Security key
67069X104
- Security type / class
- Equity / COM
- Total 13F shares
- 1,512,680
- Total 13F value
- $24,876,000
- Share change
- +96,095
- SEC-reported price per share
- $16.45
- Number of holders
- 18
- Value change
- +$1,576,012
- Number of buys
- 13
- Number of sells
- 4
Report period
Q3 2016
Institutions
18
Top holders
10
NVX full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2016
Previous quarter: Q2 2016
NOVONIX Ltd SEC filings
NOVONIX Ltd company facts
Broader feeds
Reporting periods
Holder history for CUSIP 67069X104
Recent filing periods:
Ownership snapshot
Top reported holders of NVX - NUVEEN CA DIV ADVANTG MUN FD - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
GUGGENHEIM CAPITAL LLC
Disclosed value leader
GUGGENHEIM CAPITAL LLC
Comparable rows
0/15
Latest evidence
30 Jun 2016
13F
Highest disclosed value: $5,048,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
GUGGENHEIM CAPITAL LLC has the largest disclosed position value at $5.05M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens GUGGENHEIM CAPITAL LLC's linked filing trail.
Disclosed position value
Top 5
GUGGENHEIM CAPITAL LLC
$5.05M
Advisors Asset Management, Inc.
$4.92M
Invesco Ltd.
$4.86M
LADENBURG THALMANN FINANCIAL SERV...
$2.42M
BANK OF AMERICA CORP /DE/
$1.47M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
—
class O/S missing
|
$5,048,000
302,302 shares
|
— | 30 Jun 2016 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$4,915,000
294,313 shares
|
— | 30 Jun 2016 |
| Invesco Ltd. |
13F
Company
|
—
class O/S missing
|
$4,863,000
291,180 shares
|
— | 30 Jun 2016 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
Company
|
—
class O/S missing
|
$2,418,000
144,783 shares
|
— | 30 Jun 2016 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
—
class O/S missing
|
$1,473,000
88,258 shares
|
— | 30 Jun 2016 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$1,424,000
85,274 shares
|
— | 30 Jun 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
18
Shares
1,512,680
Rows available
18
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
17
Q3 2016 holders
18
Holder diff
1
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 value | Q3 2016 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend