Nuveen Preferred & Income Opportunities Fund - COM (JPC)
CUSIP: 67073B106
Q1 2017 13F Holders as of 31 Mar 2017
- Type / Class
- Equity / COM
- Total 13F shares
- 14,327,210
- Share change
- -469,309
- Total reported value
- $140,661,909
- Price per share
- $9.81
- Number of holders
- 117
- Value change
- -$4,616,251
- Number of buys
- 60
- Number of sells
- 45
Quarterly Holders Quick Answers
What is CUSIP 67073B106?
CUSIP 67073B106 identifies JPC - Nuveen Preferred & Income Opportunities Fund - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67073B106:
Top shareholders of JPC - Nuveen Preferred & Income Opportunities Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,637,391
|
$16,111,000 | — | 31 Dec 2016 | |
| McGowan Group Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
1,501,819
|
$14,778,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,108,428
|
$10,907,000 | — | 31 Dec 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
943,290
|
$9,282,000 | — | 31 Dec 2016 | |
| AEGON ASSET MANAGEMENT UK PLC |
13F
|
Company |
—
class O/S missing
|
823,081
|
$8,074,424 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
769,960
|
$7,576,000 | — | 31 Dec 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
708,602
|
$6,973,000 | — | 31 Dec 2016 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
621,221
|
$6,113,000 | — | 31 Dec 2016 | |
| Jacobus Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
504,292
|
$4,962,000 | — | 31 Dec 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
452,659
|
$4,527,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
372,905
|
$3,669,000 | — | 31 Dec 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
340,000
|
$3,350,000 | — | 31 Dec 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
319,445
|
$3,143,000 | — | 31 Dec 2016 | |
| SMITHBRIDGE ASSET MANAGEMENT INC/DE |
13F
|
Company |
—
class O/S missing
|
294,000
|
$2,893,000 | — | 31 Dec 2016 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
268,981
|
$2,647,000 | — | 31 Dec 2016 | |
| DIXON HUBARD FEINOUR & BROWN INC/VA |
13F
|
Company |
—
class O/S missing
|
247,150
|
$2,432,000 | — | 31 Dec 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
176,687
|
$1,739,000 | — | 31 Dec 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
184,000
|
$1,730,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
168,381
|
$1,657,000 | — | 31 Dec 2016 | |
| Algebris Investments (UK) LLP |
13F
|
Company |
—
class O/S missing
|
162,731
|
$1,601,000 | — | 31 Dec 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
153,367
|
$1,509,000 | — | 31 Dec 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
129,256
|
$1,280,000 | — | 31 Dec 2016 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
125,568
|
$1,236,000 | — | 31 Dec 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
117,976
|
$1,161,000 | — | 31 Dec 2016 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
—
class O/S missing
|
114,581
|
$1,128,000 | — | 31 Dec 2016 | |
| Cutter & CO Brokerage, Inc. |
13F
|
Company |
—
class O/S missing
|
114,357
|
$1,125,000 | — | 31 Dec 2016 | |
| E&G Advisors, LP |
13F
|
Company |
—
class O/S missing
|
108,200
|
$1,065,000 | — | 31 Dec 2016 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
107,298
|
$1,053,000 | — | 31 Dec 2016 | |
| Fiera Capital Corp |
13F
|
Company |
—
class O/S missing
|
107,033
|
$1,053,000 | — | 31 Dec 2016 | |
| INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV |
13F
|
Company |
—
class O/S missing
|
106,753
|
$1,050,000 | — | 31 Dec 2016 | |
| JANUS HENDERSON INVESTORS US LLC |
13F
|
Company |
—
class O/S missing
|
98,598
|
$970,000 | — | 31 Dec 2016 | |
| Oxbow Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
92,414
|
$909,000 | — | 31 Dec 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
88,076
|
$867,000 | — | 31 Dec 2016 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
84,356
|
$842,000 | — | 31 Dec 2016 | |
| WFG Advisors, LP |
13F
|
Company |
—
class O/S missing
|
78,997
|
$777,000 | — | 31 Dec 2016 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
77,656
|
$764,000 | — | 31 Dec 2016 | |
| Global Endowment Management, LP |
13F
|
Company |
—
class O/S missing
|
75,800
|
$746,000 | — | 31 Dec 2016 | |
| IBEX WEALTH ADVISORS |
13F
|
Company |
—
class O/S missing
|
75,219
|
$744,000 | — | 31 Dec 2016 | |
| Gerber Kawasaki Wealth & Investment Management |
13F
|
Company |
—
class O/S missing
|
75,320
|
$741,000 | — | 31 Dec 2016 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
75,089
|
$739,000 | — | 31 Dec 2016 | |
| Pointe Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
69,340
|
$682,305 | — | 31 Dec 2016 | |
| Starfire Investment Advisers, Inc. |
13F
|
Company |
—
class O/S missing
|
69,340
|
$682,305 | — | 31 Dec 2016 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
67,302
|
$662,000 | — | 31 Dec 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
61,033
|
$601,000 | — | 31 Dec 2016 | |
| Prospera Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
54,415
|
$535,000 | — | 31 Dec 2016 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
—
class O/S missing
|
53,550
|
$527,000 | — | 31 Dec 2016 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
48,102
|
$473,000 | — | 31 Dec 2016 | |
| NOESIS CAPITAL MANGEMENT CORP |
13F
|
Company |
—
class O/S missing
|
44,100
|
$434,000 | — | 31 Dec 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
42,646
|
$420,000 | — | 31 Dec 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
36,593
|
$360,000 | — | 31 Dec 2016 |
Institutional Holders of Nuveen Preferred & Income Opportunities Fund - COM (JPC) as of Q1 2017
As of 31 Mar 2017,
Nuveen Preferred & Income Opportunities Fund - COM (JPC) was held by
117 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
14,327,210 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, RIVERNORTH CAPITAL MANAGEMENT, LLC, MORGAN STANLEY, UBS Group AG, Invesco Ltd., COHEN & STEERS INC, Jacobus Wealth Management, Inc., KAMES CAPITAL plc, FIRST FOUNDATION ADVISORS, and LPL Financial LLC.
This page lists
117
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
108
Q1 2017 holders
117
Holder diff
9
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.