- Type / Class
- Equity / COM
- Total 13F shares
- 19,472,155
- Share change
- -46,163
- Total reported value
- $196,153,988
- Price per share
- $10.07
- Number of holders
- 80
- Value change
- -$571,958
- Number of buys
- 28
- Number of sells
- 41
Quarterly Holders Quick Answers
What is CUSIP 67072T108?
CUSIP 67072T108 identifies JFR - NUVEEN FLOATING RATE INCOME FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67072T108:
Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BAILLIE GIFFORD & CO |
13F
|
Company |
—
class O/S missing
|
2,750,000
|
$28,160,000 | — | 31 Dec 2015 | |
| RESTRUCTURING CAPITAL ASSOCIATES LP |
13F
|
Company |
—
class O/S missing
|
2,186,153
|
$22,386,000 | — | 31 Dec 2015 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,815,510
|
$18,590,000 | — | 31 Dec 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
1,493,246
|
$15,291,000 | — | 31 Dec 2015 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
1,374,384
|
$14,074,000 | — | 31 Dec 2015 | |
| PRIVATE MANAGEMENT GROUP INC |
13F
|
Company |
—
class O/S missing
|
1,284,932
|
$13,158,000 | — | 31 Dec 2015 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
994,345
|
$10,182,000 | — | 31 Dec 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
816,587
|
$8,363,000 | — | 31 Dec 2015 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
596,621
|
$6,109,000 | — | 31 Dec 2015 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
463,605
|
$4,747,000 | — | 31 Dec 2015 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
462,039
|
$4,731,000 | — | 31 Dec 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
456,368
|
$4,673,000 | — | 31 Dec 2015 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
427,000
|
$4,372,000 | — | 31 Dec 2015 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
400,286
|
$4,099,000 | — | 31 Dec 2015 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
399,647
|
$4,080,000 | — | 31 Dec 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
314,036
|
$3,216,000 | — | 31 Dec 2015 | |
| Trust Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
269,589
|
$2,761,000 | — | 31 Dec 2015 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
269,247
|
$2,757,000 | — | 31 Dec 2015 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
211,530
|
$2,166,000 | — | 31 Dec 2015 | |
| Kohlberg Kravis Roberts & Co. L.P. |
13F
|
Company |
—
class O/S missing
|
208,200
|
$2,132,000 | — | 31 Dec 2015 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
—
class O/S missing
|
190,000
|
$1,946,000 | — | 31 Dec 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
142,088
|
$1,455,000 | — | 31 Dec 2015 | |
| Limestone Value Partners, LLC |
13F
|
Company |
—
class O/S missing
|
138,458
|
$1,310,000 | — | 31 Dec 2015 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
111,707
|
$1,144,000 | — | 31 Dec 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
102,316
|
$1,043,000 | — | 31 Dec 2015 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
100,710
|
$1,031,000 | — | 31 Dec 2015 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
96,910
|
$992,000 | — | 31 Dec 2015 | |
| NEWGATE CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
96,523
|
$983,000 | — | 31 Dec 2015 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
90,000
|
$922,000 | — | 31 Dec 2015 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
89,793
|
$919,000 | — | 31 Dec 2015 | |
| DRW Securities, LLC |
13F
|
Company |
—
class O/S missing
|
86,677
|
$888,000 | — | 31 Dec 2015 | |
| CONNING INC. |
13F
|
Company |
—
class O/S missing
|
85,900
|
$880,000 | — | 31 Dec 2015 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
84,842
|
$869,000 | — | 31 Dec 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
69,046
|
$707,000 | — | 31 Dec 2015 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
45,198
|
$463,000 | — | 31 Dec 2015 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
39,985
|
$409,000 | — | 31 Dec 2015 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
38,303
|
$392,000 | — | 31 Dec 2015 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
37,400
|
$383,000 | — | 31 Dec 2015 | |
| SHEETS SMITH WEALTH MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
36,300
|
$372,000 | — | 31 Dec 2015 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
35,622
|
$365,000 | — | 31 Dec 2015 | |
| Weiss Asset Management LP |
13F
|
Company |
—
class O/S missing
|
35,567
|
$364,000 | — | 31 Dec 2015 | |
| Coe Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
35,000
|
$358,400 | — | 31 Dec 2015 | |
| TIEMANN INVESTMENT ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
34,182
|
$350,000 | — | 31 Dec 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
32,070
|
$329,000 | — | 31 Dec 2015 | |
| ZAZOVE ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
32,071
|
$328,000 | — | 31 Dec 2015 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
31,535
|
$323,000 | — | 31 Dec 2015 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
23,238
|
$238,000 | — | 31 Dec 2015 | |
| Swift Run Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
23,000
|
$236,000 | — | 31 Dec 2015 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
23,020
|
$235,000 | — | 31 Dec 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
20,239
|
$207,000 | — | 31 Dec 2015 |
Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q1 2016
As of 31 Mar 2016,
NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by
80 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
19,472,155 shares.
The largest 10 holders included
BAILLIE GIFFORD & CO, RESTRUCTURING CAPITAL ASSOCIATES LP, Invesco Ltd., MORGAN STANLEY, EATON VANCE MANAGEMENT, PRIVATE MANAGEMENT GROUP INC, BANK OF AMERICA CORP /DE/, GUGGENHEIM CAPITAL LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, and WELLS FARGO & COMPANY/MN.
This page lists
80
institutional shareholders reporting positions in this security
for the Q1 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2016 vs Q4 2015 Across Filers
Q4 2015 holders
82
Q1 2016 holders
80
Holder diff
-2
| Investor | Q4 2015 Shares | Q1 2016 Shares | Share Diff | Share Chg % | Q4 2015 Value $ | Q1 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.