- Type / Class
- Equity / COM
- Total 13F shares
- 16,187,586
- Share change
- +131,291
- Total reported value
- $182,987,581
- Price per share
- $11.31
- Number of holders
- 72
- Value change
- +$1,597,052
- Number of buys
- 31
- Number of sells
- 33
Quarterly Holders Quick Answers
What is CUSIP 67072T108?
CUSIP 67072T108 identifies JFR - NUVEEN FLOATING RATE INCOME FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67072T108:
Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BAILLIE GIFFORD & CO |
13F
|
Company |
—
class O/S missing
|
2,750,000
|
$30,223,000 | — | 31 Dec 2014 | |
| RESTRUCTURING CAPITAL ASSOCIATES LP |
13F
|
Company |
—
class O/S missing
|
2,194,039
|
$24,112,000 | — | 31 Dec 2014 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,715,507
|
$18,853,000 | — | 31 Dec 2014 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,695,599
|
$18,635,000 | — | 31 Dec 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
1,245,443
|
$13,686,000 | — | 31 Dec 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
834,015
|
$9,165,000 | — | 31 Dec 2014 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
587,976
|
$6,462,000 | — | 31 Dec 2014 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
427,000
|
$4,693,000 | — | 31 Dec 2014 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
409,775
|
$4,503,000 | — | 31 Dec 2014 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
365,828
|
$4,020,000 | — | 31 Dec 2014 | |
| Trust Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
323,076
|
$3,551,000 | — | 31 Dec 2014 | |
| NEWGATE CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
318,901
|
$3,485,000 | — | 31 Dec 2014 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
279,305
|
$3,069,000 | — | 31 Dec 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
261,931
|
$2,879,000 | — | 31 Dec 2014 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
215,390
|
$2,367,000 | — | 31 Dec 2014 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
200,061
|
$2,199,000 | — | 31 Dec 2014 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
193,902
|
$2,131,000 | — | 31 Dec 2014 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
147,973
|
$1,626,000 | — | 31 Dec 2014 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
135,674
|
$1,491,000 | — | 31 Dec 2014 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
123,602
|
$1,358,000 | — | 31 Dec 2014 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
101,995
|
$1,121,000 | — | 31 Dec 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
96,390
|
$1,059,000 | — | 31 Dec 2014 | |
| CONNING INC. |
13F
|
Company |
—
class O/S missing
|
85,900
|
$944,000 | — | 31 Dec 2014 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
85,802
|
$943,000 | — | 31 Dec 2014 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
80,842
|
$888,000 | — | 31 Dec 2014 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
77,064
|
$847,000 | — | 31 Dec 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
69,254
|
$761,000 | — | 31 Dec 2014 | |
| DRW Securities, LLC |
13F
|
Company |
—
class O/S missing
|
69,224
|
$761,000 | — | 31 Dec 2014 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
57,103
|
$628,000 | — | 31 Dec 2014 | |
| Laurion Capital Management LP |
13F
|
Company |
—
class O/S missing
|
56,977
|
$626,000 | — | 31 Dec 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
56,098
|
$617,000 | — | 31 Dec 2014 | |
| WFG Advisors, LP |
13F
|
Company |
—
class O/S missing
|
54,162
|
$595,000 | — | 31 Dec 2014 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
39,700
|
$436,000 | — | 31 Dec 2014 | |
| SHEETS SMITH WEALTH MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
36,000
|
$396,000 | — | 31 Dec 2014 | |
| TIEMANN INVESTMENT ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
35,296
|
$388,000 | — | 31 Dec 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
35,000
|
$383,000 | — | 31 Dec 2014 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
32,784
|
$360,296 | — | 31 Dec 2014 | |
| ZAZOVE ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
32,071
|
$352,000 | — | 31 Dec 2014 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
30,136
|
$331,000 | — | 31 Dec 2014 | |
| Coe Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
30,000
|
$329,700 | — | 31 Dec 2014 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
25,522
|
$280,000 | — | 31 Dec 2014 | |
| Swift Run Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
23,000
|
$253,000 | — | 31 Dec 2014 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
—
class O/S missing
|
18,172
|
$200,000 | — | 31 Dec 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
17,550
|
$193,000 | — | 31 Dec 2014 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
17,445
|
$192,000 | — | 31 Dec 2014 | |
| Carnegie Investment Counsel |
13F
|
Company |
—
class O/S missing
|
17,500
|
$191,000 | — | 31 Dec 2014 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
16,245
|
$179,000 | — | 31 Dec 2014 | |
| BHF Kleinwort Benson Group S.A. |
13F
|
Company |
—
class O/S missing
|
15,000
|
$165,000 | — | 31 Dec 2014 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
14,432
|
$158,000 | — | 31 Dec 2014 | |
| LVW Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
13,000
|
$143,000 | — | 31 Dec 2014 |
Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q1 2015
As of 31 Mar 2015,
NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by
72 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
16,187,586 shares.
The largest 10 holders included
BAILLIE GIFFORD & CO, RESTRUCTURING CAPITAL ASSOCIATES LP, MORGAN STANLEY, Invesco Ltd., GUGGENHEIM CAPITAL LLC, BANK OF AMERICA CORP /DE/, MARINER INVESTMENT GROUP LLC, UNITED CAPITAL FINANCIAL ADVISERS, LLC, JPMORGAN CHASE & CO, and Trust Asset Management LLC.
This page lists
72
institutional shareholders reporting positions in this security
for the Q1 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2015 vs Q4 2014 Across Filers
Q4 2014 holders
77
Q1 2015 holders
72
Holder diff
-5
| Investor | Q4 2014 Shares | Q1 2015 Shares | Share Diff | Share Chg % | Q4 2014 Value $ | Q1 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.