- Type / Class
- Equity / COM
- Total 13F shares
- 22,644,073
- Share change
- +2,041,047
- Total reported value
- $170,783,926
- Price per share
- $7.55
- Number of holders
- 94
- Value change
- +$10,811,355
- Number of buys
- 38
- Number of sells
- 57
Quarterly Holders Quick Answers
What is CUSIP 67072T108?
CUSIP 67072T108 identifies JFR - NUVEEN FLOATING RATE INCOME FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67072T108:
Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
2,243,611
|
$22,974,000 | — | 31 Dec 2019 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,830,787
|
$18,747,000 | — | 31 Dec 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,416,166
|
$14,501,000 | — | 31 Dec 2019 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
1,391,210
|
$14,246,000 | — | 31 Dec 2019 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,314,449
|
$13,459,000 | — | 31 Dec 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
1,257,478
|
$12,876,000 | — | 31 Dec 2019 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
1,054,934
|
$10,791,000 | — | 31 Dec 2019 | |
| INVESCO SENIOR SECURED MANAGEMENT INC /ADV |
13F
|
Company |
—
class O/S missing
|
808,700
|
$8,200,000 | — | 31 Dec 2019 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
773,383
|
$7,920,000 | — | 31 Dec 2019 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
717,421
|
$7,346,000 | — | 31 Dec 2019 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
698,853
|
$7,157,000 | — | 31 Dec 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
476,476
|
$4,879,000 | — | 31 Dec 2019 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
445,000
|
$4,557,000 | — | 31 Dec 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
406,443
|
$4,162,000 | — | 31 Dec 2019 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
376,116
|
$3,851,000 | — | 31 Dec 2019 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
371,260
|
$3,802,000 | — | 31 Dec 2019 | |
| Vivaldi Capital Management LP |
13F
|
Company |
—
class O/S missing
|
363,938
|
$3,727,000 | — | 31 Dec 2019 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
335,318
|
$3,434,000 | — | 31 Dec 2019 | |
| Lindbrook Capital, LLC |
13F
|
Company |
—
class O/S missing
|
315,789
|
$3,234,000 | — | 31 Dec 2019 | |
| Chapwood Capital Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
306,536
|
$3,139,000 | — | 31 Dec 2019 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
256,101
|
$2,622,000 | — | 31 Dec 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
251,252
|
$2,573,000 | — | 31 Dec 2019 | |
| Next Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
215,120
|
$2,203,000 | — | 31 Dec 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
184,311
|
$1,873,000 | — | 31 Dec 2019 | |
| VestGen Investment Management |
13F
|
Company |
—
class O/S missing
|
134,697
|
$1,379,000 | — | 31 Dec 2019 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
132,306
|
$1,356,000 | — | 31 Dec 2019 | |
| OLD MISSION CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
122,400
|
$1,253,000 | — | 31 Dec 2019 | |
| Q Global Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
119,951
|
$1,228,000 | — | 31 Dec 2019 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
—
class O/S missing
|
116,100
|
$1,189,000 | — | 31 Dec 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
111,125
|
$1,137,000 | — | 31 Dec 2019 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
94,954
|
$972,000 | — | 31 Dec 2019 | |
| Wela Strategies, Inc. |
13F
|
Company |
—
class O/S missing
|
94,538
|
$968,000 | — | 31 Dec 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
94,002
|
$963,000 | — | 31 Dec 2019 | |
| 6 Meridian |
13F
|
Company |
—
class O/S missing
|
93,045
|
$953,000 | — | 31 Dec 2019 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
85,312
|
$874,000 | — | 31 Dec 2019 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
—
class O/S missing
|
83,840
|
$859,000 | — | 31 Dec 2019 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
75,925
|
$777,000 | — | 31 Dec 2019 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
75,900
|
$777,000 | — | 31 Dec 2019 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
75,203
|
$770,000 | — | 31 Dec 2019 | |
| OLD NATIONAL BANCORP /IN/ |
13F
|
Company |
—
class O/S missing
|
70,890
|
$726,000 | — | 31 Dec 2019 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
—
class O/S missing
|
69,865
|
$716,000 | — | 31 Dec 2019 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
70,712
|
$714,000 | — | 31 Dec 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
56,282
|
$576,000 | — | 31 Dec 2019 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
—
class O/S missing
|
56,251
|
$576,000 | — | 31 Dec 2019 | |
| CONNING INC. |
13F
|
Company |
—
class O/S missing
|
54,000
|
$553,000 | — | 31 Dec 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
52,345
|
$536,000 | — | 31 Dec 2019 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
51,710
|
$530,000 | — | 31 Dec 2019 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
51,208
|
$524,000 | — | 31 Dec 2019 | |
| Intrinsic Edge Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
50,000
|
$512,000 | — | 31 Dec 2019 | |
| Castle Rock Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
42,461
|
$439,000 | — | 31 Dec 2019 |
Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q1 2020
As of 31 Mar 2020,
NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by
94 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
22,644,073 shares.
The largest 10 holders included
Saba Capital Management, L.P., LPL Financial LLC, Invesco Ltd., MORGAN STANLEY, Lindbrook Capital, LLC, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, Penserra Capital Management LLC, INVESCO SENIOR SECURED MANAGEMENT INC /ADV, and EATON VANCE MANAGEMENT.
This page lists
94
institutional shareholders reporting positions in this security
for the Q1 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
106
Q1 2020 holders
94
Holder diff
-12
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 Value $ | Q1 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.