Security key
67069X104
- Security type / class
- Equity / COM
- Total 13F shares
- 785,317
- Total 13F value
- $10,874,000
- Share change
- +46,275
- SEC-reported price per share
- $13.85
- Number of holders
- 23
- Value change
- +$634,441
- Number of buys
- 11
- Number of sells
- 9
Report period
Q3 2014
Institutions
23
Top holders
10
NVX full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2014
Previous quarter: Q2 2014
NOVONIX Ltd SEC filings
NOVONIX Ltd company facts
Broader feeds
Reporting periods
Holder history for CUSIP 67069X104
Recent filing periods:
Ownership snapshot
Top reported holders of NVX - NUVEEN CA DIV ADVANTG MUN FD - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
UBS AG
Disclosed value leader
UBS AG
Comparable rows
0/15
Latest evidence
30 Jun 2014
13F
Highest disclosed value: $2,955,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
UBS AG has the largest disclosed position value at $2.96M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens UBS AG's linked filing trail.
Disclosed position value
Top 5
UBS AG
$2.96M
Advisors Asset Management, Inc.
$2.35M
Invesco Ltd.
$1.41M
GUGGENHEIM CAPITAL LLC
$1.01M
MORGAN STANLEY
$482K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| UBS AG |
13F
Company
|
—
class O/S missing
|
$2,955,000
211,511 shares
|
— | 30 Jun 2014 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$2,349,000
168,152 shares
|
— | 30 Jun 2014 |
| Invesco Ltd. |
13F
Company
|
—
class O/S missing
|
$1,414,000
101,229 shares
|
— | 30 Jun 2014 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
—
class O/S missing
|
$1,007,000
72,169 shares
|
— | 30 Jun 2014 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$482,000
34,538 shares
|
— | 30 Jun 2014 |
| LPL Financial LLC |
13F
Company
|
—
class O/S missing
|
$333,000
23,838 shares
|
— | 30 Jun 2014 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2014
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
23
Shares
785,317
Rows available
23
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
24
Q3 2014 holders
23
Holder diff
-1
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 value | Q3 2014 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend