Nuveen Preferred & Income Opportunities Fund - COM (JPC)
CUSIP: 67073B106
Q2 2016 13F Holders as of 30 Jun 2016
- Type / Class
- Equity / COM
- Total 13F shares
- 14,114,446
- Share change
- -2,315,008
- Total reported value
- $141,510,145
- Price per share
- $10.02
- Number of holders
- 98
- Value change
- -$22,226,518
- Number of buys
- 43
- Number of sells
- 45
Quarterly Holders Quick Answers
What is CUSIP 67073B106?
CUSIP 67073B106 identifies JPC - Nuveen Preferred & Income Opportunities Fund - COM in SEC institutional holdings data.
Need full ownership history?
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These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
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- Latest 13F filings for newly reported positions across managers.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67073B106:
Top shareholders of JPC - Nuveen Preferred & Income Opportunities Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| McGowan Group Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
2,424,335
|
$22,692,000 | — | 31 Mar 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
1,634,294
|
$15,297,000 | — | 31 Mar 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,459,403
|
$13,660,000 | — | 31 Mar 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,198,278
|
$11,216,000 | — | 31 Mar 2016 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
1,162,460
|
$10,881,000 | — | 31 Mar 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,133,372
|
$10,609,000 | — | 31 Mar 2016 | |
| AEGON ASSET MANAGEMENT UK PLC |
13F
|
Company |
—
class O/S missing
|
741,080
|
$6,943,920 | — | 31 Mar 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
688,549
|
$6,445,000 | — | 31 Mar 2016 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
615,429
|
$5,760,000 | — | 31 Mar 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
488,837
|
$4,615,000 | — | 31 Mar 2016 | |
| Jacobus Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
371,715
|
$3,479,000 | — | 31 Mar 2016 | |
| DUBUQUE BANK & TRUST CO |
13F
|
Company |
—
class O/S missing
|
306,367
|
$2,868,000 | — | 31 Mar 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
268,256
|
$2,511,000 | — | 31 Mar 2016 | |
| DIXON HUBARD FEINOUR & BROWN INC/VA |
13F
|
Company |
—
class O/S missing
|
225,250
|
$2,246,000 | — | 31 Mar 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
236,971
|
$2,218,000 | — | 31 Mar 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
224,026
|
$2,097,000 | — | 31 Mar 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
189,390
|
$1,772,000 | — | 31 Mar 2016 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
163,414
|
$1,530,000 | — | 31 Mar 2016 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
154,996
|
$1,451,000 | — | 31 Mar 2016 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
153,060
|
$1,432,000 | — | 31 Mar 2016 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
—
class O/S missing
|
140,000
|
$1,310,000 | — | 31 Mar 2016 | |
| Oxbow Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
133,875
|
$1,253,000 | — | 31 Mar 2016 | |
| INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV |
13F
|
Company |
—
class O/S missing
|
114,253
|
$1,069,000 | — | 31 Mar 2016 | |
| SeaBridge Investment Advisors LLC |
13F
|
Company |
—
class O/S missing
|
114,140
|
$1,068,000 | — | 31 Mar 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
107,169
|
$1,003,000 | — | 31 Mar 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
101,338
|
$948,000 | — | 31 Mar 2016 | |
| E&G Advisors, LP |
13F
|
Company |
—
class O/S missing
|
100,000
|
$936,000 | — | 31 Mar 2016 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
97,376
|
$911,000 | — | 31 Mar 2016 | |
| Cutter & CO Brokerage, Inc. |
13F
|
Company |
—
class O/S missing
|
93,239
|
$873,000 | — | 31 Mar 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
90,362
|
$845,000 | — | 31 Mar 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
87,727
|
$821,000 | — | 31 Mar 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
86,929
|
$814,000 | — | 31 Mar 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
78,831
|
$738,000 | — | 31 Mar 2016 | |
| Global Endowment Management, LP |
13F
|
Company |
—
class O/S missing
|
75,800
|
$709,000 | — | 31 Mar 2016 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
—
class O/S missing
|
75,750
|
$709,000 | — | 31 Mar 2016 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
67,385
|
$631,000 | — | 31 Mar 2016 | |
| Starfire Investment Advisers, Inc. |
13F
|
Company |
—
class O/S missing
|
66,640
|
$623,750 | — | 31 Mar 2016 | |
| VSR Financial Services, Inc. |
13F
|
Company |
—
class O/S missing
|
64,120
|
$600,000 | — | 31 Mar 2016 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
49,389
|
$462,000 | — | 31 Mar 2016 | |
| NOESIS CAPITAL MANGEMENT CORP |
13F
|
Company |
—
class O/S missing
|
46,475
|
$435,000 | — | 31 Mar 2016 | |
| JANUS HENDERSON INVESTORS US LLC |
13F
|
Company |
—
class O/S missing
|
42,543
|
$398,000 | — | 31 Mar 2016 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
—
class O/S missing
|
37,950
|
$355,000 | — | 31 Mar 2016 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
35,765
|
$335,000 | — | 31 Mar 2016 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
—
class O/S missing
|
34,712
|
$325,000 | — | 31 Mar 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
34,488
|
$325,000 | — | 31 Mar 2016 | |
| Prospera Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
33,165
|
$310,000 | — | 31 Mar 2016 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
—
class O/S missing
|
31,529
|
$295,111 | — | 31 Mar 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
31,162
|
$292,000 | — | 31 Mar 2016 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
28,587
|
$268,000 | — | 31 Mar 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
28,095
|
$263,000 | — | 31 Mar 2016 |
Institutional Holders of Nuveen Preferred & Income Opportunities Fund - COM (JPC) as of Q2 2016
As of 30 Jun 2016,
Nuveen Preferred & Income Opportunities Fund - COM (JPC) was held by
98 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
14,114,446 shares.
The largest 10 holders included
McGowan Group Asset Management, Inc., WELLS FARGO & COMPANY/MN, COHEN & STEERS INC, Invesco Ltd., MORGAN STANLEY, KAMES CAPITAL plc, UBS Group AG, FIRST FOUNDATION ADVISORS, Jacobus Wealth Management, Inc., and BANK OF AMERICA CORP /DE/.
This page lists
98
institutional shareholders reporting positions in this security
for the Q2 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2016 vs Q1 2016 Across Filers
Q1 2016 holders
97
Q2 2016 holders
98
Holder diff
1
| Investor | Q1 2016 Shares | Q2 2016 Shares | Share Diff | Share Chg % | Q1 2016 Value $ | Q2 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.