Holder evidence
39
SEC ownership of NOVONIX Ltd
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001859795.
Lead holder
UBS Group AG
13D/G signal
—
Latest evidence
06 May 2026
- CIK
- 0001859795
- Symbol
- NVX on Nasdaq, NVNXF on OTC
- Location
- Brisbane
- SEC evidence mix
- 13F and 3/4/5
- Lead holder
- UBS Group AG
- Latest evidence date
- 06 May 2026
Issuer identity
Ownership snapshot
Ownership snapshot
Top shareholders of NOVONIX Ltd (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
UBS Group AG
13D/G signal
—
Evidence rows
39
Latest as of
06 May 2026
13F
3/4/5
Highest disclosed value: $1,071,504
Showing 1-8 of 39 holder rows.
Rank 1 holder
UBS Group AG
13F
- Ownership
- —
- Position
- $1.07M
Rank 2 holder
Forest Avenue Capital Management LP
13F
- Ownership
- —
- Position
- $827.6K
Rank 3 holder
XTX Topco Ltd
13F
- Ownership
- —
- Position
- $253.8K
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$1,071,504
1,552,904 shares
|
— | 31 Mar 2026 |
| Forest Avenue Capital Management LP |
13F
Company
|
—
class O/S missing
|
$827,585
1,199,398 shares
|
— | 31 Mar 2026 |
| XTX Topco Ltd |
13F
Company
|
—
class O/S missing
|
$253,827
367,865 shares
|
— | 31 Mar 2026 |
| CITADEL ADVISORS LLC |
13F
Company
|
—
class O/S missing
|
$183,817
266,401 shares
|
— | 31 Mar 2026 |
| JANE STREET GROUP, LLC |
13F
Company
|
—
class O/S missing
|
$152,388
204,522 shares
|
— | 31 Mar 2026 |
| MARSHALL WACE, LLP |
13F
Company
|
—
class O/S missing
|
$143,050
207,318 shares
|
— | 31 Mar 2026 |
| SmartHarvest Portfolios, LLC |
13F
Company
|
—
class O/S missing
|
$99,913
144,801 shares
|
— | 31 Mar 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
Company
|
—
class O/S missing
|
$97,076
140,690 shares
|
— | 31 Mar 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 30 May 2025.
Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-11 of 11 reporting-owner rows connected to NOVONIX Ltd. Open a relationship link for the CIK-to-CIK filing trail.
Rows
11
Lead holder
Tony Bellas
Net 12M change
$0
Latest report
27 May 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Tony Bellas | Director | Mixed | 06 May 2026 | |||
| Nicholas Liveris | Director | Mixed | 16 Mar 2026 | |||
| Sharan Burrow | Director | Mixed | 06 May 2026 | |||
| Jean Oelwang | Director | Mixed | 06 May 2026 | |||
| Suresh Vaidyanathan | Director | Mixed | 16 Mar 2026 | |||
| Ronald C. Edmonds | Director | Mixed | 06 May 2026 | |||
| Robert J. Natter | Director | Mixed | 01 Apr 2026 | |||
| Michael O'Kronley | Chief Executive Officer, Director | Mixed | 05 May 2026 | |||
| Dwayne Arnold Johnson | Chief Operating Officer | Mixed | 27 May 2026 | |||
| Kimberly J. Heimert | Chief Legal and Risk Officer | Mixed | 16 Mar 2026 | |||
| Robert Buell Long | Chief Financial Officer | Mixed | 16 Mar 2026 |
Recent insider transactions for NOVONIX Ltd
Showing up to 300 most recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | Reported value | Reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Dwayne Arnold Johnson | NVX | Performance rights (Time based) | Other | -100% | -517,767 | 0 | 27 May 2026 | Direct | ||
| Dwayne Arnold Johnson | NVX | Performance rights | Other | -100% | -1,897,347 | 0 | 27 May 2026 | Direct | ||
| Robert J. Natter | NVX | Ordinary shares | Other | 11.4% | 148,737 | 1,447,495 | 01 Apr 2026 | Trust (spouse trustee) | ||
| Robert J. Natter | NVX | Ordinary shares | Other | 5.97% | 81,606 | 1,447,494 | 01 Apr 2026 | Trust (reporting person trustee) | ||
| Robert J. Natter | NVX | Ordinary shares | Other | -100% | -230,343 | 0 | 01 Apr 2026 | Direct |
* indicates a reported price that failed the local validity check.