 Jun 2018 | |
| Oxbow Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
73,507
|
$686,000 | — | 30 Jun 2018 | |
| Gerber Kawasaki Wealth & Investment Management |
13F
|
Company |
—
class O/S missing
|
72,470
|
$682,000 | — | 30 Jun 2018 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
65,514
|
$611,000 | — | 30 Jun 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
57,362
|
$536,000 | — | 30 Jun 2018 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
—
class O/S missing
|
53,550
|
$500,000 | — | 30 Jun 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
51,457
|
$480,000 | — | 30 Jun 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
45,762
|
$427,000 | — | 30 Jun 2018 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
39,477
|
$368,000 | — | 30 Jun 2018 | |
| NOESIS CAPITAL MANGEMENT CORP |
13F
|
Company |
—
class O/S missing
|
39,200
|
$366,000 | — | 30 Jun 2018 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
35,180
|
$327,000 | — | 30 Jun 2018 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
—
class O/S missing
|
35,086
|
$327,000 | — | 30 Jun 2018 | |
| Jefferies Group LLC |
13F
|
Company |
—
class O/S missing
|
35,030
|
$327,000 | — | 30 Jun 2018 | |
| Ausdal Financial Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
34,508
|
$322,000 | — | 30 Jun 2018 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
31,236
|
$291,000 | — | 30 Jun 2018 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
30,928
|
$289,000 | — | 30 Jun 2018 |
Institutional Holders of Nuveen Preferred & Income Opportunities Fund - COM (JPC) as of Q3 2018
As of 30 Sep 2018,
Nuveen Preferred & Income Opportunities Fund - COM (JPC) was held by
115 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
14,563,281 shares.
The largest 10 holders included
MORGAN STANLEY, COHEN & STEERS INC, WELLS FARGO & COMPANY/MN, Invesco Ltd., CLS Investments, LLC, KAMES CAPITAL plc, RMB Capital Management, LLC, Parametric Portfolio Associates LLC, JANUS HENDERSON GROUP PLC, and FIRST FOUNDATION ADVISORS.
This page lists
115
institutional shareholders reporting positions in this security
for the Q3 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2018 vs Q2 2018 Across Filers
Q2 2018 holders
114
Q3 2018 holders
115
Holder diff
1
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 Value $ | Q3 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.