Nuveen Preferred & Income Opportunities Fund - COM (JPC)
CUSIP: 67073B106
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / COM
- Total 13F shares
- 14,209,713
- Share change
- +68,987
- Total reported value
- $142,317,240
- Price per share
- $10.02
- Number of holders
- 105
- Value change
- +$680,503
- Number of buys
- 51
- Number of sells
- 30
Quarterly Holders Quick Answers
What is CUSIP 67073B106?
CUSIP 67073B106 identifies JPC - Nuveen Preferred & Income Opportunities Fund - COM in SEC institutional holdings data.
Need full ownership history?
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Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67073B106:
Top shareholders of JPC - Nuveen Preferred & Income Opportunities Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| McGowan Group Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
2,366,773
|
$23,715,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,573,597
|
$15,767,000 | — | 30 Jun 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
1,251,594
|
$12,541,000 | — | 30 Jun 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
913,297
|
$9,151,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
808,659
|
$8,103,000 | — | 30 Jun 2016 | |
| AEGON ASSET MANAGEMENT UK PLC |
13F
|
Company |
—
class O/S missing
|
785,140
|
$7,867,103 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
713,790
|
$7,152,000 | — | 30 Jun 2016 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
609,251
|
$6,105,000 | — | 30 Jun 2016 | |
| Jacobus Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
470,409
|
$4,713,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
367,370
|
$3,681,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
345,112
|
$3,541,000 | — | 30 Jun 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
332,968
|
$3,336,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
239,444
|
$2,399,000 | — | 30 Jun 2016 | |
| DIXON HUBARD FEINOUR & BROWN INC/VA |
13F
|
Company |
—
class O/S missing
|
225,250
|
$2,257,000 | — | 30 Jun 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
184,000
|
$1,844,000 | — | 30 Jun 2016 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
143,883
|
$1,439,000 | — | 30 Jun 2016 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
141,862
|
$1,421,000 | — | 30 Jun 2016 | |
| Oxbow Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
130,899
|
$1,312,000 | — | 30 Jun 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
117,557
|
$1,180,000 | — | 30 Jun 2016 | |
| SeaBridge Investment Advisors LLC |
13F
|
Company |
—
class O/S missing
|
116,780
|
$1,170,000 | — | 30 Jun 2016 | |
| INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV |
13F
|
Company |
—
class O/S missing
|
113,753
|
$1,140,000 | — | 30 Jun 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
106,472
|
$1,067,000 | — | 30 Jun 2016 | |
| E&G Advisors, LP |
13F
|
Company |
—
class O/S missing
|
100,000
|
$1,002,000 | — | 30 Jun 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
94,853
|
$950,000 | — | 30 Jun 2016 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
93,556
|
$937,000 | — | 30 Jun 2016 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
—
class O/S missing
|
91,630
|
$916,000 | — | 30 Jun 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
87,767
|
$879,000 | — | 30 Jun 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
86,488
|
$867,000 | — | 30 Jun 2016 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
86,093
|
$863,000 | — | 30 Jun 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
84,662
|
$848,000 | — | 30 Jun 2016 | |
| Global Endowment Management, LP |
13F
|
Company |
—
class O/S missing
|
75,800
|
$760,000 | — | 30 Jun 2016 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
73,723
|
$739,000 | — | 30 Jun 2016 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
—
class O/S missing
|
71,250
|
$714,000 | — | 30 Jun 2016 | |
| Starfire Investment Advisers, Inc. |
13F
|
Company |
—
class O/S missing
|
66,640
|
$667,732 | — | 30 Jun 2016 | |
| VSR Financial Services, Inc. |
13F
|
Company |
—
class O/S missing
|
62,120
|
$622,000 | — | 30 Jun 2016 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
51,572
|
$517,000 | — | 30 Jun 2016 | |
| Prospera Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
46,540
|
$466,000 | — | 30 Jun 2016 | |
| NOESIS CAPITAL MANGEMENT CORP |
13F
|
Company |
—
class O/S missing
|
45,400
|
$455,000 | — | 30 Jun 2016 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
45,095
|
$452,000 | — | 30 Jun 2016 | |
| OTA Financial Group L.P. |
13F
|
Company |
—
class O/S missing
|
44,674
|
$447,000 | — | 30 Jun 2016 | |
| JANUS HENDERSON INVESTORS US LLC |
13F
|
Company |
—
class O/S missing
|
42,543
|
$426,000 | — | 30 Jun 2016 | |
| Narwhal Capital Management |
13F
|
Company |
—
class O/S missing
|
34,246
|
$343,000 | — | 30 Jun 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
34,001
|
$341,000 | — | 30 Jun 2016 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
—
class O/S missing
|
31,300
|
$314,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
30,851
|
$309,000 | — | 30 Jun 2016 | |
| QUEST INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
30,000
|
$301,000 | — | 30 Jun 2016 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
28,587
|
$286,000 | — | 30 Jun 2016 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
—
class O/S missing
|
28,186
|
$282,414 | — | 30 Jun 2016 | |
| Gerber Kawasaki Wealth & Investment Management |
13F
|
Company |
—
class O/S missing
|
28,000
|
$280,000 | — | 30 Jun 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
25,173
|
$252,000 | — | 30 Jun 2016 |
Institutional Holders of Nuveen Preferred & Income Opportunities Fund - COM (JPC) as of Q3 2016
As of 30 Sep 2016,
Nuveen Preferred & Income Opportunities Fund - COM (JPC) was held by
105 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
14,209,713 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, McGowan Group Asset Management, Inc., MORGAN STANLEY, COHEN & STEERS INC, Invesco Ltd., KAMES CAPITAL plc, UBS Group AG, Jacobus Wealth Management, Inc., FIRST FOUNDATION ADVISORS, and LPL Financial LLC.
This page lists
105
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
98
Q3 2016 holders
105
Holder diff
7
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.