Security key
67073B106
Nuveen Preferred & Income Opportunities Fund - COM (JPC)
CUSIP: 67073B106
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / COM
- Total 13F shares
- 16,462,318
- Share change
- +383,131
- Total reported value
- $148,006,104
- Price per share
- $8.99
- Number of holders
- 89
- Value change
- +$3,262,962
- Number of buys
- 32
- Number of sells
- 46
Report period
Q3 2015
Institutions
89
Top holders
10
JPC full security history
Newer quarter: Q4 2015
Previous quarter: Q2 2015
Nuveen Preferred & Income Opportunities Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 67073B106
Recent filing periods:
Top shareholders of JPC - Nuveen Preferred & Income Opportunities Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,765,028
|
$16,168,000 | — | 30 Jun 2015 | |
| McGowan Group Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
1,595,246
|
$14,612,000 | — | 30 Jun 2015 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
1,563,535
|
$14,322,000 | — | 30 Jun 2015 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,347,239
|
$12,341,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,035,117
|
$9,482,000 | — | 30 Jun 2015 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
954,358
|
$8,742,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
906,249
|
$8,302,000 | — | 30 Jun 2015 | |
| AEGON ASSET MANAGEMENT UK PLC |
13F
|
Company |
—
class O/S missing
|
741,080
|
$6,810,525 | — | 30 Jun 2015 | |
| TRUST & FIDUCIARY MANAGEMENT SERVICES INC |
13F
|
Company |
—
class O/S missing
|
526,297
|
$4,820,000 | — | 30 Jun 2015 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
400,440
|
$3,668,000 | — | 30 Jun 2015 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
327,017
|
$2,995,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
289,118
|
$2,648,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
268,982
|
$2,464,000 | — | 30 Jun 2015 | |
| Algebris Investments (UK) LLP |
13F
|
Company |
—
class O/S missing
|
260,000
|
$2,382,000 | — | 30 Jun 2015 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
245,733
|
$2,251,000 | — | 30 Jun 2015 | |
| DIXON HUBARD FEINOUR & BROWN INC/VA |
13F
|
Company |
—
class O/S missing
|
240,000
|
$2,198,000 | — | 30 Jun 2015 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
206,226
|
$1,914,000 | — | 30 Jun 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
180,656
|
$1,653,000 | — | 30 Jun 2015 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
172,324
|
$1,578,000 | — | 30 Jun 2015 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
162,887
|
$1,492,000 | — | 30 Jun 2015 | |
| Oxbow Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
159,985
|
$1,465,000 | — | 30 Jun 2015 | |
| DUBUQUE BANK & TRUST CO |
13F
|
Company |
—
class O/S missing
|
143,128
|
$1,311,000 | — | 30 Jun 2015 | |
| Orinda Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
141,238
|
$1,294,000 | — | 30 Jun 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
120,377
|
$1,103,000 | — | 30 Jun 2015 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
118,129
|
$1,082,000 | — | 30 Jun 2015 | |
| INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV |
13F
|
Company |
—
class O/S missing
|
117,583
|
$1,077,000 | — | 30 Jun 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
105,399
|
$965,000 | — | 30 Jun 2015 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
104,929
|
$961,000 | — | 30 Jun 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
99,760
|
$914,000 | — | 30 Jun 2015 | |
| VSR Financial Services, Inc. |
13F
|
Company |
—
class O/S missing
|
94,227
|
$863,000 | — | 30 Jun 2015 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
88,958
|
$850,000 | — | 30 Jun 2015 | |
| Cutter & CO Brokerage, Inc. |
13F
|
Company |
—
class O/S missing
|
88,107
|
$807,000 | — | 30 Jun 2015 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
—
class O/S missing
|
87,990
|
$806,000 | — | 30 Jun 2015 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
87,598
|
$802,000 | — | 30 Jun 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
78,595
|
$719,931 | — | 30 Jun 2015 | |
| Global Endowment Management, LP |
13F
|
Company |
—
class O/S missing
|
75,800
|
$694,000 | — | 30 Jun 2015 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
—
class O/S missing
|
75,750
|
$694,000 | — | 30 Jun 2015 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
73,592
|
$674,000 | — | 30 Jun 2015 | |
| SeaBridge Investment Advisors LLC |
13F
|
Company |
—
class O/S missing
|
66,710
|
$611,000 | — | 30 Jun 2015 | |
| Starfire Investment Advisers, Inc. |
13F
|
Company |
—
class O/S missing
|
66,640
|
$610,422 | — | 30 Jun 2015 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
63,620
|
$583,000 | — | 30 Jun 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
62,214
|
$570,000 | — | 30 Jun 2015 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
60,025
|
$550,000 | — | 30 Jun 2015 | |
| NOESIS CAPITAL MANGEMENT CORP |
13F
|
Company |
—
class O/S missing
|
50,475
|
$462,000 | — | 30 Jun 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
44,481
|
$407,000 | — | 30 Jun 2015 | |
| Hurley Capital, LLC |
13F
|
Company |
—
class O/S missing
|
42,055
|
$385,000 | — | 30 Jun 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
39,352
|
$361,000 | — | 30 Jun 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
36,517
|
$334,000 | — | 30 Jun 2015 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
34,855
|
$319,000 | — | 30 Jun 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
33,318
|
$305,000 | — | 30 Jun 2015 |
Institutional Holders of Nuveen Preferred & Income Opportunities Fund - COM (JPC) as of Q3 2015
As of 30 Sep 2015,
Nuveen Preferred & Income Opportunities Fund - COM (JPC) was held by
89 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
16,462,318 shares.
The largest 10 holders included
McGowan Group Asset Management, Inc., MORGAN STANLEY, COHEN & STEERS INC, Invesco Ltd., WELLS FARGO & COMPANY/MN, PARAMETRIC PORTFOLIO ASSOCIATES LLC, UBS Group AG, KAMES CAPITAL plc, TRUST & FIDUCIARY MANAGEMENT SERVICES INC, and FIRST FOUNDATION ADVISORS.
This page lists
89
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
94
Q3 2015 holders
89
Holder diff
-5
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.