Nuveen Preferred & Income Opportunities Fund - COM (JPC)
CUSIP: 67073B106
Q4 2015 13F Holders as of 31 Dec 2015
- Type / Class
- Equity / COM
- Total 13F shares
- 17,115,340
- Share change
- +644,701
- Total reported value
- $156,854,744
- Price per share
- $9.16
- Number of holders
- 108
- Value change
- +$5,955,901
- Number of buys
- 47
- Number of sells
- 41
Quarterly Holders Quick Answers
What is CUSIP 67073B106?
CUSIP 67073B106 identifies JPC - Nuveen Preferred & Income Opportunities Fund - COM in SEC institutional holdings data.
Need full ownership history?
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Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67073B106:
Top shareholders of JPC - Nuveen Preferred & Income Opportunities Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| McGowan Group Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
2,271,681
|
$20,422,000 | — | 30 Sep 2015 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,862,545
|
$16,746,000 | — | 30 Sep 2015 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
1,585,881
|
$14,257,000 | — | 30 Sep 2015 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,277,543
|
$11,485,000 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
993,029
|
$8,927,000 | — | 30 Sep 2015 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
970,997
|
$8,729,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
847,437
|
$7,618,000 | — | 30 Sep 2015 | |
| AEGON ASSET MANAGEMENT UK PLC |
13F
|
Company |
—
class O/S missing
|
741,080
|
$6,640,077 | — | 30 Sep 2015 | |
| TRUST & FIDUCIARY MANAGEMENT SERVICES INC |
13F
|
Company |
—
class O/S missing
|
601,934
|
$5,411,000 | — | 30 Sep 2015 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
426,574
|
$3,835,000 | — | 30 Sep 2015 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
331,162
|
$2,977,000 | — | 30 Sep 2015 | |
| DUBUQUE BANK & TRUST CO |
13F
|
Company |
—
class O/S missing
|
308,918
|
$2,777,000 | — | 30 Sep 2015 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
283,331
|
$2,547,000 | — | 30 Sep 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
277,402
|
$2,494,000 | — | 30 Sep 2015 | |
| DIXON HUBARD FEINOUR & BROWN INC/VA |
13F
|
Company |
—
class O/S missing
|
240,000
|
$2,158,000 | — | 30 Sep 2015 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
230,254
|
$2,098,000 | — | 30 Sep 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
175,709
|
$1,580,000 | — | 30 Sep 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
168,510
|
$1,515,000 | — | 30 Sep 2015 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
164,232
|
$1,476,000 | — | 30 Sep 2015 | |
| Oxbow Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
157,005
|
$1,411,000 | — | 30 Sep 2015 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
153,267
|
$1,378,000 | — | 30 Sep 2015 | |
| INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV |
13F
|
Company |
—
class O/S missing
|
117,583
|
$1,057,000 | — | 30 Sep 2015 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
115,589
|
$1,039,000 | — | 30 Sep 2015 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
110,909
|
$997,000 | — | 30 Sep 2015 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
104,880
|
$943,000 | — | 30 Sep 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
102,650
|
$923,000 | — | 30 Sep 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
100,731
|
$906,000 | — | 30 Sep 2015 | |
| SeaBridge Investment Advisors LLC |
13F
|
Company |
—
class O/S missing
|
96,710
|
$869,000 | — | 30 Sep 2015 | |
| Cutter & CO Brokerage, Inc. |
13F
|
Company |
—
class O/S missing
|
93,102
|
$837,000 | — | 30 Sep 2015 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
86,903
|
$782,000 | — | 30 Sep 2015 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
85,967
|
$773,000 | — | 30 Sep 2015 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
—
class O/S missing
|
81,579
|
$733,000 | — | 30 Sep 2015 | |
| VSR Financial Services, Inc. |
13F
|
Company |
—
class O/S missing
|
79,718
|
$717,000 | — | 30 Sep 2015 | |
| Global Endowment Management, LP |
13F
|
Company |
—
class O/S missing
|
75,800
|
$681,000 | — | 30 Sep 2015 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
—
class O/S missing
|
75,750
|
$681,000 | — | 30 Sep 2015 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
70,158
|
$631,000 | — | 30 Sep 2015 | |
| Orinda Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
70,000
|
$629,000 | — | 30 Sep 2015 | |
| Starfire Investment Advisers, Inc. |
13F
|
Company |
—
class O/S missing
|
66,640
|
$599,093 | — | 30 Sep 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
62,214
|
$559,000 | — | 30 Sep 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
61,337
|
$551,000 | — | 30 Sep 2015 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
60,025
|
$540,000 | — | 30 Sep 2015 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
—
class O/S missing
|
49,410
|
$444,190 | — | 30 Sep 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
49,291
|
$443,000 | — | 30 Sep 2015 | |
| NOESIS CAPITAL MANGEMENT CORP |
13F
|
Company |
—
class O/S missing
|
48,975
|
$440,000 | — | 30 Sep 2015 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
—
class O/S missing
|
48,500
|
$436,000 | — | 30 Sep 2015 | |
| Hurley Capital, LLC |
13F
|
Company |
—
class O/S missing
|
42,055
|
$386,000 | — | 30 Sep 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
40,118
|
$362,000 | — | 30 Sep 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
34,555
|
$311,000 | — | 30 Sep 2015 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
24,254
|
$218,000 | — | 30 Sep 2015 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
21,220
|
$191,000 | — | 30 Sep 2015 |
Institutional Holders of Nuveen Preferred & Income Opportunities Fund - COM (JPC) as of Q4 2015
As of 31 Dec 2015,
Nuveen Preferred & Income Opportunities Fund - COM (JPC) was held by
108 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
17,115,340 shares.
The largest 10 holders included
McGowan Group Asset Management, Inc., MORGAN STANLEY, COHEN & STEERS INC, WELLS FARGO & COMPANY/MN, Invesco Ltd., PARAMETRIC PORTFOLIO ASSOCIATES LLC, UBS Group AG, KAMES CAPITAL plc, TRUST & FIDUCIARY MANAGEMENT SERVICES INC, and FIRST FOUNDATION ADVISORS.
This page lists
108
institutional shareholders reporting positions in this security
for the Q4 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
Q3 2015 holders
89
Q4 2015 holders
108
Holder diff
19
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.