Nuveen Preferred & Income Opportunities Fund - COM (JPC)
CUSIP: 67073B106
Q1 2016 13F Holders as of 31 Mar 2016
- Type / Class
- Equity / COM
- Total 13F shares
- 16,406,152
- Share change
- -93,085
- Total reported value
- $153,755,193
- Price per share
- $9.36
- Number of holders
- 97
- Value change
- -$771,908
- Number of buys
- 43
- Number of sells
- 51
Quarterly Holders Quick Answers
What is CUSIP 67073B106?
CUSIP 67073B106 identifies JPC - Nuveen Preferred & Income Opportunities Fund - COM in SEC institutional holdings data.
Need full ownership history?
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Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67073B106:
Top shareholders of JPC - Nuveen Preferred & Income Opportunities Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| McGowan Group Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
2,413,605
|
$22,109,000 | — | 31 Dec 2015 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,677,867
|
$15,369,000 | — | 31 Dec 2015 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
1,535,469
|
$14,065,000 | — | 31 Dec 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,226,300
|
$11,233,000 | — | 31 Dec 2015 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,183,131
|
$10,837,000 | — | 31 Dec 2015 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
945,655
|
$8,662,000 | — | 31 Dec 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
898,299
|
$8,229,000 | — | 31 Dec 2015 | |
| AEGON ASSET MANAGEMENT UK PLC |
13F
|
Company |
—
class O/S missing
|
741,080
|
$6,795,704 | — | 31 Dec 2015 | |
| TRUST & FIDUCIARY MANAGEMENT SERVICES INC |
13F
|
Company |
—
class O/S missing
|
591,042
|
$5,414,000 | — | 31 Dec 2015 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
559,995
|
$5,130,000 | — | 31 Dec 2015 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
455,490
|
$4,241,000 | — | 31 Dec 2015 | |
| DUBUQUE BANK & TRUST CO |
13F
|
Company |
—
class O/S missing
|
297,223
|
$2,723,000 | — | 31 Dec 2015 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
283,199
|
$2,594,000 | — | 31 Dec 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
249,055
|
$2,282,000 | — | 31 Dec 2015 | |
| DIXON HUBARD FEINOUR & BROWN INC/VA |
13F
|
Company |
—
class O/S missing
|
247,900
|
$2,271,000 | — | 31 Dec 2015 | |
| Jacobus Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
227,010
|
$2,079,000 | — | 31 Dec 2015 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
162,854
|
$1,492,000 | — | 31 Dec 2015 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
155,830
|
$1,427,000 | — | 31 Dec 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
143,402
|
$1,313,000 | — | 31 Dec 2015 | |
| Oxbow Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
139,875
|
$1,281,000 | — | 31 Dec 2015 | |
| SeaBridge Investment Advisors LLC |
13F
|
Company |
—
class O/S missing
|
116,270
|
$1,065,000 | — | 31 Dec 2015 | |
| INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV |
13F
|
Company |
—
class O/S missing
|
115,253
|
$1,056,000 | — | 31 Dec 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
102,953
|
$944,000 | — | 31 Dec 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
101,305
|
$928,000 | — | 31 Dec 2015 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
100,631
|
$922,000 | — | 31 Dec 2015 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
97,465
|
$893,000 | — | 31 Dec 2015 | |
| Cutter & CO Brokerage, Inc. |
13F
|
Company |
—
class O/S missing
|
92,901
|
$851,000 | — | 31 Dec 2015 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
91,053
|
$834,000 | — | 31 Dec 2015 | |
| VSR Financial Services, Inc. |
13F
|
Company |
—
class O/S missing
|
90,833
|
$832,000 | — | 31 Dec 2015 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
86,472
|
$792,000 | — | 31 Dec 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
84,530
|
$774,000 | — | 31 Dec 2015 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
—
class O/S missing
|
79,721
|
$730,000 | — | 31 Dec 2015 | |
| Global Endowment Management, LP |
13F
|
Company |
—
class O/S missing
|
75,800
|
$694,000 | — | 31 Dec 2015 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
—
class O/S missing
|
75,750
|
$694,000 | — | 31 Dec 2015 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
74,796
|
$685,000 | — | 31 Dec 2015 | |
| E&G Advisors, LP |
13F
|
Company |
—
class O/S missing
|
71,500
|
$655,000 | — | 31 Dec 2015 | |
| Starfire Investment Advisers, Inc. |
13F
|
Company |
—
class O/S missing
|
66,640
|
$610,422 | — | 31 Dec 2015 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
66,385
|
$608,000 | — | 31 Dec 2015 | |
| Weiss Asset Management LP |
13F
|
Company |
—
class O/S missing
|
63,366
|
$580,000 | — | 31 Dec 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
62,214
|
$570,000 | — | 31 Dec 2015 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
60,025
|
$550,000 | — | 31 Dec 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
58,212
|
$533,000 | — | 31 Dec 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
58,183
|
$533,000 | — | 31 Dec 2015 | |
| NOESIS CAPITAL MANGEMENT CORP |
13F
|
Company |
—
class O/S missing
|
48,975
|
$449,000 | — | 31 Dec 2015 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
—
class O/S missing
|
46,996
|
$430,476 | — | 31 Dec 2015 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
—
class O/S missing
|
45,000
|
$412,000 | — | 31 Dec 2015 | |
| Eos Management, L.P. |
13F
|
Company |
—
class O/S missing
|
44,990
|
$412,000 | — | 31 Dec 2015 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
44,359
|
$406,000 | — | 31 Dec 2015 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
39,074
|
$357,000 | — | 31 Dec 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
36,865
|
$338,000 | — | 31 Dec 2015 |
Institutional Holders of Nuveen Preferred & Income Opportunities Fund - COM (JPC) as of Q1 2016
As of 31 Mar 2016,
Nuveen Preferred & Income Opportunities Fund - COM (JPC) was held by
97 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
16,406,152 shares.
The largest 10 holders included
McGowan Group Asset Management, Inc., COHEN & STEERS INC, WELLS FARGO & COMPANY/MN, MORGAN STANLEY, PARAMETRIC PORTFOLIO ASSOCIATES LLC, Invesco Ltd., KAMES CAPITAL plc, UBS Group AG, FIRST FOUNDATION ADVISORS, and LPL Financial LLC.
This page lists
97
institutional shareholders reporting positions in this security
for the Q1 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2016 vs Q4 2015 Across Filers
Q4 2015 holders
108
Q1 2016 holders
97
Holder diff
-11
| Investor | Q4 2015 Shares | Q1 2016 Shares | Share Diff | Share Chg % | Q4 2015 Value $ | Q1 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.