- Type / Class
- Equity / COM
- Total 13F shares
- 18,649,401
- Share change
- -1,510,099
- Total reported value
- $187,787,589
- Price per share
- $10.07
- Number of holders
- 100
- Value change
- -$15,187,466
- Number of buys
- 46
- Number of sells
- 37
Quarterly Holders Quick Answers
What is CUSIP 67072T108?
CUSIP 67072T108 identifies JFR - NUVEEN FLOATING RATE INCOME FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67072T108:
Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13F
|
Company |
—
class O/S missing
|
2,732,232
|
$27,377,000 | — | 30 Jun 2021 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
1,727,195
|
$17,306,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
1,685,648
|
$16,890,000 | — | 30 Jun 2021 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
1,542,617
|
$15,457,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,445,727
|
$14,486,000 | — | 30 Jun 2021 | |
| Lindbrook Capital, LLC |
13F
|
Company |
—
class O/S missing
|
1,323,703
|
$13,264,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
905,200
|
$9,070,000 | — | 30 Jun 2021 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
880,668
|
$8,824,000 | — | 30 Jun 2021 | |
| INVESCO SENIOR SECURED MANAGEMENT INC /ADV |
13F
|
Company |
—
class O/S missing
|
808,700
|
$8,103,000 | — | 30 Jun 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
651,958
|
$6,533,000 | — | 30 Jun 2021 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
649,557
|
$6,509,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
499,255
|
$5,003,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
468,746
|
$4,697,000 | — | 30 Jun 2021 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
438,464
|
$4,393,000 | — | 30 Jun 2021 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
421,400
|
$4,222,000 | — | 30 Jun 2021 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
387,184
|
$3,880,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
319,912
|
$3,206,000 | — | 30 Jun 2021 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
318,293
|
$3,189,000 | — | 30 Jun 2021 | |
| Next Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
284,335
|
$2,849,000 | — | 30 Jun 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
273,096
|
$2,736,000 | — | 30 Jun 2021 | |
| RFG Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
252,550
|
$2,531,000 | — | 30 Jun 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
249,089
|
$2,496,000 | — | 30 Jun 2021 | |
| LOOMIS SAYLES & CO L P |
13F
|
Company |
—
class O/S missing
|
236,650
|
$2,371,000 | — | 30 Jun 2021 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
180,145
|
$1,805,000 | — | 30 Jun 2021 | |
| INVESTMENT MANAGEMENT ASSOCIATES INC /ADV |
13F
|
Company |
—
class O/S missing
|
180,000
|
$1,804,000 | — | 30 Jun 2021 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
163,970
|
$1,643,000 | — | 30 Jun 2021 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
—
class O/S missing
|
128,300
|
$1,286,000 | — | 30 Jun 2021 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
125,986
|
$1,262,000 | — | 30 Jun 2021 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
—
class O/S missing
|
121,263
|
$1,215,000 | — | 30 Jun 2021 | |
| 6 Meridian |
13F
|
Company |
—
class O/S missing
|
116,242
|
$1,165,000 | — | 30 Jun 2021 | |
| Wela Strategies, Inc. |
13F
|
Company |
—
class O/S missing
|
109,432
|
$1,097,000 | — | 30 Jun 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
106,540
|
$1,068,000 | — | 30 Jun 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
99,786
|
$999,000 | — | 30 Jun 2021 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
97,785
|
$980,000 | — | 30 Jun 2021 | |
| PARK AVENUE SECURITIES LLC |
13F
|
Company |
—
class O/S missing
|
96,516
|
$967,000 | — | 30 Jun 2021 | |
| Seelaus Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
92,006
|
$922,000 | — | 30 Jun 2021 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
82,862
|
$830,000 | — | 30 Jun 2021 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
63,778
|
$639,000 | — | 30 Jun 2021 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
58,537
|
$587,000 | — | 30 Jun 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
55,582
|
$557,000 | — | 30 Jun 2021 | |
| CONNING INC. |
13F
|
Company |
—
class O/S missing
|
54,000
|
$541,000 | — | 30 Jun 2021 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
51,821
|
$519,000 | — | 30 Jun 2021 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
—
class O/S missing
|
50,884
|
$510,000 | — | 30 Jun 2021 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
50,000
|
$501,000 | — | 30 Jun 2021 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
—
class O/S missing
|
47,614
|
$477,000 | — | 30 Jun 2021 | |
| Congress Park Capital LLC |
13F
|
Company |
—
class O/S missing
|
45,000
|
$451,000 | — | 30 Jun 2021 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
40,700
|
$408,000 | — | 30 Jun 2021 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
40,069
|
$401,000 | — | 30 Jun 2021 | |
| CALTON & ASSOCIATES, INC. |
13F
|
Company |
—
class O/S missing
|
33,325
|
$333,000 | — | 30 Jun 2021 | |
| SHEETS SMITH WEALTH MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
32,800
|
$329,000 | — | 30 Jun 2021 |
Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q3 2021
As of 30 Sep 2021,
NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by
100 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
18,649,401 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, LPL Financial LLC, WELLS FARGO & COMPANY/MN, Penserra Capital Management LLC, Invesco Ltd., MORGAN STANLEY, RIVERNORTH CAPITAL MANAGEMENT, LLC, INVESCO SENIOR SECURED MANAGEMENT INC /ADV, Capital Investment Advisors, LLC, and GUGGENHEIM CAPITAL LLC.
This page lists
100
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
103
Q3 2021 holders
100
Holder diff
-3
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.