Nuveen Preferred & Income Opportunities Fund - COM (JPC)
CUSIP: 67073B106
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / COM
- Total 13F shares
- 14,868,386
- Share change
- +621,969
- Total reported value
- $146,296,878
- Price per share
- $9.84
- Number of holders
- 108
- Value change
- +$5,992,809
- Number of buys
- 50
- Number of sells
- 44
Quarterly Holders Quick Answers
What is CUSIP 67073B106?
CUSIP 67073B106 identifies JPC - Nuveen Preferred & Income Opportunities Fund - COM in SEC institutional holdings data.
Need full ownership history?
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These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
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- Latest 13F filings for newly reported positions across managers.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67073B106:
Top shareholders of JPC - Nuveen Preferred & Income Opportunities Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,551,335
|
$15,544,000 | — | 30 Sep 2016 | |
| McGowan Group Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
1,530,470
|
$15,335,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
975,885
|
$9,779,000 | — | 30 Sep 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
902,254
|
$9,041,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
870,163
|
$8,719,000 | — | 30 Sep 2016 | |
| AEGON ASSET MANAGEMENT UK PLC |
13F
|
Company |
—
class O/S missing
|
823,081
|
$8,239,040 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
682,716
|
$6,840,000 | — | 30 Sep 2016 | |
| Jacobus Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
651,617
|
$6,529,000 | — | 30 Sep 2016 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
579,823
|
$5,810,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
454,295
|
$4,511,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
382,184
|
$3,829,000 | — | 30 Sep 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
324,820
|
$3,255,000 | — | 30 Sep 2016 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
248,594
|
$2,491,000 | — | 30 Sep 2016 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
236,854
|
$2,373,000 | — | 30 Sep 2016 | |
| DIXON HUBARD FEINOUR & BROWN INC/VA |
13F
|
Company |
—
class O/S missing
|
234,150
|
$2,346,000 | — | 30 Sep 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
193,594
|
$1,940,000 | — | 30 Sep 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
184,000
|
$1,844,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
169,143
|
$1,694,000 | — | 30 Sep 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
152,108
|
$1,524,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
134,581
|
$1,349,000 | — | 30 Sep 2016 | |
| Oxbow Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
126,404
|
$1,267,000 | — | 30 Sep 2016 | |
| SeaBridge Investment Advisors LLC |
13F
|
Company |
—
class O/S missing
|
116,780
|
$1,170,000 | — | 30 Sep 2016 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
—
class O/S missing
|
115,080
|
$1,151,000 | — | 30 Sep 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
114,470
|
$1,147,000 | — | 30 Sep 2016 | |
| E&G Advisors, LP |
13F
|
Company |
—
class O/S missing
|
110,700
|
$1,109,000 | — | 30 Sep 2016 | |
| INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV |
13F
|
Company |
—
class O/S missing
|
107,753
|
$1,080,000 | — | 30 Sep 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
104,949
|
$1,051,000 | — | 30 Sep 2016 | |
| Cutter & CO Brokerage, Inc. |
13F
|
Company |
—
class O/S missing
|
104,025
|
$1,042,000 | — | 30 Sep 2016 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
101,914
|
$1,021,000 | — | 30 Sep 2016 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
93,244
|
$934,000 | — | 30 Sep 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
89,524
|
$895,000 | — | 30 Sep 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
85,124
|
$853,000 | — | 30 Sep 2016 | |
| NINE MASTS CAPITAL Ltd |
13F
|
Company |
—
class O/S missing
|
80,756
|
$809,000 | — | 30 Sep 2016 | |
| IBEX WEALTH ADVISORS |
13F
|
Company |
—
class O/S missing
|
78,189
|
$784,000 | — | 30 Sep 2016 | |
| Global Endowment Management, LP |
13F
|
Company |
—
class O/S missing
|
75,800
|
$760,000 | — | 30 Sep 2016 | |
| Starfire Investment Advisers, Inc. |
13F
|
Company |
—
class O/S missing
|
69,340
|
$694,786 | — | 30 Sep 2016 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
—
class O/S missing
|
68,750
|
$689,000 | — | 30 Sep 2016 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
64,495
|
$646,000 | — | 30 Sep 2016 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
64,377
|
$645,000 | — | 30 Sep 2016 | |
| JANUS HENDERSON INVESTORS US LLC |
13F
|
Company |
—
class O/S missing
|
62,543
|
$627,000 | — | 30 Sep 2016 | |
| Gerber Kawasaki Wealth & Investment Management |
13F
|
Company |
—
class O/S missing
|
54,000
|
$541,000 | — | 30 Sep 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
51,561
|
$517,000 | — | 30 Sep 2016 | |
| WFG Advisors, LP |
13F
|
Company |
—
class O/S missing
|
51,516
|
$516,000 | — | 30 Sep 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
46,717
|
$468,000 | — | 30 Sep 2016 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
46,532
|
$466,000 | — | 30 Sep 2016 | |
| NOESIS CAPITAL MANGEMENT CORP |
13F
|
Company |
—
class O/S missing
|
45,400
|
$455,000 | — | 30 Sep 2016 | |
| FineMark National Bank & Trust |
13F
|
Company |
—
class O/S missing
|
38,622
|
$387,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
37,646
|
$377,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
37,584
|
$377,000 | — | 30 Sep 2016 | |
| Prospera Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
36,372
|
$364,000 | — | 30 Sep 2016 |
Institutional Holders of Nuveen Preferred & Income Opportunities Fund - COM (JPC) as of Q4 2016
As of 31 Dec 2016,
Nuveen Preferred & Income Opportunities Fund - COM (JPC) was held by
108 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
14,868,386 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, McGowan Group Asset Management, Inc., MORGAN STANLEY, Invesco Ltd., KAMES CAPITAL plc, UBS Group AG, COHEN & STEERS INC, FIRST FOUNDATION ADVISORS, Jacobus Wealth Management, Inc., and LPL Financial LLC.
This page lists
108
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
105
Q4 2016 holders
108
Holder diff
3
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.