Security key
67069X104
- Security type / class
- Equity / COM
- Total 13F shares
- 1,384,523
- Total 13F value
- $21,258,000
- Share change
- +190,208
- SEC-reported price per share
- $15.31
- Number of holders
- 18
- Value change
- +$2,926,989
- Number of buys
- 6
- Number of sells
- 6
Report period
Q4 2015
Institutions
18
Top holders
10
NVX full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2016
Previous quarter: Q3 2015
NOVONIX Ltd SEC filings
NOVONIX Ltd company facts
Broader feeds
Reporting periods
Holder history for CUSIP 67069X104
Recent filing periods:
Ownership snapshot
Top reported holders of NVX - NUVEEN CA DIV ADVANTG MUN FD - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
UBS Group AG
Disclosed value leader
UBS Group AG
Comparable rows
0/15
Latest evidence
30 Sep 2015
13F
Highest disclosed value: $4,031,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
UBS Group AG has the largest disclosed position value at $4.03M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens UBS Group AG's linked filing trail.
Disclosed position value
Top 5
UBS Group AG
$4.03M
Advisors Asset Management, Inc.
$3.4M
GUGGENHEIM CAPITAL LLC
$2.54M
Invesco Ltd.
$2.3M
MORGAN STANLEY
$1.47M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$4,031,000
269,302 shares
|
— | 30 Sep 2015 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$3,398,000
227,020 shares
|
— | 30 Sep 2015 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
—
class O/S missing
|
$2,535,000
169,322 shares
|
— | 30 Sep 2015 |
| Invesco Ltd. |
13F
Company
|
—
class O/S missing
|
$2,302,000
153,753 shares
|
— | 30 Sep 2015 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$1,470,000
98,196 shares
|
— | 30 Sep 2015 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
—
class O/S missing
|
$1,321,000
88,258 shares
|
— | 30 Sep 2015 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2015
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
18
Shares
1,384,523
Rows available
18
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2015 vs Q3 2015 Across Filers
Q3 2015 holders
16
Q4 2015 holders
18
Holder diff
2
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 value | Q4 2015 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend