- Type / Class
- Equity / COM
- Total 13F shares
- 17,661,898
- Share change
- -1,359,598
- Total reported value
- $179,607,200
- Price per share
- $10.17
- Number of holders
- 102
- Value change
- -$13,652,912
- Number of buys
- 48
- Number of sells
- 37
Quarterly Holders Quick Answers
What is CUSIP 67072T108?
CUSIP 67072T108 identifies JFR - NUVEEN FLOATING RATE INCOME FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67072T108:
Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
1,743,591
|
$17,558,000 | — | 30 Sep 2021 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
1,735,437
|
$17,476,000 | — | 30 Sep 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,611,716
|
$16,230,000 | — | 30 Sep 2021 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
1,255,389
|
$12,641,000 | — | 30 Sep 2021 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
906,502
|
$9,129,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
894,285
|
$9,005,000 | — | 30 Sep 2021 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
855,996
|
$8,620,000 | — | 30 Sep 2021 | |
| INVESCO SENIOR SECURED MANAGEMENT INC /ADV |
13F
|
Company |
—
class O/S missing
|
808,700
|
$8,144,000 | — | 30 Sep 2021 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
694,728
|
$6,996,000 | — | 30 Sep 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
678,359
|
$6,831,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
667,283
|
$6,720,000 | — | 30 Sep 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
541,704
|
$5,455,000 | — | 30 Sep 2021 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
438,464
|
$4,415,000 | — | 30 Sep 2021 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
430,000
|
$4,330,000 | — | 30 Sep 2021 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
387,184
|
$3,899,000 | — | 30 Sep 2021 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
379,862
|
$3,825,000 | — | 30 Sep 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
327,232
|
$3,295,000 | — | 30 Sep 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
304,246
|
$3,058,000 | — | 30 Sep 2021 | |
| Next Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
269,183
|
$2,711,000 | — | 30 Sep 2021 | |
| RFG Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
257,927
|
$2,597,000 | — | 30 Sep 2021 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
249,346
|
$2,511,000 | — | 30 Sep 2021 | |
| Saba Capital Management, L.P. |
13F
|
Company |
—
class O/S missing
|
237,158
|
$2,388,000 | — | 30 Sep 2021 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
180,145
|
$1,814,000 | — | 30 Sep 2021 | |
| INVESTMENT MANAGEMENT ASSOCIATES INC /ADV |
13F
|
Company |
—
class O/S missing
|
180,000
|
$1,813,000 | — | 30 Sep 2021 | |
| LOOMIS SAYLES & CO L P |
13F
|
Company |
—
class O/S missing
|
161,650
|
$1,628,000 | — | 30 Sep 2021 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
149,132
|
$1,502,000 | — | 30 Sep 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
148,323
|
$1,493,000 | — | 30 Sep 2021 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
—
class O/S missing
|
117,513
|
$1,183,000 | — | 30 Sep 2021 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
—
class O/S missing
|
109,075
|
$1,098,000 | — | 30 Sep 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
108,842
|
$1,096,000 | — | 30 Sep 2021 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
108,351
|
$1,091,000 | — | 30 Sep 2021 | |
| PARK AVENUE SECURITIES LLC |
13F
|
Company |
—
class O/S missing
|
105,521
|
$1,063,000 | — | 30 Sep 2021 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
104,672
|
$1,054,047 | — | 30 Sep 2021 | |
| Seelaus Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
90,806
|
$914,000 | — | 30 Sep 2021 | |
| Wela Strategies, Inc. |
13F
|
Company |
—
class O/S missing
|
87,954
|
$886,000 | — | 30 Sep 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
81,979
|
$826,000 | — | 30 Sep 2021 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
69,919
|
$704,000 | — | 30 Sep 2021 | |
| Congress Park Capital LLC |
13F
|
Company |
—
class O/S missing
|
66,000
|
$665,000 | — | 30 Sep 2021 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
64,952
|
$654,000 | — | 30 Sep 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
62,947
|
$634,000 | — | 30 Sep 2021 | |
| CONNING INC. |
13F
|
Company |
—
class O/S missing
|
54,000
|
$544,000 | — | 30 Sep 2021 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
—
class O/S missing
|
51,062
|
$514,000 | — | 30 Sep 2021 | |
| CALTON & ASSOCIATES, INC. |
13F
|
Company |
—
class O/S missing
|
50,644
|
$509,000 | — | 30 Sep 2021 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
50,430
|
$508,000 | — | 30 Sep 2021 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
41,200
|
$415,000 | — | 30 Sep 2021 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
36,600
|
$369,000 | — | 30 Sep 2021 | |
| SHEETS SMITH WEALTH MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
32,800
|
$330,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
32,294
|
$324,000 | — | 30 Sep 2021 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
31,999
|
$322,000 | — | 30 Sep 2021 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
31,650
|
$319,000 | — | 30 Sep 2021 |
Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q4 2021
As of 31 Dec 2021,
NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by
102 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
17,661,898 shares.
The largest 10 holders included
LPL Financial LLC, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, Penserra Capital Management LLC, Invesco Ltd., MORGAN STANLEY, UBS Group AG, GUGGENHEIM CAPITAL LLC, Capital Investment Advisors, LLC, and ROYAL BANK OF CANADA.
This page lists
102
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
100
Q4 2021 holders
102
Holder diff
2
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.