Comparable stake leader
UBS Group AG
SEC ownership of NOVONIX Ltd
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001859795.
Disclosed value leader
UBS Group AG
Comparable rows
0/39
Latest evidence
22 Jul 2026
- Public ticker
- NVX on Nasdaq, NVNXF on OTC
- Parsed ownership sources
-
13F and 3/4/5
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
UBS Group AG
Ranking: Comparable ownership first, then disclosed value
- Latest parsed ownership date
-
22 Jul 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001859795
- Issuer location
- Brisbane
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
1 signal
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of NOVONIX Ltd (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
UBS Group AG
Disclosed value leader
UBS Group AG
Comparable rows
0/39
Latest evidence
22 Jul 2026
13F
3/4/5
Highest disclosed value: $1,071,504
39 rows are not safely comparable across share classes.
Showing 1-8 of 39 holder rows.
Quick read
UBS Group AG has the largest disclosed position value at $1.07M.
0 of 39 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens UBS Group AG's linked filing trail.
Disclosed position value
Top 5
UBS Group AG
$1.07M
Forest Avenue Capital Management LP
$827.6K
XTX Topco Ltd
$253.8K
CITADEL ADVISORS LLC
$183.8K
JANE STREET GROUP, LLC
$152.4K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-8 of 39 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$1,071,504
1,552,904 shares
|
— | 31 Mar 2026 |
| Forest Avenue Capital Management LP |
13F
Company
|
—
class O/S missing
|
$827,585
1,199,398 shares
|
— | 31 Mar 2026 |
| XTX Topco Ltd |
13F
Company
|
—
class O/S missing
|
$253,827
367,865 shares
|
— | 31 Mar 2026 |
| CITADEL ADVISORS LLC |
13F
Company
|
—
class O/S missing
|
$183,817
266,401 shares
|
— | 31 Mar 2026 |
| JANE STREET GROUP, LLC |
13F
Company
|
—
class O/S missing
|
$152,388
204,522 shares
|
— | 31 Mar 2026 |
| MARSHALL WACE, LLP |
13F
Company
|
—
class O/S missing
|
$143,050
207,318 shares
|
— | 31 Mar 2026 |
| SmartHarvest Portfolios, LLC |
13F
Company
|
—
class O/S missing
|
$99,913
144,801 shares
|
— | 31 Mar 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
Company
|
—
class O/S missing
|
$97,076
140,690 shares
|
— | 31 Mar 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 05 Aug 2025.
Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-11 of 11 reporting-owner rows connected to NOVONIX Ltd. Open a relationship link for the CIK-to-CIK filing trail.
Rows
11
Largest Forms 3/4/5 holder
Dwayne Arnold Johnson
Net 12M change
$0
Latest report
22 Jul 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Dwayne Arnold Johnson | Chief Operating Officer | Mixed | 27 May 2026 | |||
| Nicholas Liveris | Director | Mixed | 16 Mar 2026 | |||
| Suresh Vaidyanathan | Director | Mixed | 16 Mar 2026 | |||
| Kimberly J. Heimert | Chief Legal and Risk Officer | Mixed | 16 Mar 2026 | |||
| Michael O'Kronley | Chief Executive Officer, Director | Mixed | 05 May 2026 | |||
| Ronald C. Edmonds | Director | Mixed | 06 May 2026 | |||
| Jean Oelwang | Director | Mixed | 06 May 2026 | |||
| Tony Bellas | Director | Mixed | 06 May 2026 | |||
| Robert J. Natter | Director | Mixed | 01 Apr 2026 | |||
| Sharan Burrow | Director | Mixed | 22 Jul 2026 | |||
| Robert Buell Long | Chief Financial Officer | Mixed | 30 Jun 2026 |
Recent insider transactions for NOVONIX Ltd
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Sharan Burrow | NVX | Ordinary shares | Other | 14.5% | 31,250 | 246,989 | 22 Jul 2026 | Direct | ||
| Robert Buell Long | NVX | Performance rights | Other | -100% | -4,576,670 | 0 | 30 Jun 2026 | Direct | ||
| Dwayne Arnold Johnson | NVX | Performance rights (Time based) | Other | -100% | -517,767 | 0 | 27 May 2026 | Direct | ||
| Dwayne Arnold Johnson | NVX | Performance rights | Other | -100% | -1,897,347 | 0 | 27 May 2026 | Direct | ||
| Robert J. Natter | NVX | Ordinary shares | Other | 11.4% | 148,737 | 1,447,495 | 01 Apr 2026 | Trust (spouse trustee) | ||
| Robert J. Natter | NVX | Ordinary shares | Other | 5.97% | 81,606 | 1,447,494 | 01 Apr 2026 | Trust (reporting person trustee) | ||
| Robert J. Natter | NVX | Ordinary shares | Other | -100% | -230,343 | 0 | 01 Apr 2026 | Direct |
* marks a reported price that did not pass the local price check.